Participant Firm definition

Participant Firm means an entity that has been approved by the MarketAxess SEF in accordance with Rule 302, is authorized to access the MarketAxess SEF through the applicable user ID and is an ECP as defined in Section 1a(18) of the CEA. A Participant Firm may trade for its own Proprietary Account. A Participant Firm may trade for an account on behalf of its Customer in accordance with the Rules. The term “Participant Firm” collectively refers to all Participants and Authorized Traders of a Participant Firm authorized to utilize the MarketAxess SEF.

Participant Firm means a person that is authorized under a Participant Firm Agreement (the “Participant Firm Agreement”) to have access to the Exchange (e.g., a customer of a Clearing Firm enters orders directly into the Exchange’s trade matching system for execution through the use of a user identification in the Participant Firm’s name). A Participant Firm may trade for its own proprietary account. In certain cases, a Participant Firm may trade for an account on behalf of its Customer. A Participant Firm may also trade on behalf of a Customer with an account at a Clearing Firm other than the Participant Firm’s Clearing Firm acting as a broker or performing an equivalent agency function. The Clearing Firm is responsible for approving Participant Firms for such Customers pursuant to the applicable form to the Clearing Firm Agreement. The term “Participant Firm” collectively refers to all Participants and Authorized Traders of a Participant Firm authorized to utilize the Exchange.

Participant Firm means a person that is authorized under a Participant Firm Agreement (the “Participant Firm Agreement”) to have access to the Exchange (e.g., a customer of a Clearing

Examples of Participant Firm in a sentence

• Any such documents must be provided to the Exchange upon request, and it shall be the responsibility of the submitting Participant Firm to provide such requested documentation on a timely basis.

• In order to provide access to the Exchange Trading System the ISV must enter into a Participant Firm Agreement with the Exchange and be approved by the Exchange.

• Transactions executed for the proprietary account of a Clearing Firm (i.e., a Participant Firm trading for its own account held at a Clearing Firm).

• If an active Participant changes the name of a Participant Firm with the Oregon Real Estate Agency but the office license number remains the same, the office must notify MLSCO of the change within two (2) business days and the Participant will be assessed a Firm Name Change Fee as stated in Appendix A of these Rules and Regulations.

• Transactions executed for the proprietary account of a Clearing Firm or non-Clearing member firm (i.e., a Participant Firm trading for its own account held at a Clearing Firm).

• Exchange Rules,” or “Rulebook” means all rules adopted, all Notices to Participants published by the Exchange, and the Clearing Firm Agreement, the Participant Firm Agreement, the Broker Firm Access Agreement, interpretations, orders, resolutions, advisories, statements of policy, decisions, manuals and directives of the Exchange, and all amendments thereto.

• Transactions executed for the proprietary account of a Clearing Firm or non- Clearing member firm (i.e., a Participant Firm trading for its own account held at a Clearing Firm).

• In the event a claim is made as to which subrogation has not been waived, Participant Firm and Home Builders Association of St. Xxxxxx Valley mutually agree to execute and deliver any documents, instruments and papers, and to do any other reasonable act requested by the other as necessary to secure and maintain such right of subrogation.

• The Participant Firm and/or their agents who have an active listing agreement with the owner/seller on the subject property as defined in Section 1 and have not entered the property in the MLS in the required date/time as set forth by these rules, shall be accessed a fine of $25.00 for each property listing violation.

• Please specify frequency: Company Registration Number NZX Member / Participant Firm Yes [ ] No [x] Affiliated Companies to be covered by Agreement Yes* [ ] No [ ] * If Yes, complete Section C Table 6.1 Service Facilitators to be covered by this Agreement Yes* [ ] No [ ] * If Yes, complete Section C Table 6.2 Receipt of Information Tick all that apply [ ] Direct from NZX.

More Definitions of Participant Firm

Participant Firm means an entity that is authorized to access the MarketAxess SEF through the applicable user ID and is an ECP as defined in Section 1a(18) of the CEA. A Participant Firm may trade for its own Proprietary Account. In certain cases, a Participant Firm may trade for an account on behalf of its Customer. The term “Participant Firm” collectively refers to all Participants and Authorized Traders of a Participant Firm authorized to utilize the MarketAxess SEF.

Participant Firm means a person that is authorized under an Eris Exchange Participant Firm Agreement (the “Participant Firm Agreement”) to access Eris Exchange and is a person described in Section 1a(12)(A) of the CEA and/or a person described in Section 1a(12)(B) of the CEA. A Participant Firm may trade for its own proprietary account. In certain cases, a Participant Firm may trade for or an account on behalf of its Customer. A Participant Firm may also trade on behalf of a Customer with an account at a Clearing Firm other than the Participant Firm’s Clearing Firm acting as a broker or performing an equivalent agency function pursuant to Section 1a(12)(B) of the CEA. The Clearing Firm is responsible for approving Participant Firms for such Customers pursuant to Schedule 2 of the Eris Exchange Clearing Firm Agreement. The term “Participant Firm” collectively refers to all Participants and Authorized Traders of a Participant Firm authorized to utilize Eris Exchange.

Participant Firm means a person that is authorized under the Participant Documentation to have access to Eris Exchange (e.g., a customer of a Clearing Firm enters orders directly into the Exchange’s trade matching system for execution through the use of a user identification in the Participant Firm’s name). A Participant Firm may trade for its own proprietary account. In certain