SIPC Act definition

SIPC Act shall have the meanings set forth in Section 10.4.
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SIPC Act has the meaning specified in Section 7.01(j).
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Examples of SIPC Act in a sentence

  • The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any of its Subsidiaries is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPC Act.

  • The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that either Borrower is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to either Borrower under Section 5(a)(3) of the SIPC Act.

  • The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any Subsidiary is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any Subsidiary under Section 5(a)(3) of the SIPC Act.

  • The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or Nuveen & Co. is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or Nuveen & Co. under Section 5(a)(3) of the SIPC Act.

Related to SIPC Act

  • POPI Act means the Protection of Personal Information Act, 4 of 2013;

  • BC Act means the Securities Act (British Columbia);

  • SEBI Act or “Act” means the Securities and Exchange Board of India Act, 1992;

  • FDA Act means the U.S. Federal Food, Drug, and Cosmetic Act, as amended.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • EP Act means the Environmental Protection Xxx 0000;

  • the 1988 Act means the Local Government Finance Act 1988.

  • Cannabis Act means An Act respecting cannabis and to amend the Controlled Drugs and Substances Act, the Criminal Code and other Acts, S.C. 2018, c. 16, as amended from time to time.

  • FD&C Act means the United States Federal Food, Drug and Cosmetic Act, as amended.

  • OHS Act means the Occupational Health and Safety Act 2004;

  • HITECH Act means the Health Information Technology for Economic and Clinical Health Act, TitleXIII, Subtitle D, Part 1 & 2 of the American Recovery and Reinvestment Act of 2009.

  • the 1993 Act means the Pension Schemes Act 1993; “the 1995 Act” means the Pensions Act 1995;

  • S.A.F.E. Act means the secure and fair enforcement for mortgage licensing act of 2008, Title V of the housing and economic recovery act of 2008 ("HERA"), P.L. 110-289, effective July 30, 2008.

  • 1990 Act means the Town and Country Planning Act 1990;