Selling Dealer Group definition

Selling Dealer Group means the dealers and brokers other than the Underwriters who participate in the offer and sale of the Offered Shares pursuant to this Agreement;
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Selling Dealer Group means dealers or brokers other than the Underwriters and their U.S. affiliates who participate in the offer and sale of Offered Securities pursuant to the underwriting agreement;
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Selling Dealer Group means the dealers and brokers, if any, other than the Agent, who participate in the Offering pursuant to this Agreement;
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Examples of Selling Dealer Group in a sentence

  • The Underwriters will cause similar undertakings to be contained in any agreements among the members of any banking, selling or other groups formed for the distribution of the Offered Securities and will require any member of the Selling Dealer Group to comply with applicable Securities Laws and/or U.S. or other securities laws, as applicable.

  • Notwithstanding the foregoing provisions of this section 14.1, the Underwriters will not be liable to the Corporation pursuant to this section 14.1 or Schedule "A" as a result of the violation by another member of the Selling Dealer Group of the provisions of this section 14.1 or Schedule "A" if the Underwriter is not itself also in violation.

  • The Underwriters also agree to obtain such an agreement of each member of the Selling Dealer Group.


More Definitions of Selling Dealer Group

Selling Dealer Group means the dealers and brokers other than the Underwriters who participate in the offer and sale of the Subscription Receipts pursuant to this agreement; (ww)
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Selling Dealer Group means the dealers and brokers other than the Dealers who participate in the offer and sale of the Medium Term Notes pursuant to the Agreement;
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Selling Dealer Group means the dealers and brokers other than the Underwriters who participate in the offer and sale of the Offered Units pursuant to this Agreement. “standard term sheet” has the meaning ascribed to such term in NI 41-101.
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Selling Dealer Group means dealers or brokers other than the Agent and its U.S. affiliate who participate in the offer and sale of Securities pursuant to the Agency Agreement;
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Related to Selling Dealer Group

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Wholesale dealer means any dealer who deals in, or who holds a licence under any law to deal in, as the case may be, wholesale quantities of goods, and the business and stock of a wholesale dealer shall be deemed to include the business and stocks of any retail dealer who conducts business on the same premises on which the wholesale dealer conducts his or her business; and

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a Registration Statement.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Initial Purchaser As defined in the preamble hereto.

  • Grain dealer means a person engaged in the business of receiving, buying, exchanging, selling, or storing farm produce in this state. The term includes a farm produce trucker, grain merchandiser, or processor. The term does not include a person solely engaged in 1 of the following:

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Selling Agent Morgan Stanley & Co.

  • Selling Commission means three percent (3%) of the gross proceeds of Shares sold pursuant to this Agreement, or as otherwise agreed between the Company and the Agent with respect to any Shares sold pursuant to this Agreement.