Common use of 流 動 性 風 險 Clause in Contracts

流 動 性 風 險. 倘若須於債券到期前出售該債券,你須明白該債券的買賣或並不活躍於二手市場。債券發行商若違約或終止履行責任,客戶作爲投資者可能無法買或賣相關債券倘若須於債券到期前出售該債券,客戶須明白該債券的買賣或並不活躍於二手市場。債券發行商若違約或終止履行責任,客戶作為投資者可能無法買或賣相關債券

Appears in 1 contract

Samples: Client Assets Received or Held by the Licensed or Registered Person Outside Hong Kong Are Subject to the Applicable Laws and Regulations of the Relevant Overseas Jurisdiction Which May Be Different From the Securities and Futures Ordinance (Cap.571) and the Rules Made Thereunder. Consequently, Such Client Assets May Not Enjoy the Same Protection as That Conferred on Client Assets Received or Held in Hong Kong

流 動 性 風 險. 倘若須於債券到期前出售該債券,你須明白該債券的買賣或並不活躍於二手市場。債券發行商若違約或終止履行責任,客戶作爲投資者可能無法買或賣相關債券倘若須於債券到期前出售該債券,你須明白該債券賬買賣或並不活躍於二手市場。債券發行商若違約或終止履行責任,客戶作爲投資者可能無法買或賣相關債券

Appears in 1 contract

Samples: Client’s Account or Paid or Transferred to the Client, as Agreed With the Company. Where the Securities Form Part of a Larger Holding of Identical Securities Held for the Company’s Clients, the Client Shall Be Entitled to the Same Share of the Benefits Arising on the Holding as the Client’s Share of the Total Holding.