SEC Relief definition

SEC Relief has the meaning given to it in clause 2.10;
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SEC Relief means the relief requested in that certain letter submitted to the SEC by XC on January 25, 2018.
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SEC Relief has the meaning set out in Section 2.1.
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Examples of SEC Relief in a sentence

  • The Buyer will consider in good faith all comments reasonably proposed by the Company and its counsel in connection with the request for SEC Relief.

  • Receipt of SEC Relief for Multiple Take-Up Dates As discussed in the Offer and Circular, Teck was initially unable to make a "permitted bid" for purposes of the Rights Plan because Teck was not permitted to have more than one Take-Up Date under applicable U.S. federal securities laws as a result of prorating the Offered Consideration.

  • The Adviser will promptly furnish to the Sub-Adviser any and all amendments or other changes to the Prospectus or any form of SEC Relief, and the Sub-Adviser shall not be charged with complying with any such amendments not so delivered to the Sub-Adviser.

  • The US Compliance WG could not reach consensus on use of a consistent definition of US Person (USP) on the 3/17/21 WG call:― Some supported using the SEC 240.3a71 definition when applying Rule SBSR in determining SEC RCP, but using the 2013 CFTC Cross Border guidance USP definition when applying the SEC Relief in determining SEC RCP.― Others supported using a consistent USP definition for both SBSR and CFTC.― Others supported allowing flexibility to decide individually.

  • As promptly as practicable after the date of this Agreement, the Buyer shall submit confidentially to the staff of the SEC a draft request for exemptive and/or no-action relief from requirements of the Exchange Act that are in conflict with the requirements of German or Dutch Applicable Rules with respect to the Offer and any other such relief as the Parties may decide to request in connection with the Transactions ("SEC Relief").

  • Each employee shall have reasonable access to his file for the purposes of reviewing any evaluations or formal disciplinary ,notations contained therein in the presence of the Employer.

  • The industry ISDA SBSR Implementation Working Group (“WG”) has discussed and agreed the reporting party determination and tie-breaker logic, taking into consideration the SEC Relief, as described in the section “SBS Reporting Party (RCP) Determination – Industry Standard Approach”.

  • The Bidder Entities shall submit the final request for SEC Relief to the SEC as soon as practicable prior to the date the Bidder submits the Offer Document to the BaFin pursuant to Section 6.1.

  • The Buyer shall submit the final request for SEC Relief to the SEC as soon as practicable prior to the date the Offeror submits (or is required to submit) the Tender Offer Document to BaFin pursuant to clause 2.5.2.

  • With respect to the implementation of a "manager of managers" arrangement for the Fund, BNYM Adviser has obtained an exemptive order and related no-action relief (together, the "SEC Relief") from the Securities and Exchange Commission, upon which the Fund may rely, which allows BNYM Adviser, subject to certain conditions, to hire and replace affiliated and unaffiliated sub-investment advisers, without obtaining shareholder approval.


More Definitions of SEC Relief

SEC Relief means written notification received by the Company, in form and substance acceptable to the Company, from the staff of the Securities and Exchange Commission (the “Staff”) indicating the Staff’s concurrence that (A) the Company shall only be required to include in its registration statement on Form S-1 for an initial public offering of its common stock (the “Registration Statement”) those audited financial statements of the Business for the periods (i) from April 21, 2007 through December 31, 2007 and (ii) from January 1, 2008 through the Closing Date; (B) the Staff will commence reviewing the Registration Statement prior to the inclusion of an audited balance sheet of the Company as of December 31, 2008 (assuming that the financial statements of the Company included in the Registration Statement comply with the age requirements of Rules 3-01 and 3-02 of Regulation S-X); and (C) the Registration Statement need not contain audited interim financial statements of the Company as of a date, or for periods ending, after December 31, 2008.
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Related to SEC Relief

  • General relief means money payments and other forms of relief made to those persons mentioned

  • Relief means any loss, relief, allowance, exemption, set-off, deduction, right to repayment or credit or other relief of a similar nature granted by or available in relation to Tax pursuant to any legislation or otherwise;

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Court of Appeal means the division of the Supreme Court referred to in section 7(1)(b);

  • Injunction has the meaning set forth in Section 7.1(d).

  • Chosen Court has the meaning set forth in Section 9.9.

  • Lawsuit means any lawsuit, arbitration or other dispute resolution filed by either party herein pertaining to any of this Warrant, the Facility Agreement and the Registration Rights Agreement.

  • Fraud Claim means any claim based in whole or in part upon fraud, willful misconduct or intentional misrepresentation.

  • Youth court means the court established pursuant to this chapter to hear all proceedings in

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.

  • Court Order means any judgment, decision, consent decree, injunction, ruling or order of any federal, state or local court or governmental agency, department or authority that is binding on any person or its property under applicable law.

  • Bankruptcy Rules means the Federal Rules of Bankruptcy Procedure and the Local Rules of the Bankruptcy Court, in each case as amended from time to time and as applicable to the Chapter 11 Cases.

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Statutory Penalties are those amounts awarded as a penalty, but are fixed in amount by statute.

  • Commissioners Court means Travis County Commissioners Court.

  • Civil action means all suits or claims of a civil nature in a state or federal court, whether cognizable as cases at law or in equity or admiralty. "Civil action" does not include any of the following:

  • Ontario Court means the Ontario Superior Court of Justice.

  • QFC Stay Rules means the regulations codified at 12 C.F.R. 252.2, 252.81–8, 12 C.F.R. 382.1-7 and 12 C.F.R. 47.1-8, which, subject to limited exceptions, require an express recognition of the stay-and-transfer powers of the FDIC under the Federal Deposit Insurance Act and the Orderly Liquidation Authority under Title II of the Xxxx Xxxxx Wall Street Reform and Consumer Protection Act and the override of default rights related directly or indirectly to the entry of an affiliate into certain insolvency proceedings and any restrictions on the transfer of any covered affiliate credit enhancements.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Plaintiffs’ Releasees means Plaintiffs, and any and all of their related parties, including, without limitation, any and all members of their immediate families, agents or other persons acting on their behalf, attorneys, advisors, financial advisors, accountants, assigns, creditors, heirs, estates and legal representatives.

  • Statute means the Companies Act (As Revised) of the Cayman Islands.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • NYSRC Reliability Rules means the rules applicable to the operation of the New York Transmission System. These rules are based on Reliability Standards adopted by NERC and NPCC, but also include more specific and more stringent rules to reflect the particular requirements of the New York Transmission System.

  • Qualified Public Offering means the sale by the Company, in an ------------------------- underwritten public offering registered under the 1933 Act, of shares of the Company's Common Stock having an aggregate offering value of at least $10 million and where the per share price to the public multiplied by the number of shares of Common Stock issued under the Purchase Agreement and this and the other Executive Stock Agreements (adjusted for stock splits and other recapitalizations) is at least $30,000,000.

  • Next of kin of a covered servicemember means the nearest blood relative other than the covered servicemember’s spouse, parent, son, or daughter, in the following order of priority: blood relatives who have been granted legal custody of the covered servicemember by court decree or statutory provisions, brothers and sisters, grandparents, aunts and uncles, and first cousins, unless the covered servicemember has specifically designated in writing another blood relative as his or her nearest blood relative for purposes of military caregiver leave under the FMLA. When no such designation is made and there are multiple family members with the same level of relationship to the covered servicemember, all such family members shall be considered the covered servicemember’s next of kin, and the employee may take FMLA leave to provide care to the covered servicemember, either consecutively or simultaneously. When such designation has been made, the designated individual shall be deemed to be the covered servicemember’s only next of kin.