Preliminary Offering Documents definition

Preliminary Offering Documents means the Canadian Preliminary Prospectus and U.S. Preliminary Prospectus (including, for greater certainty, the documents incorporated therein by reference). “NI 41-101” means National Instrument 41-101 – General Prospectus Requirements adopted by the Canadian Securities Regulators and “NI 44-101” means National Instrument 44-101 – Short Form Prospectus Distributions adopted by the Canadian Securities Regulators. “NI 44-102” means National Instrument 44-102 – Shelf Distributions adopted by the Canadian Securities Regulators. “NP 11-202” means National Policy 11-202 – Process for Prospectus Reviews in Multiple Jurisdictions adopted by the Canadian Securities Regulators.
Preliminary Offering Documents means the Canadian Preliminary Prospectus and U.S. Preliminary Prospectus;
Preliminary Offering Documents means the Preliminary Prospectus and the Preliminary 144A Offering Memorandum;

Examples of Preliminary Offering Documents in a sentence

  • Prior to amending or supplementing the Preliminary Offering Documents, the Time of Sale Prospectus or the Final Offering Documents, the Company shall furnish to the Representatives for review, a reasonable amount of time prior to the time of filing or use of the proposed amendment or supplement, a copy of each such proposed amendment or supplement.

  • The information and statements contained in the Preliminary Offering Documents, respectively, contain, as at their respective filing dates, no misrepresentation, and comply in all material respects with the requirements of all applicable Canadian Securities Laws.

  • The Company shall cause commercial copies of the Preliminary Offering Documents, the Time of Sale Prospectus, the Final Offering Documents and any Offering Document Amendment in the English and French languages (as applicable), to be printed and delivered to the Underwriter without charge, in such quantities and in such cities as the Underwriter may reasonably request by written instructions delivered to the Company, counsel to the Company and the printer of such documents.

  • Except as disclosed in the Registration Statement and the Preliminary Offering Documents, the Company (i) does not have any material lending or other relationship with any bank or lending affiliate of any Underwriter and (ii) does not intend to use any of the proceeds from the sale of the Offered Shares to repay any outstanding debt owed to any affiliate of any Underwriter.

  • Since March 1, 2022, no securities of the Company have been sold by the Company or to its knowledge by or on behalf of, or for the benefit of, any person or persons controlling, controlled by or under common control with the Company, except as disclosed in the Registration Statement, the Time of Sale Prospectus and the Preliminary Offering Documents.


More Definitions of Preliminary Offering Documents

Preliminary Offering Documents has the meaning given above;
Preliminary Offering Documents means the preliminary offering documents of the Corporation relating to the offering and distribution of the Offered Shares through MFC;
Preliminary Offering Documents means the Canadian Preliminary Prospectus and U.S. Preliminary Prospectus (including, for greater certainty, the documents incorporated therein by reference). In addition, the Company will prepare and file a final prospectus supplement (the “Canadian Prospectus Supplement”) to the Canadian Base Prospectus, and all necessary related documents in order to qualify the Shares for distribution in each of the Canadian Qualifying Jurisdictions (such Canadian Prospectus Supplement, together with the Canadian Base Prospectus, including all documents incorporated therein by reference (but not including any prospectus supplement other than the Canadian Prospectus Supplement), is hereinafter referred to as the “Canadian Final Prospectus”).
Preliminary Offering Documents is defined as used in Recital (M).
Preliminary Offering Documents means the Canadian Preliminary Prospectus and U.S. Preliminary Prospectus (including, for greater certainty, the documents incorporated therein by reference). “NI 41-101” means National Instrument 41-101 – General Prospectus Requirements adopted by the Canadian Securities Regulators (in Québec, Regulation 41-101 respecting General Prospectus Requirements) and “NI 44-101” means National Instrument 44-101 – Short Form Prospectus Distributions (in Québec, Regulation 44-101 respecting Short Form Prospectus Distributions) adopted by the Canadian Securities Regulators. “NI 44-102” means National Instrument 44-102 – Shelf Distributions adopted by the Canadian Securities Regulators (in Québec, Regulation 44-102 respecting Shelf Distributions). “NP 11-202” means National Policy 11-202 – Process for Prospectus Reviews in Multiple Jurisdictions (in Québec, Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions) adopted by the Canadian Securities Regulators.
Preliminary Offering Documents means a preliminary offering memorandum in customary form for a “Rule 144Ahigh yield transaction or a preliminary prospectus by an issuer pursuant to a registration statement on applicable form, in each case, with all information required by law or customary and reasonably believed by the Lead Arranger to be necessary (without undue expense or burden) for marketing the Exchange Notes, including without limitation, all information as would be necessary for the Lead Arranger to receive customary “comfort” (including “negative assurance” comfort) from the Borrower’s independent public accounting firms in connection with the Exchange Notes.
Preliminary Offering Documents means, together, the Preliminary Prospectus and the Preliminary Reg D Private Placement Memorandum;