Regulatory Settlement Agreements definition

Regulatory Settlement Agreements means (a) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among the Ceding Company, Provident Life and Casualty Insurance Company, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the insurance regulators of each of the remaining states, the District of Columbia and American Samoa that adopt, agree to and approve the Agreement and the United States Department of Labor, (b) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among PRL, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the insurance regulators of each of the remaining states, the District of Columbia and American Samoa that adopt, agree to and approve the Agreement and the United States Department of Labor, (c) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among UA, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the insurance regulators of each of the remaining states, the District of Columbia and American Samoa that adopt, agree to and approve the Agreement and the United States Department of Labor and (d) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among First Unum Life Insurance Company, the Superintendent of Insurance of the State of New York, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the United States Department of Labor, in the case of each of (a) through (d) as amended by the Amendment to Regulatory Settlement Agreement, dated as of October 3, 2005, by and among, the Ceding Company, Provident Life and Casualty Insurance Company, PRL, UA, First Unum Life Insurance Company, the domestic insurance regulators of each of the companies, the United States Department of Labor, and the chief insurance regulators of the forty-five other states and the District of Columbia.
Sample 1Sample 2Sample 3
Regulatory Settlement Agreements means (a) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among PLA, Provident Life and Casualty Insurance Company, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the insurance regulators of each of the remaining states, the District of Columbia and American Samoa that adopt, agree to and approve the Agreement and the United States Department of Labor, (b) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among PRL, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the insurance regulators of each of the remaining states, the District of Columbia and American Samoa that adopt, agree to and approve the Agreement and the United States Department of Labor, (c) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among the Ceding Company, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the insurance regulators of each of the remaining states, the District of Columbia and American Samoa that adopt, agree to and approve the Agreement and the United States Department of Labor and (d) the Regulatory Settlement Agreement entered into as of November 18, 2004, by and among First Unum Life Insurance Company, the Superintendent of Insurance of the State of New York, the Commissioner of the Tennessee Department of Commerce, the Superintendent, the Commissioner of the Maine Bureau of Insurance and the United States Department of Labor, in the case of each of (a) through (d) as amended by the Amendment to Regulatory Settlement Agreement, dated as of October 3, 2005, by and among, PLA, Provident Life and Casualty Insurance Company, PRL, the Ceding Company, First Unum Life Insurance Company, the domestic insurance regulators of each of the companies, the United States Department of Labor, and the chief insurance regulators of the forty-five other states and the District of Columbia.
Sample 1Sample 2

Examples of Regulatory Settlement Agreements in a sentence

  • The body of the report also discusses the Company’s compliance with requirements from previous Regulatory Settlement Agreements between the Company and the Division.

  • The State of Maine received payments in 2018 relating to Regulatory Settlement Agreements (RSAs) arising from multi-state examinations ofcertain companies’ practices relating to life insurance policies and annuities, force-placed insurance,1 short-term medical plans, and travel insurance.

  • PRAC, PIC and BHIC are separately managed, and management of each insurer is responsible for developing and implementing policies and procedures at each of the insurers.The examination also evaluated the Company’s compliance with requirements from previous Regulatory Settlement Agreements between the Company and the Division.

  • The use of Regulatory Settlement Agreements (RSA's) drafted in accordance with our published policy and in appropriate cases meets all of these outcomes.

  • Interestingly, the LSCP felt that the voluntary nature of Regulatory Settlement Agreements and the option that matters can still proceed to the SDT, if agreement is not reached, would provide the necessary safeguards against the possibility of an abuse of power.

  • Regulatory Settlement Agreements (RSAs) are used between the SRA and a regulated person to settle an investigation; either in part or in full, although the latter are much more common.

  • The academic and administrative systems in the institution are quite effective in enhancing the quality of education.

  • While the school was operational it was known as “the principle colored high school in the county.”14 Schools in Hart County were officially integrated in the 1970-1971 school year and HCTS was converted into Hart County Junior High School.15 The last graduating class of HCTS was the class of 1970.16Many HCTS students continued on to institutions of higher learning and successful careers in a plethora of occupations and businesses.

  • Also under scrutiny are certain companies’ practices to terminate life insurance policies for non-payment once they stop receiving premiums from the deceased policyholder or once the accumulated cash value of the policy has been depleted without attempting to contact the beneficiary.These investigations have resulted in dozens of multi-state Regulatory Settlement Agreements (RSAs) with the industry.

  • The examination also evaluated the Company’s compliance with requirements from previous Regulatory Settlement Agreements between the Company and the Division.

Related to Regulatory Settlement Agreements

  • Settlement Agreements means any settlement reached in the U.S. Litigation with any of the Settling Defendants.

  • Master Settlement Agreement means the settlement agreement and related documents entered into on November 23, 1998, by the state and leading United States tobacco product manufacturers.

  • Regulatory Services Agreement means the agreement between BSEF and the Regulatory Services Provider whereby the Regulatory Services Provider provides market surveillance and trade practice surveillance functions as well as other compliance related services to the SEF operated by BSEF.

  • Structured settlement agreement means the agreement, judgment, stipulation, or release embodying the terms of a structured settlement.

