Regulatory Services Agreement definition

Regulatory Services Agreement means the agreement between BSEF and the Regulatory Services Provider whereby the Regulatory Services Provider provides market surveillance and trade practice surveillance functions as well as other compliance related services to the SEF operated by BSEF.
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Regulatory Services Agreement means the agreement(s) between the SEF and Regulatory Services Provider(s), under which market surveillance and trade practice surveillance functions are delegated to the Regulatory Services Provider.
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Regulatory Services Agreement means the agreement(s) between the Company and the Regulatory Service Provider(s) whereby certain functions mandated under the CEA, such as market monitoring and trade practice surveillance, are delegated to the Regulatory Services Provider(s).
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Examples of Regulatory Services Agreement in a sentence

  • Regulatory Services Agreement with the Regulatory Services Provider BSEF has contracted with the Regulatory Services Provider to provide certain regulatory services to BSEF pursuant to a Regulatory Services Agreement.

  • In accordance with the Regulatory Services Agreement, the Regulatory Services Provider may perform certain surveillance, investigative, and regulatory functions under the BSEF Rules and BSEF may provide information to the Regulatory Services Provider in connection with the performance by the Regulatory Services Provider of those functions.

  • The Regulatory Services Provider will have access to such communications to the extent required to perform certain regulatory services to the Company pursuant to the Regulatory Services Agreement.

  • The SEF may enter into a Regulatory Services Agreement with a Regulatory Services Provider to perform certain surveillance, investigative, and regulatory functions under the SEF Rules and the SEF may provide information to the Regulatory Services Provider in connection with the performance of those functions.

  • The athletics department may provide four complimentary admission tickets to the home contest in which the individual participates.


More Definitions of Regulatory Services Agreement

Regulatory Services Agreement means the agreement between Tera and the Regulatory Services Provider whereby the Regulatory Service Provider provides market surveillance and trade practice surveillance functions as well as other compliance-related services to Tera.
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Regulatory Services Agreement means the agreement(s) between the Company and the Regulatory Services Provider(s) whereby certain functions mandated
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Regulatory Services Agreement means the Regulatory Services Agreement dated as of the Execution Date between the Parties relating to the provision by Pfizer of specified regulatory services in the US Territory on a contract basis for Eyetech.
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Regulatory Services Agreement means the agreement, if any, between GTX and the Regulatory Services Provider whereby the Regulatory Services Provider provides market surveillance and trade practice surveillance functions as well as other compliance related services to GTX.
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Regulatory Services Agreement or “RSA” means the agreement(s) between the SEF and the NFA, as the Regulatory Services Provider, whereby market surveillance and trade practice surveillance functions are delegated to the Regulatory Services Provider.
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Regulatory Services Agreement means the agreement(s) between INFX SEF and the Regulatory Services Provider whereby market surveillance and trade practice surveillance functions are conducted on behalf of INFX SEF.
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Regulatory Services Agreement has the meaning specified in Section 5.3.
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