新上市证券 New Listing of Securities. 17.1 如果客户要求并授权本公司作为其代理人及为客户或其他任何人士的利益申请于交易所新上市和/或新发行的证券,客户向本公司并为本公司的利益作出保证,本公司有权代表客户作出该申请。
I n the event that the Customer requests and authorizes the Company to apply for Securities in respect of a new listing and/or issue of Securities on the Exchange as its agent and for its benefit or for the benefit of any other person, the Customer hereby warrants to and for the Company’s benefit that the Company shall have authority to make such application on the Customer’s behalf.
17.2 客户承诺会使本身熟悉并会遵从载于招股书和/或发行档、申请表格或其他有关档内、管辖证券新上市和/或发行及其申请的全部条款和条件,客户同意在与本公司 进行的任何交易中受这些条款和条件约束。 The Customer undertakes to familiarise itself and comply with all the terms and conditions governing the new listing and/or issue of Securities and the application for such new Securities set out in any prospectus and/or offer document and the application form or any other relevant document in respect of such new listing and/or issue and the Customer agrees to be bound by such terms and conditions in any such transaction the Customer may have with the Company.
17.3 客户特此向本公司作出新上市和/或发行证券的申请人需要作出的所有一般声明、保证和承诺(不论是向有关证券的发行人、保荐人、包销商或配售代理人或交易所作出还是向或任何其他相关监管机构或人士作出)。 The Customer hereby gives the Company all the usual representations, warranties and undertakings which an applicant for Securities in a new listing and/or issue is required to give (whether to the issuer, sponsors, underwriters or placing agents of the relevant Securities, the Exchange or any other relevant regulator or person).
17.4 客户特此进一步声明和保证,并授权本公司在任何申请表格上(或以其他方式)向交易所和任何其他适 当人士披露和保证,本公司作为客户代理人作出的任何该等申请,是客户或代表客户、为使客户得益或 客户代表其作出申请的人士得益而提出和拟提出的唯一申请。客户确认并接受,就本公司作为客户代理 人作出的任何申请而言,本公司和有关证券的发行人、保荐人、包销商或配售代理人、交易所或任何其 他相关监管机构或人士会依赖上述声明和保证。 The Customer hereby further declares and warrants, and authorizes the Company to disclose and warrant to the Exchange on any application form (or otherwise) and to any other person as appropriate, that any such application made by the Company as its agent is the only application made, and the only application intended to be made, by the Customer or on the Customer’s behalf, to benefit the Customer or the person for whose benefit the Customer is applying. The Customer acknowledges and accepts that the aforesaid declaration and warranty will be relied upon by the Company and by the issuer, sponsors, underwriters or placing agents of the relevant Securities, the Exchange or any other relevant regulator or person in respect of any application made by the Company as the Customer’s agent.
17.5 客户确认,倘若非上市公司除证券买卖...