Series A Restricted Securities definition

Series A Restricted Securities means the Series A Preferred Stock and the Common Stock issued or issuable upon the conversion of the Series A Preferred Stock, and any other securities of the Company which may be heretofore or hereafter issued to any of the holders of the Series A Preferred Stock (other than Series B Preferred Stock) which are convertible into or exercisable or exchangeable for shares of Common Stock (including, without limitation, other classes or series of preferred stock, warrants, options or other rights to purchase Common Stock or convertible debentures or other convertible debt securities) and any Common Stock (howsoever acquired) by any holder of Series A Preferred Stock or any Common Stock which has been issued on conversion of Series A Preferred Stock, which have not been sold (a) in connection with an effective registration statement filed pursuant to the Securities Act, or (b) pursuant to Rule 144 or Rule 144A promulgated by the Commission under the Securities Act.
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Series A Restricted Securities. At any time, with respect to any Series A Investor, the shares of Series A Preferred Stock held by such Series A Investor on the date hereof, any shares of Common Stock issued or issuable upon conversion thereof, and any shares or other securities received in respect thereof, which are held by such Series A Investor, its successors or assigns, and which have not previously been sold to the public pursuant to a registration statement under the Securities Act or pursuant to Rule 144. Series B Investors: BWSF MAV, SG, Carlyle, PNC and Wood Street.
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Related to Series A Restricted Securities

  • Transfer Restricted Securities means Securities that bear or are required to bear the legend set forth in Section 2.3(b) hereto.

  • Unrestricted Securities means one or more Securities that do not and are not required to bear the Private Placement Legend in the form set forth in Exhibit A hereto, including, without limitation, the Exchange Securities and any Securities registered under the Securities Act pursuant to and in accordance with the Registration Rights Agreement.

  • Exempted Securities means:

  • Transfer-Restricted Security means any Security that constitutes a “restricted security” (as defined in Rule 144); provided, however, that such Security will cease to be a Transfer-Restricted Security upon the earliest to occur of the following events:

  • Transfer Restricted Notes means Definitive Notes and any other Notes that bear or are required to bear the Restricted Notes Legend.

  • Company Restricted Shares Section 2.4(c)

  • Non Book-Entry Preferred Securities shall have the meaning set forth in Section 2.4.

  • Restricted Securities means the securities of the Company required to be notated with the legend set forth in Subsection 2.12(b) hereof.

  • Series A Junior Securities means any class or series of Partnership Interests that, with respect to distributions on such Partnership Interests and distributions upon liquidation of the Partnership, ranks junior to the Series A Preferred Units, including Common Units and Non-Voting Common Units, but excluding any Series A Parity Securities and Series A Senior Securities.

  • Permitted Securities means any of the following:

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Restricted Securities Certificate means a certificate substantially in the form set forth in Annex B.

  • Restricted Securities Legend has the meaning set forth in Section 8.2(b).

  • Investor Securities is defined in Section 2.1.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Series A Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Warrants shall be exercisable immediately from the Closing Date and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Series A Shares means Series A currency hedged mutual fund shares and/or Series A non-currency hedged mutual fund shares of a fund, as applicable.

  • Company Restricted Stock means all shares of Company Common Stock, subject to vesting or other restrictions, whether granted pursuant to the Company Stock Plans or otherwise.

  • Exchangeable Securities means any securities of any trust, limited partnership or corporation other than the Trust that are convertible or exchangeable directly for Units without the payment of additional consideration therefor;

  • Series B Securities means the 11-1/2% Senior Notes due 2007, Series B, of the Company to be issued pursuant to this Indenture in exchange for the Series A Securities pursuant to the Registered Exchange Offer and the Registration Rights Agreement.

  • Series F Preferred Shares means the Series F Preferred Shares of the Company, par value US$0.0001 per share, with the rights and privileges as set forth in the Memorandum and Articles.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Transfer Restricted Global Notes means Global Notes that bear or are required to bear or are subject to the Restricted Notes Legend.

  • Unrestricted Securities Certificate means a certificate substantially in the form set forth in Annex C.

  • Exempt Securities has the meaning set forth in Section 4.4(d).