NZ Markets Disciplinary Tribunal definition

NZ Markets Disciplinary Tribunal means the body constituted by NZX under the NZ Markets Disciplinary Tribunal Rules as amended from time to time and where the context permits includes any division or duly authorised delegate of NZ Markets Disciplinary Tribunal;
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NZ Markets Disciplinary Tribunal has the meaning given in the NZSX Listing Rules; “NZSX” means the main board equity security market operated by NZX;
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Examples of NZ Markets Disciplinary Tribunal in a sentence

  • NZX means NZX Limited and includes its successors and assigns and, as the context permits, includes any duly authorised delegate of NZX (including the NZ Markets Disciplinary Tribunal).

  • In September, 2013 the NZ Markets Disciplinary Tribunal approved a settlement reached by the Company and the New Zealand Stock Exchange regarding the previously disclosed breaches of the NZSX Listing Rules by the Company.

  • NZ Markets Disciplinary Tribunal Annual Report Chairman’s Report DIVISIONS The Tribunal sits in Divisions of three.

  • NZ Markets Disciplinary Tribunal Annual Report Chairman’s Report BREACHES OF PERIODIC REPORTING REQUIREMENTS In last year’s annual report the former Chairman recorded the concern as to the number of breaches of periodic reporting requirements that had been referred to the Tribunal.

  • Exhibit 99.1 Execution Version Alliance Global Partners590 Madison Avenue 36th Floor New York, New York 10022 February 25, 2020 P ERSONAL AND CONFIDENTIAL Aptorum Group Limited17th Floor, Guangdong Investment Tower 138 Connaught Road CentralHong Kong Attention: Ian HuenChief Executive Officer Dear Mr. Huen:Introduction.

  • The Board will review compliance with the continuous disclosure obligations at every board meeting.Cooks was referred by NZX to the NZ Markets Disciplinary Tribunal (Tribunal) and in a determination dated 4 February 2020, the Tribunal found that Cooks Global Foods Limited (CGF) breached NZX Listing Rule 3.6.1 by filing its 2019 Annual Report 5 business days late.

  • If a Respondent or NZX fails to comply with the timeframes for filing materials with Tribunal, and has not otherwise sought NZ Markets Disciplinary Tribunal Annual ReportChairman’s Report extensions of time for their provision, the Tribunal will proceed to make its determination on the materials before it.

  • Any penalty imposed on a Market Participant, Issuer or Futures and Options Participant under these NZ Markets Disciplinary Tribunal Rules shall be a debt due to NZX enforceable by action in the name of NZX.

  • The Summary Appeal Respondent may, within 5 Business Days of receipt of a statement of case for appeal provided under NZ Markets Disciplinary Tribunal Rule 7.1 or such other period as directed by the NZ Markets Disciplinary Tribunal on the request of that Summary Appeal Respondent, submit to the NZ Markets Disciplinary Tribunal and the Appellant a statement in response to appeal setting out its absolute discretion approve a class of financial products as Admitted Products.

  • Background in relation to NZ Markets Disciplinary Tribunal The NZ Markets Disciplinary Tribunal (Tribunal) is an independent body established by the NZMDT Rules.

Related to NZ Markets Disciplinary Tribunal

  • Disciplinary Tribunal means the judicial body established to hear and decide all breaches of the Integrity Code of Conduct in accordance with the Rules and Regulations and such other matters as set out in the Constitution, Rules or Regulations.

  • Internal Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for ultimate consumption by end-users inside the PJM Region that are served by Network Transmission Service.

  • External Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for consumption by end-users outside the PJM Region, or for load in the PJM Region that is not served by Network Transmission Service.

  • Disciplinary Authority means the authority specified in the Schedule which is competent to impose on an Officer employee any of the penalties specified in regulation 4;

  • Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Financial Markets Act means the Financial Markets Act, 2012 (Act No. 19 of 2012);

  • Appeal Tribunal means the all-citizen Tribunal duly appointed by Council to conduct hearings under this By-law; (200-08)

  • Disciplinary sanction means any action listed in s. UWS 14.04 taken in response to student academic misconduct.

  • disciplinary offence means an Indictable Offence and/or offences described as a Disciplinary Offence in paragraphs 5.3, 7.7, 9.2 and 11.5 of this Board Membership and Conduct Policy

  • Investigation Committee means the Investigation Committee appointed by the Board under Regulation 5 of these Regulations;

  • Administrator/Benchmark Event means, in respect of any Series of Preference Shares and an Index, any authorisation, registration, recognition, endorsement, equivalence decision, approval or inclusion in any official register in respect of the Index or the administrator of the Index or the Index Sponsor has not been, or will not be, obtained or has been, or will be, rejected, refused, suspended or withdrawn by the relevant competent authority or other relevant official body, in each case as required under any applicable law or regulation in order for the Company, the Calculation Agent or any other entity to performits or their respective obligations in respect of the Preference Shares or any Related Financial Product, all as determined by the Calculation Agent;

  • Multidisciplinary team means a group of individuals who possess knowledge and skills related to the diagnosis, assessment, and disposition of child abuse cases and who are professionals practicing in the disciplines of medicine, nursing, public health, substance abuse, domestic violence, mental health, social work, child development, education, law, juvenile probation, or law enforcement, or a group established pursuant to section 235B.1, subsection 1.

  • Normal Market Size for CFD trading shall mean the maximum number of units of the Underlying Asset that are transmitted by the Company for execution.

  • Disciplinary Board means the Medical Disciplinary

  • disciplinary law means a law regulating the discipline of any disciplined force;

  • Residual market mechanism means an arrangement, either voluntary or mandated by law, involving participation by insurers in the equitable apportionment among them of insurance which may be offered to applicants who are unable to obtain insurance through ordinary methods.

  • Small group market means the health insurance market under which individuals obtain health

  • Disciplinary Committee means any person or committee of persons, or any subcommittee thereof, that is author- ized by a self-regulatory organization to issue disciplinary charges, to con- duct disciplinary proceedings, to settle disciplinary charges, to impose dis- ciplinary sanctions or to hear appeals thereof.

  • Stock Market means a securities market operated by a securities exchange;

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • Abnormal Market Conditions means conditions contrary to Normal Markets Conditions e.g. when there is low liquidity in the market or rapid price movements in the market or Price Gaps.

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Arbitral Tribunal means a sole arbitrator or a panel of arbitrators;