Prime Broker Member definition

Prime Broker Member means as defined in Section 11.1 of this Annex 1.
Sample 1Sample 2
Prime Broker Member means as defined in Section 11.1
Sample 1Sample 2

Examples of Prime Broker Member in a sentence

  • The term “Transactions” shall include any and all Off-Setting Transactions entered into hereunder with a Prime Broker Member.

  • The Prime Broker Client hereby authorises us to disclose to each Prime Broker Member on whose behalf the Prime Broker Client has entered into Give-up Transactions any and all data pertaining to such Give-up Transactions and any related Off-Setting Transactions.

  • As between the parties hereto, you shall be solely responsible for (i) adherence to any and all limitations, credit or otherwise, imposed on the Prime Broker Client by any Prime Broker Member in connection with Give-up Transactions entered into by the Prime Broker Client on behalf of such Prime Broker Member and (ii) the performance and enforcement of all Off-Setting Transactions.

  • If you indicated in the Account Opening Forms that you intend to act as a client of a Prime Broker Member in using Finalto Online Systems, you shall also be referred to herein as a “Prime Broker Client”.

  • You acknowledge and agree that any Prime Broker Member may, at any time and without prior notice to you, bar or restrict your ability to act as a Prime Broker Client with respect to and execute Give-up Transactions on behalf of such Prime Broker Member.

  • The Prime Broker Client hereby authorises us, upon receipt of a Give-up Transaction executed by the Prime Broker Client on behalf of a Prime Broker Member, to use Finalto Online Systems to automatically enter the Prime Broker Client into a binding off-setting transaction (each, an “Off-Setting Transaction”) with the Prime Broker Member on the same terms and conditions as the Give-up Transaction.

  • The Prime Broker Client hereby agrees that any Give-up Transaction entered into with a Counterparty on behalf of a Prime Broker Member shall, subject to the terms of the underlying agreement with the Prime Broker Member, be a Transaction between the Prime Broker Member and such Counterparty and the Prime Broker Client shall not have any rights or obligations with respect thereto.

  • You in your capacity as a Prime Broker Client shall be solely responsible for all obligations, including without limitation, any reporting and credit requirements, under agreements between the Prime Broker Client and each Prime Broker Member on whose behalf it is authorised to use Finalto Online Systems.

  • The Prime Broker Client represents and warrants, with respect to each Prime Broker Member set forth on the list delivered to Finalto by it in accordance with Section 10.1, that the Prime Broker Client has been authorised by such Prime Broker Member to enter into Give-up Transactions on behalf of such Prime Broker Member with each Counterparty so delineated on the list.

  • At that time, Ms. Edwards stated that Thompson had not been authorized by Exactech to remove the Exactech Tissue.

Related to Prime Broker Member

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Associate broker means a licensed broker who is employed by

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Designated Broker Agreement means an agreement between the Manager, on behalf of the ETFs, and a Designated Broker;

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Data Broker means either of the following:

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • Participating Broker-Dealer shall have the meaning set forth in Section 3(t) hereof.

  • Investor Limited Partner means any Limited Partner so designated at the time of its admission as a partner of the Partnership.

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Departing Partner means a former General Partner from and after the effective date of any withdrawal or removal of such former General Partner pursuant to Section 11.1 or 11.2.

  • Participating Dentist means any Dentist who, at the time of rendering a Covered Dental Service to the Member, has a written agreement with CareFirst BlueChoice or the Dental Plan for the rendering of such service.

  • Mortgage broker means any person who for compensation or

  • Founder means, in respect of an issuer, a person who,

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Founder Member means a subscriber to these rules for the purposes of registration;

  • Shareholder Group means (i) Shareholder and (ii) any Affiliate or Shareholder Family Entity (as defined in the Shareholder's Agreement) of Shareholder (other than the Company).

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Equity Holder means any Person that owns the Equity Interests in any Practice that is a party to any Management Agreement.

  • Consortium Member means a company specified in Recital (B) as a member of the Consortium;}

  • Exchanging Partner has the meaning provided in Section 8.05(a) hereof.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Soliciting Shareholder means, with respect to any Special Meeting demanded by a shareholder or shareholders, any of the following Persons:

  • Associates has the meaning ascribed to it under the Listing Rules