NZ Markets Disciplinary Tribunal definition

NZ Markets Disciplinary Tribunal means the body constituted by NZX under the NZ Markets Disciplinary Tribunal Rules as amended from time to time and where the context permits includes any division or duly authorised delegate of NZ Markets Disciplinary Tribunal;
NZ Markets Disciplinary Tribunal has the meaning given in the NZSX Listing Rules; “NZSX” means the main board equity security market operated by NZX;

Examples of NZ Markets Disciplinary Tribunal in a sentence

  • In September, 2013 the NZ Markets Disciplinary Tribunal approved a settlement reached by the Company and the New Zealand Stock Exchange regarding the previously disclosed breaches of the NZSX Listing Rules by the Company.

  • The Board will review compliance with the continuous disclosure obligations at every board meeting.Cooks was referred by NZX to the NZ Markets Disciplinary Tribunal (Tribunal) and in a determination dated 4 February 2020, the Tribunal found that Cooks Global Foods Limited (CGF) breached NZX Listing Rule 3.6.1 by filing its 2019 Annual Report 5 business days late.

  • NZ Markets Disciplinary Tribunal Annual Report Chairman’s Report BREACHES OF PERIODIC REPORTING REQUIREMENTS In last year’s annual report the former Chairman recorded the concern as to the number of breaches of periodic reporting requirements that had been referred to the Tribunal.

  • NZ Markets Disciplinary Tribunal Annual Report NZXMS Annual Report to NZ Markets Disciplinary Tribunal These breaches were subsequently highlighted to the relevant participant as part of the NZXMS inspection report which contained action points for that participant to resolve, or implement within specified timeframes.

  • NZX means NZX Limited and includes its successors and assigns and, as the context permits, includes any duly authorised delegate of NZX (including the NZ Markets Disciplinary Tribunal).

  • NZ Markets Disciplinary Tribunal Annual Report Chairman’s Report DIVISIONS The Tribunal sits in Divisions of three.

  • NZ Markets Disciplinary Tribunal Annual Report New Zealand clearing Annual Report to NZMDT There were two breaches of Clearing and Settlement Rule 3.12.3; on each occasion due to a Clearing Participant’s late delivery of Eligible Collateral to CHO.

  • It is a condition precedent to this agreement that it is approved by the Tribunal in accordance with Rule 10 of the NZ Markets Disciplinary Tribunal Rules.

  • Such application must be made in that Respondent’s statement of response provided under NZ Markets Disciplinary Tribunal Rule 6.5. The Chairperson (or in his or her absence the Deputy Chairperson) may, after consideration of NZX’s position, grant or decline such application in its sole discretion.

  • Fines order imposed on Market Participants, Issuers or Futures and Options Participants under these NZ NZ Markets Disciplinary Tribunal Rules can not be set-off against any other monies owed by NZX to the party against whom the penalty has been imposed.

Related to NZ Markets Disciplinary Tribunal

  • Disciplinary Tribunal means the judicial body established to hear and decide all breaches of the Integrity Code of Conduct in accordance with the Rules and Regulations and such other matters as set out in the Constitution, Rules or Regulations.

  • Internal Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for ultimate consumption by end-users inside the PJM Region that are served by Network Transmission Service.

  • External Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for consumption by end-users outside the PJM Region, or for load in the PJM Region that is not served by Network Transmission Service.

  • Disciplinary Authority means the authority specified in the schedule which is competent to impose on an officer employee any of the penalties specified in regulation 4;

  • Disciplinary Panel means the panel appointed by the Board at the recommendation of the Chief Regulatory Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Chapter 7.

  • Financial Markets means international financial markets in which currency and other financial assets exchange rates are determined in multi-party trade.

  • Financial Markets Act means the Financial Markets Act, No 19 of 2012;

  • Appeal Tribunal means the all-citizen Tribunal duly appointed by Council to conduct hearings under this By-law; (200-08)

  • Disciplinary sanction means any action listed in s. UWS 14.04 taken in response to student academic misconduct.

  • disciplinary offence means an Indictable Offence and/or offences described as a Disciplinary Offence in paragraphs 5.3, 7.7, 9.2 and 11.5 of this Board Membership and Conduct Policy

  • Investigation Committee means the Investigation Committee appointed by the Board under Regulation 5 of these Regulations;

  • Administrator/Benchmark Event means, in respect of any Series of Preference Shares and an Index, any authorisation, registration, recognition, endorsement, equivalence decision, approval or inclusion in any official register in respect of the Index or the administrator of the Index or the Index Sponsor has not been, or will not be, obtained or has been, or will be, rejected, refused, suspended or withdrawn by the relevant competent authority or other relevant official body, in each case as required under any applicable law or regulation in order for the Company, the Calculation Agent or any other entity to performits or their respective obligations in respect of the Preference Shares or any Related Financial Product, all as determined by the Calculation Agent;

  • Multidisciplinary team means a group formed to provide assistance and support to a child who is an at-risk youth or a child in need of services and his or her parent. The team must include the parent, a department caseworker, a local government representative when authorized by the local government, and when appropriate, members from the men- tal health and substance abuse disciplines. The team may also include, but is not limited to, the following persons: Educa- tors, law enforcement personnel, probation officers, employ- ers, church persons, tribal members, therapists, medical per- sonnel, social service providers, placement providers, and extended family members. The team members must be vol- unteers who do not receive compensation while acting in a capacity as a team member, unless the member's employer chooses to provide compensation or the member is a state employee.

  • Normal Market Size for CFD trading shall mean the maximum number of units of the Underlying Asset that are transmitted by the Company for execution.

  • Disciplinary Board means the Medical Disciplinary

  • disciplinary law means a law regulating the discipline of any disciplined force;

  • Residual market mechanism means an arrangement, either voluntary or mandated by law, involving participation by insurers in the equitable apportionment among them of insurance which may be offered to applicants who are unable to obtain insurance through ordinary methods.

  • Small group market means the health insurance market under which individuals obtain health

  • Disciplinary Committee means a function of the Compliance Department to fulfill various adjudicative responsibilities and duties described in Rule 602.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • Abnormal Market Conditions means conditions contrary to Normal Markets Conditions e.g. when there is low liquidity in the market or rapid price movements in the market or Price Gaps.

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Arbitral Tribunal means a sole arbitrator or a panel of arbitrators;