PGIM Investments definition

PGIM Investments or the "Manager"), a New York limited liability company, and PGIM DC Solutions LLC, (the "Subadviser" or "DCS"), a Delaware limited liability company.

Examples of PGIM Investments in a sentence

• In addition, these prohibitions will not apply to Access or Investment Persons in PGIM Investments which outsources client trading to third-party subadvisers.

• If PGIM Investments (through SIRG) executes a trade in a Covered Security (i.e., an ETF), that Covered Security will be added to the appropriate Restricted List.

• Sixty-Day Mutual Fund Holding Period Subject to the exceptions noted below, Investment Personnel of all business units, as well as the President, Chief Compliance Officer, and Chief Legal Officer of PGIM Investments LLC and AST Investment Services, Inc.

• Inc.- Compliance Approval Required Prior to External Dissemination – revised 04/27/2022 Futures Those employees who are Associated Persons with the National Futures Association, including those Associated Persons of PGIM, Inc, PGIM Investments and PGIM Quantitative Solutions LLC are prohibited from trading futures in their personal trading accounts and are prohibited from maintaining a personal futures trading account.

• Certain officers of PGIM are required to hold proprietary and certain non-proprietary subadvised mutual funds, excluding money market funds and the PESP Fixed Rate Fund, purchased for a period of sixty days.82 83 Proprietary funds include PGIM Investments, Target, Advanced Series Trust, Prudential Series Fund and Variable Contract Accounts 2, 10, and 11.

• In order to remove QS Investors as a subadviser, the Board of Trustees of the Trust (the Board), on behalf of the Portfolio, recently approved amending the subadvisory agreement for the Portfolio among PGIM Investments LLC, QS Investors, Franklin Advisers, Brandywine Global, ClearBridge, and Western Asset to remove QS Investors as a party.

• PGIM Investments LLC will be compensated for services provided to the AST Target Maturity Central Portfolio pursuant to Investment Management fee for each of the AST Target Maturity Bond Portfolios that invest in the AST Target Maturity Central Portfolio.

• Material Nonpublic Information:No Employee may buy or sell any security while in possession of material nonpublic information about the issuer of that security.Sixty-Day Mutual Fund Holding PeriodSubject to the exceptions noted below, Investment Personnel of all business units, as well as the President, Chief Compliance Officer, and Chief Legal Officer of PGIM Investments LLC and AST Investment Services, Inc.

• You may elect to receive shareholder reports and other communications from the Fund electronically anytime by contacting your financial intermediary (such as a broker-dealer or bank) or, if you are a direct investor, by calling 1-800-225-1852 or by sending an e-mail request to PGIM Investments at shareholderreports@pgim.com.You may elect to receive all future reports in paper free of charge.

• If to the Acquiring Fund: If to the Acquired Fund: Mexxxxx Xxxxxxxx c/o PGIM Investments LLC 650 Xxxxx Xxxxxx Xxxxxx, XX 00000 Email:mexxxxx.xxxxxxxx@xxxxxxxxxx.xxx With a copy to: Clxxxxx XxXxxxxxx Attn: Legal Dept.