SEC Rules and Regulations definition
Examples of SEC Rules and Regulations in a sentence
There is no Litigation that would be required to be disclosed in a Form 10-K or Form 10-Q pursuant to Item 103 of Regulation S-K of SEC Rules and Regulations that are not so disclosed, pending or, to its Knowledge, threatened against Seacoast, or against any asset, interest, or right of any of them, nor are there any Orders of any Governmental Authority or arbitrators outstanding against Seacoast.
Contractor shall comply with Probation’s SEC Rules and Regulations, attached hereto as Attachment C and incorporated herein by reference, to assist in completing the required functions of the SEC Program as approved by County.
A copy of the SEC Rules and Regulations, including the Terms and Conditions, shall be signed by and delivered to the Participant and a copy retained by the Administrator.
Prepare financial statements in accordance with GAAP and SEC Rules and Regulations for investment companies.
Said stock shall be subject to the terms and conditions as stated herein this AGREEMENT, filing requirements, and all SEC Rules and Regulations.
Ensure financial statements are presented in accordance with generally accepted accounting principles (GAAP) and SEC Rules and Regulations (S-X).
No party will make any public announcements with respect to this transaction without the approval of the other parties, except as otherwise required by law, and SEC Rules and Regulations.
The Corporation agrees that (i) it will treat each Permitted Free Writing Prospectus as an Issuer Free Writing Prospectus and (ii) it will comply with the requirements of Rules 164 and 433 of the SEC Rules and Regulations applicable to any Permitted Free Writing Prospectus, including in respect of timely filing with the SEC, legending and recording keeping.
The Company shall have the right to issue a press release or make other disclosure without the PRCO Debenture Holder's written approval if in the opinion of the Company's counsel such a release is necessary to comply with SEC Rules and Regulations or other Law; provided that, the PRCO Debenture Holder receives a copy of such prepared press release or other disclosures for purposes of review at least 24 hours before it is issued.
For the purpose of complying with SEC Rules and Regulations for Form 8-K and Regulation S-X, PHMD shall provide PRI with its management reports for the Division for the year ended December 31, 2007 and unaudited interim management reports for 2008 through the Closing Date.