Unregulated Collective Investment Scheme definition

Unregulated Collective Investment Scheme means a Collective Investment Scheme that is not authorised for distribution to the public generally in the jurisdiction in which we provide services to you.
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Unregulated Collective Investment Scheme means a Collective Investment Scheme which is not a Regulated Collective Investment Scheme.
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Unregulated Collective Investment Scheme means a collective investment scheme which is not a regulated collective investment scheme;
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Examples of Unregulated Collective Investment Scheme in a sentence

  • It is not an Unregulated Collective Investment Scheme within the meaning of section 235 of FSMA nor a Non-Mainstream Pooled Investment.

  • Waverton may invest on the Client’s behalf in shares or units in an Unregulated Collective Investment Scheme (as defined in the FCA Rules).

  • The Fund referenced in this document is categorised as an Unregulated Collective Investment Scheme for the purposes of the Financial Services and Markets Act 2000 (FSMA).As a result of this, the shares cannot be marketed to the public in the UK, but rather may only be promoted in compliance with the provisions of the Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) Exemption Order 2001, or in compliance with the rules of the FSA.

  • It would be an Unregulated Collective Investment Scheme for the purpose of Financial Services and Markets Act 2000.

  • The Parties and their respective Affiliates shall cooperate to eliminate or minimize the amount of any such Sales Taxes imposed on the transactions contemplated in this Agreement.

  • Among the abovementioned recommendations to enhance the availability of credit, the assessment team would give highest priority to efforts to expand the geographic coverage of microfinance programs and to expand bank lending to SMEs.▪ Policy and Regulatory Reform.

  • If an Investment is an Unregulated Collective Investment Scheme, some protections available to investors under the Regulatory Requirements may not apply in respect of Unregulated Collective Investment Schemes.

  • We have been advised that the Triple Point Estate Planning Service is also classified as a Retail Investment Product, that it does not constitute an Unregulated Collective Investment Scheme under the Financial Services and Markets Act 2000, and will not be subject to the rules for non-mainstream pooled investments.This Memorandum should be read in conjunction with the Investor Agreement and Application Form.

  • Suppose µR φ(F ) ( φ(F, v )), but the rational commitment type offers p > v .

  • We have been advised that the Triple Point EIS Service is also classified as a Retail Investment Product, that it does not constitute an Unregulated Collective Investment Scheme under the Financial Services and Markets Act 2000, and will not be subject to the rules for non- mainstream pooled investments.


More Definitions of Unregulated Collective Investment Scheme

Unregulated Collective Investment Scheme means a Collective Investment Scheme that is not authorised for distribution to the public generally in the jurisdiction in which Barclays provide services to you. “US” means the United States of America.
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Unregulated Collective Investment Scheme means a Collective Investment Scheme that is not authorised for distribution to the public generally in the UK.
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Unregulated Collective Investment Scheme means any scheme other than any of the following;
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Related to Unregulated Collective Investment Scheme

  • collective investment scheme means any arrangements with respect to property of any description, including money, the purpose or effect of which is to enable Persons taking part in the arrangements (whether by becoming owners of the property or any part of it or otherwise) to participate in or receive profits or income arising from the acquisition, holding, management or disposal of the property or sums paid out of such profits or income.

  • Alternative investment means an investment in a private equity fund, venture fund, hedge fund, or absolute return fund.

  • Alternative Investments means investments in the said State which are within the ability and competence of the Company or of corporations which are related to the Company for the purposes of the Companies (Western Australia) Code and which are approved by the Minister from time to time as alternative investments for the purpose of this Agreement (which approval shall not be unreasonably withheld in the case of an investment which would add value or facilitate the addition of value, beyond mining, to the mineral resources of the said State);”;

  • Alternative Investment Vehicle means an entity created in accordance with the Operative Documents of a Borrower to make investments and that has the right to call on Capital Commitments directly from Investors.

  • collective investment undertaking or ‘CIU’ means a UCITS as defined in Article 1(2) of Directive 2009/65/EC of the European Parliament and of the Council (2) or an alternative investment fund (AIF) as defined in point (a) of Article 4(1) of Directive 2011/61/EU of the European Parliament and of the Council (3);‌

  • PIPE Investment Amount has the meaning specified in Section 6.16.

  • Automatic Investment Plan means a program in which regular periodic purchases (or withdrawals) are made automatically in (or from) investment accounts in accordance with a predetermined schedule and allocation. An Automatic Investment Plan includes a dividend reinvestment plan.

