Templum ATS definition

Templum ATS refers to the alternative trading system operated by Templum Markets LLC.
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Examples of Templum ATS in a sentence

  • State whether NetCapital will have any obligation to conduct know your customer, or other compliance efforts for your CF Portal Investors in order for those investors to use the Templum ATS.

  • Given that you own securities in companies that host offerings on the funding portal and may be subject to secondary trading via the Templum ATS, please disclose whether there are any controls or procedures in place governing the treatment and handling of this information, particularly with respect to your investment activities, and describe the key elements of such controls or procedures.

  • Revise to state whether the use of the Templum ATS to facilitate trades in securities of NetCapital CF Portal Investors is limited to securities acquired through purchases from your CF Portal.

  • Please clarify whether Netcapital or the users of Netcapital that access and use the Templum ATS have the ability to undertake the actions/access the information in the Secondary Trading - Continuous Market portion of the Technology Services Outline and Descriptions (Schedule IV of the Templum License) as included as Exhibit 10.12.

  • We note the existence of a partnership between NetCapital Systems and Templum ATS.

Related to Templum ATS

  • Baseline data means information gathered at a selected point in time and used thereafter as a basis from which to monitor change.

  • COVID-19 means SARS-CoV-2 or COVID-19, and any evolutions or mutations thereof or related or associated epidemics, pandemic or disease outbreaks.

  • COVID-19 Measures means any quarantine, “shelter in place,” “stay at home,” workforce reduction, social distancing, shut down, closure, sequester or any other Law, directive, guidelines or recommendations by any Governmental Authority (including the Centers for Disease Control and the World Health Organization) in each case in connection with, related to or in response to COVID-19, including the Coronavirus Aid, Relief, and Economic Security Act (CARES) or any changes thereto.

  • Mail order pharmacy means a pharmacy licensed by this

  • Condominium Plan means a plan described in Section 4285.

  • Site means the place or places where the permanent Works are to be carried out including workshops where the same is being prepared.