OTCQX Sponsor definition

OTCQX Sponsor means an attorney or investment bank selected by the Company and approved by OTC Markets Group to serve as the Company’s OTCQX Sponsor, in connection with the qualification of the Company’s securities for trading on OTCQX, having the rights and responsibilities described in (i) these OTCQX Rules for U.S. Companies, (ii) the Application to Serve as an OTCQX Sponsor and (iii) the Agreement to Serve as an OTCQX Sponsor.
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OTCQX Sponsor means a Corporate Broker approved by OTC Markets Group to serve as the Company’s OTCQX Sponsor, in connection with the qualification of the Company’s securities for
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Examples of OTCQX Sponsor in a sentence

  • The OTCQX Sponsor has been engaged by the Company to provide this Letter of Introduction to OTC Markets Group.

  • The Company may voluntarily withdraw from OTCQX by providing OTC Markets Group and the Company’s OTCQX Sponsor with a minimum of 24 hours written notice, including the effective date of the Company’s withdrawal.

  • A Company may voluntarily retain an OTCQX Sponsor to provide ongoing advice and services.

  • No fees shall be refunded under any circumstances, including the removal of the Company from OTCQX or the removal of an OTCQX Sponsor from the OTCQX Sponsor List.

  • The OTCQX Sponsor is not currently subject to any sanctions resulting from any disciplinary actions from any U.S., Canadian or other federal or state securities regulator, or from any self-regulatory organization that would prohibit or restrict its ability to serve as an OTCQX Sponsor.

  • The OTCQX Sponsor is a U.S. registered broker- dealer and a member in good standing with FINRA.

  • Each letter shall state that it may be relied upon only by OTC Markets Group for purposes of qualification for trading of the Company’s securities on OTCQX, but not by any other Person or for any other reason, and that the Company and its management are solely responsible for the content of the Information, except that the OTCQX Sponsor is responsible for any disclosure in the Information relating to any conflict of interest that may affect the advice given by the OTCQX Sponsor to the Company.

  • To be eligible to serve as an OTCQX Sponsor, a Corporate Broker must be a FINRA member broker-dealer and must meet the eligibility requirements set forth in Part B of the “Application to Serve as an OTCQX Sponsor,” as applicable.

  • The letter should describe in detail (i) the steps taken to determine that the Company qualifies for OTCQX and meets the eligibility criteria set forth in Section 2.1, 2.2, 2.3, 2.4 and 2.5, as applicable, of these OTCQX Rules for U.S. Companies and (ii) any other services performed by the OTCQX Sponsor on behalf of the Company.

  • The OTCQX Sponsor has reviewed the Information and made such inquiries as it deemed appropriate.

Related to OTCQX Sponsor

  • Underlier Sponsor means S&P Dow Jones Indices LLC.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Financial Sponsor means any Person, including any Subsidiary of such Person, whose principal business activity is acquiring, holding, and selling investments (including controlling interests) in otherwise unrelated companies that each are distinct legal entities with separate management, books and records and bank accounts, whose operations are not integrated with one another and whose financial condition and creditworthiness are independent of the other companies so owned by such Person.

  • Prototype Sponsor Means the entity specified on the Adoption Agreement which sponsors this prototype plan.

  • Retaining Sponsor CREFI, acting as retaining sponsor as such term is defined under Rule 2 of Regulation RR.

  • Sponsoring agency means Sandia; "Federal Government" or "government," in connection with government agencies or government property, shall mean the United States of America.

  • Fixing Sponsor means the Fixing Sponsor as specified in § 1 of the Product and Underlying Data.

  • Index Sponsor means the sponsor or publisher of an Index.

  • Sponsor shall have the meaning given in the Recitals hereto.

  • School-sponsored media means all student media that are:

  • Benefit Plan Investor means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title I of ERISA, a “plan” as defined in and subject to Section 4975 of the Code or an entity whose underlying assets include plan assets of any of the foregoing.

  • Traditional member of the National Guard or federal reserves means an active member of the Selected Reserve subject to mobilization and deployment for which he or she attends monthly and annual training periods.

  • School-Sponsored Activity means any activity sponsored, recognized or authorized by the Board and includes activities conducted on or off school property.

  • Housing sponsor for purposes of this section, means the

  • Trading Affiliate has the meaning set forth in Section 3.2(h).

  • Plan Sponsor means an employer, trustee, trade union or association or a combination of them that establishes a capital accumulation plan, and includes a plan service provider to the extent that the plan sponsor has delegated its responsibilities to the plan service provider; and

  • Project Sponsor and “Sponsor” means an Applicant/Co-Applicants who receives a Carryover Allocation of Tax Credits and any other person who acquires an ownership interest in any owner of a project which has received a Carryover Allocation of Tax Credits from the Division.

  • Non-Lead Sponsor means the Note A-2 Holder in its capacity as the sponsor with respect to the Non-Lead Securitization Note in connection with the Non-Lead Securitization.

  • Sponsoring entity means a nonprofit corporation, nonprofit cooperative, state governmental entity, local unit of government as defined in ORS 466.706, housing authority or any other person, provided that the person has agreed to restrictive covenants imposed by a nonprofit corporation, nonprofit cooperative, state governmental entity, local unit of government or housing authority.

  • Successor Employer is defined as the merged or amalgamated Children’s Aid Society designated by the MCYS that results from integration and employs employees of a Predecessor Employer such that PSLRTA or the OLRA, if applicable to Children’s Aid Societies, would apply to it.

  • Medicare Select issuer means an issuer offering, or seeking to offer, a Medicare Select policy or certificate.

  • CME Term SOFR Administrator means CME Group Benchmark Administration Limited as administrator of the forward-looking term Secured Overnight Financing Rate (SOFR) (or a successor administrator).

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • SECONDARY PLAN (SECONDARY means a plan that is not a primary plan.

  • Nationally recognized testing laboratory means any testing laboratory recognized by the accreditation program of the U.S. department of labor occupational safety and health administration.