SEF Trading System definition

SEF Trading System means the electronic trading system of the SEF established and operated by the Exchange for the purpose of entering into Permitted Transactions and certain Required Transactions.
SEF Trading System means the electronic trading system of the SEF established and operated by the Exchange for the purpose of executing Transactions in Contracts listed by the Exchange as identified in Schedules 1001(a), 1001(b), and (c) and 1002 to this Rulebook. The SEF Trading System consists of two different applications, Core RFQ and PTC for the purpose of executing Transactions using RFQ as a method of execution, and has a custom order book available for Required Transactions that are not listed on the DCM Trading System.
SEF Trading System means the electronic trading system of the SEF established and operated by the Exchange for the purpose of executing Transactions in Contracts listed by the Exchange as identified in Schedules 1001(a), 1001(b), and 1001(c), 1002, 1003, 1004, and in Chapter 12 of this Rulebook. The SEF Trading System consists of two different applications, Core RFQ and PTC for the purpose of executing Transactions using RFQ as a method of execution, a central limit order book for the execution of Transactions in contracts listed pursuant to Chapter 12 of this Rulebook, and a custom order book available for Required Transactions that are not listed on the DCM Trading System. The SEF Trading System shall also include a portal for reporting pre-negotiated Permitted Transactions in Contracts listed pursuant to Chapter 12 of the Rulebook.

Examples of SEF Trading System in a sentence

  • Priority of Execution Customer Orders received by a Participant or an Authorized Trader shall be entered into the MarketAxess SEF Trading System in the sequence received.

  • A respondent whose Trading Privileges and/or ability to otherwise access the MarketAxess SEF Trading System are suspended, revoked, limited, conditioned, restricted or qualified pursuant to this Rule 718 may apply for reinstatement by filing with the Market Regulation Department a written request stating the applicant’s reasons for seeking reinstatement.

  • Execution of Required Transactions No Participant shall execute a Required Transaction on the MarketAxess SEF Trading System other than via the Order Book or RFQ protocols.

  • Each individual must use a unique user ID to access the MarketAxess SEF Trading System.

  • With respect to Orders received by an Authorized Trader that are capable of being immediately entered into the MarketAxess SEF Trading System, no record other than that set forth above need be made.

  • The Order must be entered into the MarketAxess SEF Trading System when it becomes executable.

  • Upon the withdrawal of a Participant, all rights and privileges of such Participant shall terminate (including, without limitation, the Trading Privileges and ability to access the MarketAxess SEF Trading System).

  • Simultaneous Buy And Sell Orders For Different Beneficial Owners On the MarketAxess SEF Trading System, opposite Orders for different beneficial owners that are simultaneously placed by a Participant with discretion over both accounts may be entered into the MarketAxess SEF Trading System.

  • As promptly as reasonably possible after a reinstatement hearing, the Appeals Panel will issue an order reinstating, denying the reinstatement, or placing conditions on the reinstatement of the Trading Privileges and/or ability to otherwise access the MarketAxess SEF Trading System of the respondent.

  • Intermediation On the MarketAxess SEF Trading System, intermediation by a Participant on behalf of a Customer shall be permitted, provided that the Participant is in compliance with Rule 407.

Related to SEF Trading System

  • Trading System means the Company’s electronic trade execution system that is used for the trading of Swaps, including the associated hardware, software, systems and communications links.

  • Automated driving system means the same as that term is defined in Section 41-26-102.1.

  • Monitoring System means a system established by BNY to fulfill the Responsibilities specified in clauses (d) and (e) of Section 1 of Article III of this Agreement.

  • Primary Market means on any of (a) the American Stock Exchange, (b) New York Stock Exchange, (c) the Nasdaq Global Select Market, (d) the Nasdaq Global Market, (e) the Nasdaq Capital Market, or (e) the Over-the-Counter Bulletin Board (“OTCBB”)

  • Normal Market Size for CFD trading shall mean the maximum number of units of the Underlying Asset that are transmitted by the Company for execution.

  • Trading Session means the period of time during any given calendar day, commencing with the determination of the opening price on the Applicable Exchange and ending on the determination of the closing price on the Applicable Exchange during the regular trading session, in which trading in UTC Shares, Carrier Shares or Otis Shares (as applicable) is permitted on the Applicable Exchange.

  • Trading means and includes subscribing, buying, selling, dealing, or agreeing to subscribe, buy, sell, deal in any securities, and "trade" shall be construed accordingly.

  • Street Trading means the selling or exposing or the offering for sale of any article (including a living thing) or the supplying or offering to supply any service in a street for gain or reward.

  • Principal Trading Market means the Trading Market on which the Common Stock is primarily listed on and quoted for trading, which, as of the date of this Agreement and the Closing Date, shall be the NASDAQ Global Market.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Last Trading Day means, for a particular Contract, the last date on which that Contract may be traded on the Market.

  • Beam monitoring system means a system designed and installed in the radiation head to detect and measure the radiation present in the useful beam.

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Free Trading means that (a) the shares or certificate(s) representing the applicable shares of Common Stock have been cleared and approved for public resale by the compliance departments of Lender’s brokerage firm and the clearing firm servicing such brokerage, and (b) such shares are held in the name of the clearing firm servicing Lender’s brokerage firm and have been deposited into such clearing firm’s account for the benefit of Lender.

  • JOBURG MARKET means Johannesburg Fresh Produce Market (SOC) Limited (trading as Joburg Market), a corporatized municipal entity incorporated in terms of the laws of the RSA under registration number 2000/023383/07 and with VAT registration number 4840195038, with its domicilium citandi et executandi situated at The Office of the CEO, 3rd Floor, Main Building, Joburg Market, 4 Fortune Road (off Heidelberg Road), City Deep, 2049, Johannesburg.

  • published market means, for a class of securities, a marketplace on which the securities have traded that discloses regularly in a publication of general and regular paid circulation or in a form that is broadly distributed by electronic means the prices at which those securities have traded;

  • BC Bid Website means www.bcbid.gov.bc.ca; “City” means the City of Surrey;

  • Primary dose monitoring system means a system which will monitor the useful beam during irradiation and which will terminate irradiation when a preselected number of dose monitor units have been delivered.

  • Automated data acquisition and handling system or "DAHS" means that component of the continuous emission monitoring system, or other emissions monitoring system approved for use under section 11 of this rule, designed to interpret and convert individual output signals from pollutant concentration monitors, flow monitors, diluent gas monitors, and other component parts of the monitoring system to produce a continuous record of the measured parameters in the measurement units required by section 11 of this rule.

  • Fraud Monitoring System means an off-line administration system that monitors suspected occurrences of ABT- related fraud.

  • trading book means all positions in financial instruments and commodities held by an institution either with trading intent or in order to hedge positions held with trading intent;

  • Liquid Market means a market for a financial instrument or a class of financial instruments, where there are ready and willing buyers and sellers on a continuous basis, assessed in accordance with the following criteria, taking into consideration the specific market structures of the particular financial instrument or of the particular class of financial instruments:

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • Close of Trading means the Scheduled Closing Time of the Relevant Stock Exchange with respect to the Fund or any Successor Fund; and

  • Day-Ahead Market has the meaning set forth in the CAISO Tariff.

  • OTCBB means the Over-The-Counter Bulletin Board.