Private Equity Securities definition

Private Equity Securities means, at any time of determination, any Equity Security which the Borrower believes in good faith (based on the facts and circumstances available to it) is (i) commonly regarded by investment professionals as a "private equity security" and (ii) not traded or listed on any national or regional securities exchange, any designated offshore Securities market (as defined in Regulation S under the Securities Act) or on the NASDAQ National Market and is not actively quoted or traded on any automated quotation system or in the over-the-counter market; provided, however, that "Private Equity Securities" shall not include (a) any Equity Securities convertible or exchangeable for any Equity Securities traded or quoted in the markets described in clause (ii) above, (b) any equity Securities which may be resold under an effective registration statement under the Securities Act at the time of determination or (c) any Investment Holding Subsidiary Securities.
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Private Equity Securities means, at any time of determination, any Equity Security which the Issuer believes in good faith (based on the facts and circumstances available to it) is (i) commonly regarded by investment professionals as a "private equity security" and (ii) not traded or listed on any national or regional securities exchange, any designated offshore Securities market (as defined in Regulation S under the Securities Act) or on the NASDAQ National Market and is not actively quoted or traded on any automated quotation system or in the over-the-counter market; provided, however, that "Private Equity Securities" shall not include (a) any Equity Securities convertible or exchangeable for any Equity Securities traded or quoted in the markets described in clause (ii) above, or (b)any equity Securities which may be resold under an effective registration statement under the Securities Act at the time of determination.
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Private Equity Securities means unlisted or illiquid equity securities or equity-related securities (including preferred equity, convertible debt or similar securities) that are acquired or proposed to be acquired in privately negotiated transactions.
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Examples of Private Equity Securities in a sentence

  • Nothing in this paragraph shall prevent the accrual of Additional Interest on any Registrable Securities, Exchange Securities or Private Equity Securities.

  • Private Equity Securities The Fund may allocate a portion of its investment portfolio to private equity securities or funds subject to all applicable legal requirements and limits set forth in this Investment Policy.

  • Each holder of Class J3 Notes will be responsible for paying all stamp duties or similar charges or expenses incurred or payable by the Issuer in connection with the delivery of any pro rata share of any Private Equity Securities to such holder or as such holder may direct.

  • See Fullyparticipating preferred VValuation of Private Equity Securities Issued in Other Than a Business Combination, 50Valuation ofhttp://www.pbookshop.comPrivately-Held-Company Equity Securities Issued as Compensation, 35Valuation(s).

  • Borrowers shall not engage in any business activities other than the ownership, funding, management, sale and administration of the Pledged Auction Rate Securities, the Pledged Private Equity Securities, the Excluded Auction Rate Securities, the Excluded Consent Interests, and activities appropriately incidental thereto.

  • Any Private Equity Securities received by the Issuer in respect of the PEI Notes after the Class J1 Final Maturity Date shall, at the complete discretion of the Servicer, (a) be sold, and the proceeds of such sale paid to the Issuer Account for application in accordance with the Priorities of Payment, or (b) distributed pro rata between holders of the Class J3 Notes complying with the requirements set forth in Condition 6.7(d) (Delivery of Private Equity Securities).

  • The execution, delivery and performance of the Loan Documents (including, but not limited to, the grant of a security interest therein and the exercise of remedies provided for in the Loan Documents) do not cause a breach, change voting rights, create a discount purchase right, or otherwise change any rights or duties under the terms of the applicable Constituent Documents to the detriment of the holder of the Pledged Private Equity Securities.

  • Mrs Mody’s primary practice consists of Merger & Acquisition (M&A), Private Equity, Securities Law, Business Process Outsourcing related work and Litigation.

  • Borrowers shall use commercially reasonable efforts to acquire and deliver to Lender, on or before the Compliance Date, such consents and related certificates regarding the Pledged Private Equity Securities.

  • This means that the existence of illegal gold mining activities in Ranjo Batu Village does not have much impact on the presence of wildlife around the mining area.


More Definitions of Private Equity Securities

Private Equity Securities means any securities from time to time distributed to investors in any Private Equity Partnership;
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Related to Private Equity Securities

  • Equity Securities means, with respect to any Person that is a legal entity, any and all shares of capital stock, membership interests, units, profits interests, ownership interests, equity interests, registered capital, and other equity securities of such Person, and any right, warrant, option, call, commitment, conversion privilege, preemptive right or other right to acquire any of the foregoing, or security convertible into, exchangeable or exercisable for any of the foregoing.

  • Hybrid Equity Securities means securities issued by Borrower or any subsidiary that (a) are classified as possessing a minimum of (i) “intermediate equity content” by S&P and (ii) “Basket C equity credit” by Moody’s and (b) do not contain any scheduled principal payments or prepayments or any mandatory redemptions or mandatory repurchases prior to the date that is at least 91 days after the latest applicable Maturity Date.

  • voting equity securities means equity securities having voting power for the election of directors, whether at all times or only so long as no senior class of security has such voting power by reason of any contingency.

  • Warburg Pincus CS", "CSAM", "Credit Suisse" or "Credit Suisse Warburg Pincus".

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • BofA Securities means BofA Securities, Inc.

  • Lock-Up Securities has the meaning set out in Section 5(l).

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Investor Securities is defined in Section 2.1.

  • Public Equity Offering means an underwritten primary public offering of common stock of the Company pursuant to an effective registration statement under the Securities Act.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • securities lending transactions means transactions whereby a Sub-Fund lends its Securities to a security-borrowing counterparty for an agreed fee.

  • Private Capital means, if the Issuer is Matching Private Investment Supported (as defined in the Definitive Agreement), the equity capital received by the Issuer or the applicable Affiliate of the Issuer from one or more non-governmental investors in accordance with Section 1.3(m) of the Definitive Agreement.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Equity Shares shall have the meaning attributed to such term in the recitals of this Agreement;

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Security, Securities shall have the meaning set forth in Section 2(1) of the Securities Act;

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Specified Securities means ‘equity shares’ and ‘convertible securities’ as defined under clause (zj) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009;

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • CD&R Investors means, collectively, (i) CD&R Fund VIII, (ii) CD&R Friends & Family Fund VIII, L.P., a Cayman Islands exempted limited partnership, and any successor in interest thereto, and (iii) any Affiliate of any CD&R Investor identified in clauses (i) and (ii) of this definition.

  • Public Offering means the sale in an underwritten public offering registered under the Securities Act of equity securities of the Company or a corporate successor to the Company.

  • Private Securities has the meaning set forth in Annex A hereto.

  • sweat equity shares means equity shares issued by a company to its employees or directors at a discount or for consideration other than cash for providing know-how or making available rights in the nature of intellectual property rights or value additions, by whatever name called;

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).