Regulatory Compliance Document definition
Regulatory Compliance Document means a notice, regulatory status or other questionnaire, consent, confirmation, representation letter, self-disclosure letter and or other document entered into or issued in respect of a Relevant Document or Transaction or in respect of any type of Transaction (by a Transferring Entity by any other party to the Existing Agreement or Transferring Agreement or by any other member of the Barclays Group) pursuant to, in compliance with or in connection with any Law and Regulation such as the SFTR, EMIR, Dodd-Frank, MiFID, AIFMD, bank secrecy laws or, in each case, any similar or equivalent regulation or regime of any jurisdiction, including, any questionnaire, representation letter, self-disclosure letter or other document provided by one party to the other in connection with any Protocol Terms, such as the ISDA August 2012 DF Protocol Questionnaire, the ISDA March 2013 DF Protocol Questionnaire, the ISDA Regulatory Margin Self-Disclosure Letter, the ISDA 2016 Variation Margin Protocol Questionnaire and the ISDA 2016 Variation Margin Protocol Supplemental Questionnaire for EMIR Rules;
Examples of Regulatory Compliance Document in a sentence
Undertake all activities required to satisfy federal, state, and local environmental requirements that are not addressed by a Regulatory Compliance Document issued to the Port, including any actions identified in the Record of Decision that must be carried out after the Record of Decision is issued.
Undertake all activities required to satisfy federal, state, and local environmental requirements that are not addressed by a Regulatory Compliance Document or regulatory approval issued to the Port, including any actions identified in the Record of Decision that must be carried out after the Record of Decision is issued.