Securities Industry Act definition

Securities Industry Act means the Securities Industry Act (Ch. 363);
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Securities Industry Act means the Securities Industry Act, 2011 (No. 10 of 2011);
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Securities Industry Act means Borrower’s Securities Industry Act No. 21 of 1998 dated December 31, 1998, as such Act has been amended to the date of this Agreement;
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Examples of Securities Industry Act in a sentence

  • Templeton Asset Management Ltd was officially incorporated in September 1992 and was registered as an Investment Advisor with the Authority under the now repealed Securities Industry Act.

  • It is an investment of the type set out within the Securities Industry Act 2011, which includes but not limited to options, futures, rolling spot forex and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivative instruments or financial indices.

  • Its principal business includes dealing in securities and such other business as is authorised pursuant to its registration under the Securities Industry Act 1995 of the Republic of Trinidad and Tobago.

  • For the passage “ Securities Industry Act 1980” (wherever occurring) there were substituted the passage “Securities Industry (Western Australia) Code”.

  • Account Base CurrencyHas the meaning set out in clause 11.2. ActMeans the Bahamas Securities Industry Act (SIA) 2011.

  • An order made under subsection (1) has effect notwithstanding anything contained in the Securities Industry (Western Australia) Code, the Securities Industry Act 1975, or this Act.

  • Where, before the commencement of this Act, an act, matter or thing had been done or had arisen in the course of an investigation to which Division 2 of Part II of the Securities Industry Act 1975, applied immediately before that commencement, that act, matter or thing shall have the same status, operation and effect in relation to the completion of the investigation after that commencement as if that act, matter or thing had been done or had arisen after that commencement.

  • The provisions applying by reason of section 6 operate to the exclusion of the provisions of the Securities Industry Act 1975 and the Companies Act 1961 in relation to acts, matters and things in relation to which the first-mentioned provisions apply.

  • This argument begins by granting that possible worlds theorists ought to accept amodalism, but concludes that, since amodalism is troublesome, revisionary, or intuitively unappealing, this shows that possible worlds theory should be rejected altogether.Presented with this argument, a natural strategy for the possible worlds theorist is to offer a “good company response”, which aims to show that otherwise plausible views are also committed to amodalism.

  • Where, under subsection (1), a register is to be deemed to form part of a register kept under section 89 of the Securities Industry (Western Australia) Code, the register shall, unless notice of change of place at which it is kept is given under section 90 of that Code, be kept at the place at which, under the Securities Industry Act 1975, it was required to be kept immediately before the commencement of this Act.


More Definitions of Securities Industry Act

Securities Industry Act means Security Industry Act 1983;
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Securities Industry Act means the Securities Industry Act (1995) (Trinidad and Tobago). Table of Contents
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Securities Industry Act means the Securities Industry Act, 2011 (No.
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Related to Securities Industry Act

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • Securities System means the Federal Reserve Book-Entry System, a clearing agency which acts as a Securities Depository, or another book entry system for the central handling of securities (including an Eligible Securities Depository).

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Society Act means the Society Act of the Province of British Columbia from time to time in force and all amendments to it;

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • POPI Act means the Protection of Personal Information Act 4 of 2013 as may be amended from time to time;

  • Foreign Securities System means an Eligible Securities Depository listed on Schedule B hereto.

  • Good Industry Practice means standards, practices, methods and procedures conforming to the Law and the exercise of the degree of skill and care, diligence, prudence and foresight which would reasonably and ordinarily be expected from a skilled and experienced person or body engaged within the relevant industry or business sector;

  • Good Industry Practices means the practices that would be adopted by, and the exercise of that degree of care, skill, diligence, prudence and foresight that reasonably would be expected from, a competent contractor in the international oil and gas industry experienced in performing work similar in nature, size, scope and complexity to the Work and under conditions comparable to those applicable to the Work, where such work is subject to, and such contractor is seeking to comply with, the standards and codes specified in the Contract or (to the extent that they are not so specified) such national or international standards and codes as are most applicable in the circumstances, and the applicable Law.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • Rail Safety Act means the Rail Safety Act 1998 (WA);

  • Council Regulation means Council Regulation (EC) No. 2100/94 of 27th July 1994 on Community plant variety rights;

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;