  • Canadian Investment Manager designation means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;

  • Pre-Incentive Fee Net Investment Income means interest income, dividend income and any other income (including any other fees, other than fees for providing managerial assistance, such as commitment, origination, structuring, diligence and consulting fees or other fees that the Corporation receives from portfolio companies) accrued during the calendar quarter, minus the Corporation’s operating expenses for the quarter (including the Base Management Fee, expenses reimbursed to the Adviser under this Agreement and any interest expense and dividends paid on any issued and outstanding preferred stock, but excluding the Incentive Fee). Pre-Incentive Fee Net Investment Income includes, in the case of investments with a deferred interest feature (such as original issue discount debt instruments with payment-in-kind interest and zero coupon securities), accrued income that the Corporation has not yet received in cash. Pre-Incentive Fee Net Investment Income does not include any realized capital gains, realized capital losses or unrealized capital appreciation or depreciation.

  • Involuntary Resettlement Safeguards means the principles and requirements set forth in Chapter V, Appendix 2, and Appendix 4 (as applicable) of the SPS;

  • Inactive Trading Account means a Client's trading account which has not had an open position, pending order, or non-trading operation in 3 months period.

  • Principal Accumulation Investment Proceeds means, with respect to each Transfer Date, the investment earnings on funds in the Principal Accumulation Account (net of investment expenses and losses) for the period from and including the immediately preceding Transfer Date to but excluding such Transfer Date.

  • Prior Period Investments means investments made in a previous evaluation period that are outstanding as of the examination date.

  • Member contributions means all amounts paid to ASRS by a member.

  • PIPE Investment has the meaning specified in the Recitals hereto.

  • Best available control technology (BACT means an emissions limitation (including a visible emission standard) based on the maximum degree of reduction for each pollutant subject to regulation under CAA which would be emitted from any proposed major stationary source or major modification which the Department, on a case-by-case basis, takes into account energy, environmental, and economic impacts and other costs, determines is achievable for such source or modification through application of production processes or available methods, systems, and techniques, including fuel cleaning or treatment or innovative fuel combustion techniques for control of such pollutant. In no event shall application of best available control technology result in emissions of any pollutant which would exceed the emissions allowed by any applicable standard under 7 DE Admin. Code 1120 and 1121. If the Department determines that technological or economic limitations on the application of measurement methodology to a particular emissions unit would make the imposition of an emissions standard infeasible, a design, equipment, work practice, operational standard, or combination thereof, may be prescribed instead to satisfy the requirement for the application of best available control technology. Such standard shall, to the degree possible, set forth the emissions reduction achievable by implementation of such design, equipment, work practice or operation, and shall provide for compliance by means which achieve equivalent results.

  • Disposable earnings means that part of the earnings of an

  • Member contribution means a contribution under regulation 32;

  • Reinvestment Plan means the distribution reinvestment plan for the ETFs, as described under the heading “Distribution Policy – Distribution Reinvestment Plan”;

  • Reinvestment Deferred Amount means, with respect to any Reinvestment Event, the aggregate Net Cash Proceeds received by the Borrower or any of its Subsidiaries in connection therewith that are not applied to prepay the Loans pursuant to Section 2.09(b) as a result of the delivery of a Reinvestment Notice.

  • Best available control technology or “BACT” means an emissions limitation, including a visible emissions standard, based on the maximum degree of reduction for each regulated NSR pollutant which would be emitted from any proposed major stationary source or major modification which the reviewing authority, on a case-by-case basis, taking into account energy, environmental, and economic impacts and other costs, determines is achievable for such source or modification through application of production processes or available methods, systems, and techniques, including fuel cleaning or treatment or innovative fuel combination techniques for control of such pollutant. In no event shall application of best available control technology result in emissions of any pollutant which would exceed the emissions allowed by any applicable standard under 567—subrules 23.1(2) through 23.1(5) (standards for new stationary sources, federal standards for hazardous air pollutants, and federal emissions guidelines), or federal regulations as set forth in 40 CFR Parts 60, 61 and 63 but not yet adopted by the state. If the department determines that technological or economic limitations on the application of measurement methodology to a particular emissions unit would make the imposition of an emissions standard infeasible, a design, equipment, work practice, operational standard or combination thereof may be prescribed instead to satisfy the requirement for the application of best available control technology. Such standard shall, to the degree possible, set forth the emissions reduction achievable by implementation of such design, equipment, work practice or operation and shall provide for compliance by means which achieve equivalent results.

  • the London Bombings Relief Charitable Fund means the company limited by guarantee (number 5505072), and registered charity of that name established on 11th July 2005 for the purpose of (amongst other things) relieving sickness, disability or financial need of victims (including families or dependants of victims) of the terrorist attacks carried out in London on 7th July 2005;