SRO Applicant definition

SRO Applicant means (1) any Person that is not a Member and for which the Commission has published a Form 1 to be registered as a national securities exchange or national securities association to operate a Market, or (2) a national securities exchange that is not a Member and for which the Commission has published a proposed rules change to operate a Market.

SRO Applicant. ’ means (1)

SRO Applicant. ’ means (1) any

Examples of SRO Applicant in a sentence

• Such as expanding the definition of “Company Indemnified Party”, “Cover Persons” to include SRO Applicant Observers, and to delete the phrase, “and the employers of Non-SRO Voting Representatives”, and revising the definitions of “Executive Session”, “Member Observer”, “Highly Confidential Information”, “Party to a Processing” to include Non-SRO representative.

• The Iowa Ave SRO Applicant terminated a contract with a subrecipient as the Applicant was able to provide the service with their own resources.

• Project Name: East Park SRO Applicant Name: The Habitat Company, LLC and its related entity Project Address: 3300 W.

• Subject to Section 4.4(g), meetings of the Operating Committee may be attended by each Voting Representative, Member Observers, SRO Applicant Observers, SEC staff, and other persons as deemed appropriate by the Operating Committee.