Securities Industry Act definition
Examples of Securities Industry Act in a sentence
It is an investment of the type set out within the Securities Industry Act 2011, which includes but not limited to options, futures, rolling spot forex and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivative instruments or financial indices.
Contract for Difference (CFD) within the meaning of the Securities Industry Act which can be entered into by purchasing underlying assets of asset classes on the Range Spreads Platform.
A Range Spreads Contracts Constitute a Contract for difference (CFD) investment within the meaning of Securities Industry Act 2011.
This prospectus in connection with the offer of T-DECS by Citigroup has not been registered with the Securities Commission of the Bahamas as the prospectus is exempted from the filing and registration requirements of the Securities Industry Act, 1999.
Pursuant to Section 6.02 (l) of the General Conditions, the following additional event is specified, namely, that the Financial Institutions Act, the Securities Industry Act and the Insurance Act or any provision thereof shall have been amended, suspended, abrogated, repealed, waived or not enforced in such a manner so as to materially and adversely affect, in the opinion of the Association, the ability of the Borrower to carry out the Project.
This prospectus supplement and accompanying prospectus in connection with the offer of Common Stock by Citigroup has not been registered with the Securities Commission of the Bahamas as the prospectus supplement and accompanying prospectus is exempted from the filing and registration requirements of the Securities Industry Act, 1999.