NZ Markets Disciplinary Tribunal definition

NZ Markets Disciplinary Tribunal means the body constituted by NZX under the NZ Markets Disciplinary Tribunal Rules as amended from time to time and where the context permits includes any division or duly authorised delegate of NZ Markets Disciplinary Tribunal;
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NZ Markets Disciplinary Tribunal has the meaning given in the NZSX Listing Rules; “NZSX” means the main board equity security market operated by NZX;
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Examples of NZ Markets Disciplinary Tribunal in a sentence

  • The Settlement Agreement is approved by the Tribunal pursuant to NZ Markets Disciplinary Tribunal Rule 8, and as such, the Settlement Agreement is the determination of the Tribunal.

  • NZX Regulation (“NZXR”) may refer breaches of the continuous disclosure rules to the NZ Markets Disciplinary Tribunal, which may impose penalties on issuers in respect of such breaches.

  • Under the NZ Markets Disciplinary Tribunal Rules, the Tribunal determines and imposes penalties for referrals made to it by NZX in relation to the conduct of parties regulated by the NZX market rules.

  • NZX shall appoint NZ Markets Disciplinary Tribunal which shall have the powers, rights and discretions set out in the NZ Markets Disciplinary Tribunal Rules which are incorporated by reference into these Rules.

  • The Settlement Agreement is approved by the Tribunal pursuant to Rule 10 of the NZ Markets Disciplinary Tribunal Rules (“ NZMDT Rules”), and as such, the Settlement Agreement is the determination of the Tribunal.

  • In the event that NZX does not reverse the decision, the Adviser may apply in writing for NZX to refer the matter to NZ Markets Disciplinary Tribunal and NZX shall refer any such decision to NZ Markets Disciplinary Tribunal.

  • The NZ Markets Disciplinary Tribunal can require the settlement system operator to redetermine a claim for compensation if the settlement system operator has acted in bad faith.

  • In a public censure of Rakon Limited by the NZ Markets Disciplinary Tribunal (“tribunal”) released on 5 March 2014, the tribunal determined that “a proposal or negotiation can be complete for the purposes of Rule 10.1.1(a)(iii)(B) before it becomes legally binding” and that, generally, the appropriate point at which a proposal ceases to be an incomplete proposal or negotiation is “when both parties sign an agreement” See the full statement from the tribunal for further detail.

  • In the event that NZX does not reverse the decision, the Advisor may apply in writing for NZX to refer the matter to NZ Markets Disciplinary Tribunal and NZX shall refer any such decision to NZ Markets Disciplinary Tribunal.

  • In a public censure of Energy Mad by the NZ Markets Disciplinary Tribunal (“the tribunal”) released on 14 October 2013, the tribunal found that Energy Mad did not release Material Information in relation to a change in its forecast EBITDA for the FY2012 promptly enough, as required by NZX Main Board Listing Rule10.1.1. The tribunal noted that “financial projects and forecasts can be inherently commercially difficult, particularly for new issuers.

Related to NZ Markets Disciplinary Tribunal

  • External Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for consumption by end-users outside the PJM Region, or for load in the PJM Region that is not served by Network Transmission Service.

  • Financial Markets Act means the Financial Markets Act, 2012 (Act No. 19 of 2012);

  • Normal Market Size for CFD trading shall mean the maximum number of units of the Underlying Asset that are transmitted by the Company for execution.

  • Recognised Market means any stock exchange or market specified in the Prospectus provided that, with the exception of permitted investments in unlisted securities and off- exchange derivative instruments, investment in securities or financial derivative instruments will be made only in securities or financial derivative instruments listed or traded on an exchange or market (including derivative markets) which meets the regulatory criteria (regulated, operating regularly, recognised and open to the public) and which is listed in the Prospectus.

  • disciplinary law means a law regulating the discipline of any disciplined force;

  • Small group market means the health insurance market under which individuals obtain health

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Principal Market means the Nasdaq Capital Market.

  • Arbitral Tribunal means a sole arbitrator or a panel of arbitrators;