SEC Action definition

SEC Action shall have the meaning set forth in the Recitals.
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SEC Action. In the Matter of Xxxx Xxxxxx, Patriarch Partners, LLC, Patriarch Partners VIII, XIV, and XV, LLC; File No. 3-16462 –Administrative Proceeding
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SEC Action means the action filed on November 15, 2004 by the SEC in the United States District for the Northern District of Illinois against Black, Radler and the Corporation;
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Examples of SEC Action in a sentence

  • Any Party to the Settlement may respond to an objection filed pursuant to Paragraph 4 by filing a response in the SEC Action no later than [insert date of 7th day before the Final Approval Hearing].

  • The date, time, and place for the Final Approval Hearing, and the deadlines and date requirements in this Scheduling Order, shall be subject to adjournment or change by this Court without further notice other than that which may be posted by means of ECF in the MDL, the SEC Action, and the Litigation.

  • If the Settlement is approved by the Court, the Court will enter the Bar Order in the SEC Action.

  • As this case is related to the equitable receivership proceedings in the SEC Action, the Court has “broad powers and wide discretion to determine the appropriate relief in [this] equity receivership,” including the authority to enter the Final Judgment and Bar Order.

  • This Scheduling Order shall be entered on the docket in the SEC Action.


More Definitions of SEC Action

SEC Action means the civil action captioned: SEC v. MJ Capital Funding, LLC, et. al, Civil Action No. 0:21-cv-61644-SINGHAL (S.D. Fla.).
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SEC Action means the action captioned Securities and Exchange Commission x. Xxxx River Capital Management, L.L.C., et al., Civ. Action No. 05-CV-8713 (NRB), filed by the SEC against the Wood River Entities and Xxxx Xxxxxxx Whittier in the Court.
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SEC Action means the action commenced by the SEC on April 17, 2023 in the Western District of Washington that initiated the action captioned Securities and Exchange Commission v. Bittrex, Inc., et al., Case No. 2:23-cv-00580-RSM.
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SEC Action means SEC v. Akazoo S.A., Case No. 1:20-cv-08101-AKH
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SEC Action means: the above-captioned action.
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SEC Action has the meaning ascribed to such term in the Recitals. DECLARATION OF MXXXXXX XXXXXXXXXX, EXHIBIT B PAGE 157 Case 2:15-cv-01350-JLR Document 357-2 Filed 06/23/16 Page 137 of 208
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SEC Action means the civil action captioned Securities and Exchange Commission v. Jeffrey Brooks, as Personal Representative of the Estate of David H. Brooks, Case No. 07-61536 (S.D.Fla.).
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