Examples of Xxxxxx Investments in a sentence
Prior to joining LPL, he was an Investment Associate at Xxxxxx Investments.
EMBRAER - Empresa Brasileira de Aeronáutica X.X. Xxxxxx Investments LLC By: /s/ Xxxxx Xxxx Junior By: /s/ Xxxxxx X.
All contributions to the custodial account shall be invested in the shares of the Xxxxxx Funds or, if available, any other series of Xxxxxx Funds or other regulated investment companies for which Xxxxxx Investments, LLC serves as Investment Advisor or designates as being eligible for investment.
Xxxxxxxxx Title: Vice President Date: 12/22/98 FUND: Investors Fund Series /s/ signed but illegible Title: Vice President Date: 1/28/99 ADVISER Xxxxxxx Xxxxxx Investments, Inc.
Except as disclosed on Form BD filed prior to the date of this Agreement, neither the Company nor any of its directors, officers or, in the case of Xxxxx Xxxxxx Investments, LLC, its employees or associated persons is or has been ineligible to serve as a broker-dealer or an associated person of a broker-dealer under Section 15(b) of the 1934 Act (including being subject to any “statutory disqualification” as defined in Section 3(a)(39) of the 1934 Act).