Examples of Warning Letter in a sentence
For first time, non-major violations, the Department will issue a Warning Letter that is the equivalent of a Notice of Noncompliance.
The Warning Letter will identify the violation, and provide a contact telephone number and an investigator’s name so that the association may contact the division for educational assistance or an educational conference in obtaining compliance.
Limita- tions or other conditions imposed on a federally insured credit union in any written directive from NCUA, includ- ing but not limited to items specified in any Document of Resolution, any published or unpublished Letter of Un- derstanding and Agreement, Regional Director Letter, Preliminary Warning Letter, or formal enforcement action, are unaffected by the adoption of this part.
The Compliance Team recommended that in response to the issue identified above, Anthem be issued a Warning Letter and one (1) compliance point with no financial penalty, MIP, or CAP.
Except as set forth on Schedule 4.20(b) of the Disclosure Letter, no Credit Party or its Subsidiaries has received any written notice from any Regulatory Agency citing action or inaction by any Credit Party or any of its Subsidiaries that would constitute a violation of any applicable foreign, federal, state or local laws, rules or regulations, including a Warning Letter or Untitled Letter from FDA.