PRC Brokers definition

PRC Brokers means brokers appointed by the QFII Holder acting on its behalf
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PRC Brokers means any PRC broker(s) who for the time being is duly appointed by a QFII holder acting on its behalf and upon its instructions in PRC markets to deal with its QFII-related securities trading activities in the PRC;
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PRC Brokers means brokers appointed by the QFII Holder acting on its behalf to deal with the Eligible Securities in the PRC for the account of the Sub-Fund;
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Examples of PRC Brokers in a sentence

  • The Invest- ment Manager can appoint up to the maximum number of PRC Brokers per market (e.g. the Shanghai Stock Exchange and the Shenzhen Stock Exchange) as permitted by the QFII/RQFII Regulations.

  • The relevant Compartments may also in- cur losses due to the acts or omissions of either the relevant PRC Broker(s) or the PRC Custo- dian(s) in the execution or settlement of any transaction or in the transfer of any funds or se- curities.

  • Custody and Broker RiskThe QFII/RQFII Eligible Securities acquired by the relevant Compartments through the Invest- ment Manager's QFII/RQFII status will be main- tained by the PRC Custodian(s) in electronic form via a securities account with the CSDCC or such other central clearing and settlement insti- tutions and a cash account with the PRC Custo- dian(s).The Investment Manager also selects the PRC Brokers to execute transactions for the relevant Compartments in the PRC markets.

  • However, the RQFII shall, in the selection of PRC Brokers, have regard to factors such as the competitiveness of commission rates, size of the relevant orders and execution standards.

  • While up to three PRC Brokers can be appointed for each of the Shenzhen and Shanghai stock exchanges, as a matter of practice, it is likely that that only one PRC Broker will be appointed in respect of each stock exchange in the PRC as a result of the requirement in the PRC that securities are sold through the same PRC Broker through which they were originally purchased.

  • The RQFII Access Fund may also incur losses due to the acts or omissions of any of the PRC Broker(s) in the execution or settlement of any transaction or in the transfer of any funds or securities.

  • The QFI can appoint up to the maximum number of PRC Brokers per market (e.g. the Shanghai Stock Exchange and the Shenzhen Stock Ex- change) as permitted by the QFI Regulations.

  • To mitigate the Company’s exposure to the PRC Broker(s), the RQFII employs specific procedures to ensure that each PRC Broker selected is a reputable institution and that the credit risk is acceptable to the Company.

  • To mitigate the Company’s exposure to the PRC Broker(s), the RQFII employs specific procedures to ensure that each PRC Broker selected is areputable institution and that the credit risk is acceptable to the Company.

  • Since May, several institutions joined the initiative, including HidroPaute the largest hydroelectric company in the country, Elecaustro a small hydroelectric company, and Cuenca University.

Related to PRC Brokers

  • Data Broker means either of the following:

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Associate broker means a licensed broker who is employed by

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Brokers and Finders' Fees............................................ 13 2.14

  • Funding and Brokerage Fees means, in respect of a Series, all applicable fees other than the Arranger Fees, including, but not limited to, margin interest, securities lending fees, brokerage fees and costs of transaction taxes on the sale or purchase of Reference Assets (where relevant).

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Mortgage broker means any person who for compensation or

  • insurance broker means an insurance brokerage firm,

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Customs Broker Agreement means an agreement, in form reasonably satisfactory to the Collateral Agent, in which the customs broker or other carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Collateral Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of such Inventory solely as directed by the Collateral Agent.

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • Pawnbroker means the same as that term is defined in Section 13-32a-102.

  • Advisers means a party or parties furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 6(a) hereof;