Unaffiliated mutual funds definition

Unaffiliated mutual funds means any mutual fund that is not advised or sub-advised by Cooke & Bieler.
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Unaffiliated mutual funds means any mutual fund that is not advised or sub-advised by the Firm.
Sample 1Sample 2Sample 3

Examples of Unaffiliated mutual funds in a sentence

  • Unaffiliated mutual funds (i.e., those that are not advised or subadvised by Essex or another affiliate of Affiliated Managers Group, Inc.) are excluded from this short-term trading prohibition.

  • Unaffiliated mutual funds, through their reliance on the management of corporate pension plans as an important revenue stream, may also be reluctant to engage in activism that may deter current or potential corporate clients (Ibid.).

  • The reporting requirements cover all securities in which an access person has a direct or indirect beneficial interest† other than the following (“reportable securities”): ●Direct obligations of the U.S. Government; ●Money market instruments; ●Money market funds; ● Unaffiliated mutual funds (i.e., mutual funds that are not advised or sub- advised by PCM; and ● Unit Investment Trusts that invest solely in unaffiliated open-end mutual funds.

  • Unaffiliated mutual funds (i.e., those that are not advised or subadvised by Essex or another affiliate of Affiliated Managers Group, Inc.

  • Unaffiliated mutual funds (i.e., those that are not advised or subadvised by placeEssex or another affiliate of Affiliated Managers Group, Inc.) are excluded from this short-term trading prohibition.

  • Unaffiliated mutual funds (i.e., those that are not advised or subadvised by Essex) are excluded from this short-term trading prohibition.

  • Unaffiliated mutual funds (i.e., those that are not advised or subadvised by Essex) are excluded from this short- term trading prohibition.

Related to Unaffiliated mutual funds

  • Mutual Funds means (i) all open-end mutual funds; and (ii) similar pooled investment vehicles established in non-U.S. jurisdictions, such as registered investment trusts in Japan. For purposes of the Code, Mutual Fund does not include shares of open-end money market mutual funds (unless otherwise advised by Compliance).

  • Mutual Fund or “Fund” or “UTIMF” means UTI Mutual Fund, a Trust under the Indian Trust Act, 1882 registered with SEBI under registration number MF/048/03/01 dated January 14, 2003.

  • Money market mutual fund means an open-end managed investment fund:

  • Affiliated Money Market Fund any existing or future Trust that holds itself out as a money market fund and complies with Rule 2a-7 under the Investment Company Act of 1940, as amended;

  • Proprietary or Sub-advised Mutual Fund means any open-end Mutual Fund for which MSIM acts as investment adviser or sub-adviser.

  • Investment Fund has the same meaning as in National Instrument 81-106 Investment Fund Continuous Disclosure;

  • Affiliated Manager means any Manager in which Borrower, Principal, or Guarantor has, directly or indirectly, any legal, beneficial or economic interest.

  • investor relations person means a person that is a registrant or that provides services that include investor relations activities;

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Investment Company Client means any Investment Company (or series thereof ) as to which the Firm is an investment adviser or investment sub-adviser.

  • Investment Entity means any Entity that conducts as a business (or is managed by an entity that conducts as a business) one or more of the following activities or operations for or on behalf of a customer:

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Joint Venture Investment means, with respect to any Obligor, any Investment by such Obligor in a joint venture or other investment vehicle in the form of a capital investment, loan or other commitment in or to such joint venture or other investment vehicle pursuant to which such Obligor may be required to provide contributions, investments, or financing to such joint venture or other investment vehicle and which Investment the Borrower has designated as a “Joint Venture Investment”.

  • Captive Insurance Subsidiary means any Subsidiary of the Borrower that is subject to regulation as an insurance company (or any Subsidiary thereof).

  • Affiliated has a correlative meaning.

  • Wholly-Owned Investment Sub means an entity (i) that is wholly-owned8 by a Regulated Fund (with such Regulated Fund at all times holding, beneficially and of record, directly or indirectly, 95% or more of the voting and economic interests); (ii) whose sole business purpose is to hold one or more investments on behalf of such Regulated Fund (and, in the case of a SBIC Subsidiary (defined below), maintain a license under the SBA Act (defined below) and issue debentures guaranteed by the SBA (defined below)); (iii) with respect to which such Regulated Fund’s Board has the sole authority to make all determinations with respect to the entity’s participation under the Conditions to this Application; and that (iv) (A) would be an investment company but for Section 3(c)(1), 3(c)(5)(C), or 3(c)(7) of the Act, (B) relies on Rule 3a-7 under the Act, or (C) qualifies as a REIT within the meaning of Section 856 of the Code because substantially all of its assets would consist of real properties. The term “SBIC Subsidiary” means a Wholly-Owned Investment Sub that is licensed by the Small Business Administration (the “SBA”) to operate under the Small Business Investment Act of 1958, as amended, (the “SBA Act”) as a small business investment company.

  • PIPE Investment has the meaning specified in the Recitals hereto.

  • Permitted Joint Venture Investment means, with respect to any specified Person, Investments in any other Person engaged in a Permitted Business of which at least 40% of the outstanding Capital Stock of such other Person is at the time owned directly or indirectly by the specified Person.

  • Control Investment Affiliate as to any Person, any other Person that (a) directly or indirectly, is in control of, is controlled by, or is under common control with, such Person and (b) is organized by such Person primarily for the purpose of making equity or debt investments in one or more companies. For purposes of this definition, “control” of a Person means the power, directly or indirectly, to direct or cause the direction of the management and policies of such Person whether by contract or otherwise.

  • Section 385 Controlled Partnership has the meaning set forth in Treasury Regulation Section 1.385-1(c)(1) for a “controlled partnership”.

  • AFFILIATED SUBCUSTODIAN means a Subcustodian that is an Affiliate.