Sarbanes-Oxley Act (SOX) Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, the following provisions of the Sarbanes- Oxley Act of 2002:
Sarbanes-Oxley Act means the Sarbanes-Oxley Act of 2002.
Sarbanes-Oxley means the Sarbanes-Oxley Act of 2002.
SOX Compliant Entity means an entity that either is required to be compliant with, or voluntarily is compliant with, all of the following provisions of the Sarbanes-Oxley Act of 2002: (i) the preapproval requirements of Section 201 (Section 10A(i) of the Securities Exchange Act of 1934); (ii) the Audit committee independence requirements of Section 301 (Section 10A(m)(3) of the Securities Exchange Act of 1934); and (iii) the Internal control over financial reporting requirements of Section 404 (Item 308 of SEC Regulation S-K).
HIPAA Compliant means that a Loan Party to the extent legally required (i) is or will use commercially reasonable efforts to be in compliance in all material respects with each of the applicable requirements of the so-called “Administrative Simplification” provisions of HIPAA on and as of each date that any part thereof, or any final rule or regulation thereunder, becomes effective in accordance with its or their terms, as the case may be (each such date, a “HIPAA Compliance Date”) and (ii) is not and could not reasonably be expected to become, as of any date following any such HIPAA Compliance Date, the subject of any civil or criminal penalty, process, claim, action or proceeding, or any administrative or other regulatory review, survey, process or proceeding (other than routine surveys or reviews conducted by any government health plan or other accreditation entity) that could result in any of the foregoing or that has or could reasonably be expected to have a Material Adverse Effect.
SOX means the Xxxxxxxx-Xxxxx Act of 2002, as amended.
Sarbanes-Oxley Certification As defined in Section 11.05.
Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.
Monitoring and reporting requirements means one or more of
Repeat compliance period means any subsequent compliance period after the initial compliance period.
1940 Act Notification means a notification of registration of the Fund as an investment company under the 1940 Act on Form N-8A, as the 1940 Act Notification may be amended from time to time.
Fair Labor Standards Act means the Fair Labor Standards Act, 29 U.S.C. §201 et seq.
1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.
JSE Listings Requirements means the Listings Requirements of the JSE applicable from time to time;
Rapid(ly) report(ing means within 72 hours of discovery of any cyber incident.
Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)).
Trading Compliance Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.
HIPAA means the Health Insurance Portability and Accountability Act of 1996, as amended.
Year 2000 Compliance has the meaning set forth in section 17.29 of the Management Agreement.
Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.
Reporting Requirements As defined in Section 11.15.
Mass Privacy Act is defined in Section 9.2 hereof.
Reporting Requirement By January 31, 2017, the District will provide for OCR’s review and approval the Web Accessibility Policy drafted consistent with Item 1.
Regulatory Capital Requirements means any applicable capital resources requirement or applicable overall financial adequacy rule required by the Relevant Regulator, as such requirements or rule are in force from time to time;
Other Exchange Act Reporting Party With respect to any Other Securitization Trust that is subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or filing of Form 8-K, Form 10-D, Form ABS-EE and Form 10-K with respect to such Other Securitization Trust, as identified in writing to the parties to this Agreement; and, with respect to any Other Securitization Trust that is not subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or dissemination of periodic distribution date statements or similar reports, as identified in writing to the parties to this Agreement.
HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.
Bank Secrecy Act means the Bank Secrecy Act of 1970, as amended.