Reg A Offering definition

Reg A Offering means a specific securities offering structured in accordance with the requirements of Regulation A for which Company performs Services.
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Reg A Offering has the meaning ascribed thereto in Section 15 of this Agreement;
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Reg A Offering means an offering by the Corporation of its Class A Common Stock for sale to the public pursuant to Regulation A promulgated under the Securities Act of 1933, as amended. The “conclusion” of the Reg A Offering shall include the termination of any “lock-up” period following the Reg A Offering to which the Corporation or any of its shareholders may be subject.
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Examples of Reg A Offering in a sentence

  • So we reject Moore’s argument.Finally, Moore argues that Winstead’s January 2018 Opinion Letter indicates that IWF, not Winstead, issued the Reg A Offering.1 But under the TCPA’s definition, the Reg A Offering was a “communication” as soon as Winstead prepared it.

  • DATE AND CERTIFICATE Dated: January 18, 2018 The Offering Memorandum, as amended by this Amendment, and Reg A Offering Circular incorporated by reference, do not contain a misrepresentation.

  • The Liquidated Damages for a Reg A Offering are the greater of: (x) 8% of the gross amount raised by Client or its affiliates in the breaching Individual Investments; or (y) amount of Transaction Fee Company would have been due from Client if Client did not breach Section 4(a)(iv).

  • Defendant Winstead breached its duty of care to Plaintiff by failing to exercise due diligence and provide the appropriate standard of care in preparing the 2017 Reg D Offering and the 2018 Reg A Offering Memoranda and the Opinion Letter.35.

  • Except as set forth in the Reg A+ Offering Documents, the Company does not have any material liability or obligation of any nature whether accrued, absolute, contingent or otherwise, asserted or unasserted, known or unknown other than the Note.

  • Capitalized terms used and not otherwise defined herein shall have the meanings set forth in the Reg A Offering Circular.

  • A total of 14,285,715 of these common shares will offered under a concurrent Reg A Offering outside of Canada.

  • The disclosure under this Item of the Offering Memorandum is amended by replacing Use of Proceeds Table on pages 19 and 20 of the Reg A Offering Circular with the following: Use of Proceeds The net proceeds of this offering will be used primarily to advance our pet supplement and chews business along with our medical marijuana business.

  • Live Offering Services for a Reg A Offering are set forth in a Deal Sheet and may be comprised of Managing B-D Services (further described in Section 7(a), below) B-D of Record Services (further described in Section 7(b), below), and Regulatory Filing Services (further described in Section 8, below), Wholesale Services (further described in Section 9, below), and Retail Services (further described in Section 10, below).

  • To purchase securities in XY’s Reg A+ Offering, visit the XY Findables Reg A+ offering website.• XY Triples Sales Year-Over-YearXY’s sales continue to rise; the company generates over 3 times its previous year’s sales metric performance goals.


More Definitions of Reg A Offering

Reg A Offering or “Offering”) under Regulation A promulgated under the Securities Act of 1933, as amended (the “Securities Act”). In the Reg A Offering, the Company may offer shares of common stock (the “Shares” or “Securities”).
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Reg A Offering means Triangle’s current public offering, pursuant to that certain Regulation A Form 1-A offering statement, qualified on August 5, 2021.
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Related to Reg A Offering

  • Public Offering means any offering by the Company of its equity securities to the public pursuant to an effective registration statement under the Securities Act or any comparable statement under any comparable federal statute then in effect (other than any registration statement on Form S-8 or Form S-4 or any successor forms thereto).

  • Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Securities Act.

  • Shelf Offering has the meaning set forth in Section 1(d)(i).

  • Initial Offering means the Company’s first firm commitment underwritten public offering of its Common Stock under the Act.

  • Qualifying Public Offering means a firm commitment underwritten public offering of Stock for cash where the shares of Stock registered under the Securities Act are listed on a national securities exchange.

  • Qualifying Offering means a private offering of *****’s equity securities (or securities convertible into or exercisable for *****’s equity securities) for cash (or in satisfaction of debt issued for cash) having its final closing on or after the date of this Agreement and which includes investment by one or more venture capital, professional angel, corporate or other similar institutional investors other than Stanford. For the avoidance of doubt, if ***** is a limited liability company, then “equity securities” means limited liability company interests in *****.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Offering shall have the meaning ascribed to such term in Section 2.1(c).

  • Secondary Offering means an offering of securities of a publicly traded company that prior to the offering were not registered under the Securities Act of 1933, as amended.

  • Initial Public Offering means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Primary Offering means the portion of an Offering other than the Shares offered pursuant to the Company’s distribution reinvestment plan.

  • Qualified Initial Public Offering means a firm underwritten offering of the Company pursuant to a registration statement under the Securities Act (i) of common Capital Stock having an aggregate gross offering price of at least $50,000,000 and (ii) reasonably expected to result in more than 100 holders of record of Voting Stock of the Company (exclusive of holdings of Affiliates and employees of the Company).

  • Subsequent Offering means any further issuance of Interests in any Series, excluding any Initial Offering or Transfer.

  • Shelf Offering Notice has the meaning set forth in Section 2(d)(ii).

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Delayed Offering means an offering of securities pursuant to Rule 415 which does not commence promptly after the effective date of a registration statement, with the result that only information required pursuant to Rule 415 need be included in such registration statement at the effective date thereof with respect to the securities so offered. Whether the offering of the Securities is a Non-Delayed Offering or a Delayed Offering shall be set forth in Schedule I hereto.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Initial Public Offering” (“IPO means an offering of securities registered under the 1933 Act, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the 1934 Act.

  • Periodic Offering means an offering of Securities of a series from time to time, the specific terms of which Securities, including, without limitation, the rate or rates of interest, if any, thereon, the stated maturity or maturities thereof and the redemption provisions, if any, with respect thereto, are to be determined by the Issuer or its agents upon the issuance of such Securities.

  • Shelf Takedown means an Underwritten Shelf Takedown or any proposed transfer or sale using a Registration Statement, including a Piggyback Registration.

  • Maximum Offering means, with respect to some or all participants in the Non-423(b) Plan Component, a maximum number or value of shares of the Common Stock made available for purchase in a specified period (e.g., a 12-month period) in specified countries, locations or to Employees of specified Designated Subsidiaries. Such maximum shall be determined by the Board (or a committee authorized by the Board) in such a manner as to avoid securities filings, to achieve certain tax results or to meet other Company objectives.

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.