  • Viatical settlement contract or “contract” means a written agreement entered into between a provider and a viator in which the provider will pay consideration that is less than the expected death benefit of the viator's policy in return for the viator's assignment, transfer, sale, devise, or bequest of the death benefit or ownership of the policy to the provider.

  • Settlement Agreement means this agreement, including the recitals and schedules.

  • Regulatory Agreement means the regulatory agreement between HPD and the Owner establishing certain controls upon the operation of the Exemption Area during the term of the Exemption.

  • Viatical settlement broker means a person, including a life insurance producer as provided for in section 508E.3, who, working exclusively on behalf of a viator and for a fee, commission, or other valuable consideration, offers or attempts to negotiate viatical settlement contracts between a viator and one or more viatical settlement providers or one or more viatical settlement brokers. Notwithstanding the manner in which the viatical settlement broker is compensated, a viatical settlement broker is deemed to represent only the viator, and not the insurer or the viatical settlement provider, and owes a fiduciary duty to the viator to act according to the viator’s instructions and in the best interest of the viator. “Viatical settlement broker” does not include an attorney, certified public accountant, or a financial planner accredited by a nationally recognized accreditation agency who is retained to represent the viator and whose compensation is not paid directly or indirectly by the viatical settlement provider or purchaser.

  • securities settlement system means a securities settlement system (as defined in the CSD Regulation) operated by a central securities depository;

  • Development Agreements means all development, utility or similar agreements included in the Permitted Encumbrances.

  • Master Transaction Agreement has the meaning set forth in the recitals.

  • Support Agreements has the meaning set forth in the Recitals.

  • ASX Settlement means ASX Settlement Pty Ltd (ABN 49 008 504 532);

  • Viatical settlement provider means a person, other than a viator, who enters into or effectuates a viatical settlement contract. Viatical settlement provider does not include:

  • Bank Merger Agreement has the meaning set forth in Section 6.10.

  • Transaction Agreement has the meaning set forth in the recitals.

  • Acquisition Agreements means the Nexstar Acquisition Agreement and the Mission Acquisition Agreement, and “Acquisition Agreement” means the applicable agreement in the context used.

  • VIE Agreements means the Exclusive Service Agreement, the Exclusive Call Option Agreement, the Shareholder Voting Rights Proxy Agreement and the Equity Pledge Agreement entered into by and among some or all of the Parties hereto on the same day this agreement is entered, including any supplemental agreements or amendments to such agreements, and any other agreements, contracts or legal documents executed or issued by one or more Parties and/or Party C’s affiliated enterprises from time to time to ensure the performance of the aforesaid agreements, signed or accepted by Party A in writing.

  • Seller Ancillary Agreements means all agreements, instruments and documents being or to be executed and delivered by Seller under this Agreement or in connection herewith.

  • Energy Settlement Area means the bus or distribution of busses that represents the physical location of Network Load and by which the obligations of the Network Customer to PJM are settled. Energy Storage Resource:

  • PJM Settlement or “PJM Settlement, Inc.” shall mean PJM Settlement, Inc. (or its successor), established by PJM as set forth in Operating Agreement, section 3.3. PJM Tariff, Xxxxxx, O.A.T.T., OATT or PJM Open Access Transmission Tariff: “PJM Tariff,” “Tariff,” “O.A.T.T.,” “OATT,” or “PJM Open Access Transmission Tariff” shall mean that certain PJM Open Access Transmission Tariff, including any schedules, appendices or exhibits attached thereto, on file with FERC and as amended from time to time thereafter. Plan:

  • Transaction Confirmation means a document, similar to the form of Exhibit A, setting forth the terms of a transaction formed pursuant to Section 1 for a particular Delivery Period.

  • Investment Agreements or “Flow-Through Agreements” means written agreements pursuant to which the Partnership will subscribe for Flow-Through Shares (including Flow-Through Shares issued as part of a unit) or agreements by the Partnership to otherwise invest in or purchase securities of a Resource Issuer, and in respect of Flow-Through Shares comprised of units, the Resource Issuer will covenant and agree:

  • Placement Agreement means the Placement Agreement relating to the offering and sale of Capital Securities in the form of Exhibit C.

  • Interconnection Agreements means, collectively, (a) an agreement by and among Owner, TransÉnergie and ISO-NE that sets forth such parties’ respective rights and obligations following the interconnection at the U.S. Border of the NECEC Transmission Line with the Québec Line and (b) an agreement by and between Owner and ISO-NE that sets forth such parties’ respective rights and obligations following the interconnection at the Delivery Point of the NECEC Transmission Line with certain transmission facilities operated by ISO-NE. The Interconnection Agreements shall address cost responsibilities among entities other than the Distribution Company and the other RFP Sponsors and shall include provisions, both technical and otherwise, for safe and reliable interconnected operations of the HVDC Transmission Project following Commercial Operation (including use of the HVDC Transmission Project for the delivery of electric power in emergency circumstances).

  • Disclosure Statement Approval Order means the Final Order approving, among other things, the adequacy of the Disclosure Statement pursuant to section 1125 of the Bankruptcy Code.