Examples of OCC Regulation in a sentence
Collective Investment Funds Banks that administer CIFs are subject to OCC Regulation 12 CFR 9.18, “Collective Investment Funds.”52 Similar to the pricing of mutual funds, purchase or redemption (referred to as admission and withdrawal) prices for CIFs are based on the NAV determined after the trade is placed.
Foreign Bank means an entity that is not organized under the laws of the United States of America or of a State that has:— (a) a “Federal branch” or “Federal agency,” each of which has the meaning given to such term in the OCC Regulation, that is a Covered Bank; or (b) a “U.S. branch” or “U.S. agency,” each of which has the meaning given to such term in the FRB Regulation, that is a Covered Entity.
Excluded Investment Advisory Contract means any contract or agreement:— (a) with respect to a Covered Bank, described in section 47.8(c)(1) of the OCC Regulation; or (b) with respect to a Covered Entity, described in section 252.88(c)(1) of the FRB Regulation; or (c) with respect to a Covered FSI, described in section 382.7(c)(1) of the FDIC Regulation.
Excluded Warrant means any warrant:— (a) with respect to a Covered Bank, described in section 47.8(c)(2) of the OCC Regulation; or (b) with respect to a Covered Entity, described in section 252.88(c)(2) of the FRB Regulation; or (c) with respect to a Covered FSI, described in section 382.7(c)(2) of the FDIC Regulation.
Your representations note that CCTC is regulated by both the OTS and the OCC as a bank or trust company, and it must comply with OCC Regulation 9.18.
Excluded Foreign Bank Agreement means a Foreign Bank Agreement that does not permit agreements or transactions to be booked at:— (a) with respect to a Covered Bank, a “Federal branch” or “Federal agency,” each of which has the meaning given to such term in the OCC Regulation; or (b) with respect to a Covered Entity, a “U.S. branch” or “U.S. agency,” each of which has the meaning given to such term in the FRB Regulation.
The OCC will work to insure that its changes do not erode public protection or bank safety andsoundness.Timetable:Legal Deadline: NoneAbstract: The OCC, as part of the OCC Regulation Review program, isreviewing all its rules and eliminating regulations that impose unnecessaryburdens relative to maintaining safety and soundness and accomplishingother statutory responsibilities of the OCC.
SUPPLEMENTARY INFORMATION: Background OCC Regulation Review Program The OCC is proposing to revise 12 CFR part 1 pursuant to its Regulation Review Program.
Specific remedies Flow-chart for dispute settlement Ole Kr. Fauchald 04.09.2017 2DSU art.
The Section 1 Opt-outs under this section 4(a) are only effective to the extent that the Covered Agreements and Covered Credit Enhancements affected by an Adhering Party’s election hereunder would continue to meet the requirements of the FDIC Regulation, FRB Regulation and OCC Regulation, as applicable.