Examples of Tree Entities in a sentence
Regardless of whether a government inquiry occurs, the Pear Tree Entities view seriously any violation of this policy.
No Employee may receive any gift or other favor from any one person or entity doing business with the Pear Tree Entities in contravention of this Code.
Any violation of the Code by an Employee may result in penalties, including reprimand, suspension, fines, and termination of employment with one or more Pear Tree Entities.
A Covered Person trading securities while in the possession of material non-public information, or improperly communicating that information, may expose the Covered Person and the Pear Tree Entities to stringent penalties, including fines, suspensions and imprisonment.
This Amended and Restated Code of Ethics (the “Code”) has been adopted by Pear Tree Funds (the “Trust”) and by each of the following Pear Tree Entities (collectively, the “Pear Tree Entities”):Pear Tree Advisors, Inc.
Each Employee is expected to devote his or her full business day to the business of the Pear Tree Entities and the Funds.
This Code is administered by the Compliance Department for the Pear Tree Entities (the “Pear Tree Compliance Department”).
If the Covered Person thinks that he or she may have such knowledge, he or she must: (i) report the information and proposed trade immediately to the Pear Tree Compliance Department; (ii) refrain from trading in the security on behalf of himself or herself; and (iii) refrain from communicating the information to anyone outside or inside of the Pear Tree Entities other than the Pear Tree Compliance Department.
Subject to Section 2 below, neither party nor any of its affiliates (including the Fir Tree Entities) shall have liability of any kind whatsoever to the other party or any of the other party’s affiliates in connection with any action taken under the Agreement.
Such information, however, may be made available to senior management, governmental and securities industry agencies with regulatory authority over the Pear Tree Entities and/or the Funds, as well as to Trustees, and each of their auditors and legal advisors, as appropriate.