Common use of 流 通 量 風 險 Clause in Contracts

流 通 量 風 險. 證券莊家是負責提供流通量、方便買賣交易所買賣基金的交易所參與者。儘管交易所買賣基金多有一個或以上的證券莊家，但若有證券莊家失責或停止履行職責，投資者或就不能進行買賣。

Appears in 3 contracts

Samples: Client Assets Received or Held by the Licensed or Registered Person Outside Hong Kong Are Subject to the Applicable Laws and Regulations of the Relevant Overseas Jurisdiction Which May Be Different From the Securities and Futures Ordinance (Cap.571) and the Rules Made Thereunder. Consequently, Such Client Assets May Not Enjoy the Same Protection as That Conferred on Client Assets Received or Held in Hong Kong., Client Assets Received or Held by the Licensed or Registered Person Outside Hong Kong Are Subject to the Applicable Laws and Regulations of the Relevant Overseas Jurisdiction Which May Be Different From the Securities and Futures Ordinance (Cap.571) and the Rules Made Thereunder. Consequently, Such Client Assets May Not Enjoy the Same Protection as That Conferred on Client Assets Received or Held in Hong Kong, Client’s Application to Open One or More Accounts With the Company

流 通 量 風 險. 證券莊家是負責提供流通量、方便買賣交易所買賣基金的交易所參與者。儘管交易所買賣基金多有一個或以上的證券莊家，但若有證券莊家失責或停止履行職責，投資者或就不能進行買賣證券莊家是負責提供流通量、方便買賣交易所買賣基金的交易所參與者。儘管交易所買賣基金多 有一個或以上的證券莊家，但若有證券莊家失責或停止履行職責，投資者或就不能進行買賣。

Appears in 1 contract

Samples: 風險披露聲明

流 通 量 風 險. 證券莊家是負責提供流通量、方便買賣交易所買賣基金的交易所參與者。儘管交易所買賣基金多有一個或以上的證券莊家，但若有證券莊家失責或停止履行職責，投資者或就不能進行買賣證券莊家是負責提供流通量、方便買賣交易所買賣基金賬交易所參與者。儘管交易所買賣基金多有一個或以上賬證券莊家，但若有證券莊家失責或停止履行職責，投資者或就不能進行買賣。

Appears in 1 contract

Samples: Client’s Account or Paid or Transferred to the Client, as Agreed With the Company. Where the Securities Form Part of a Larger Holding of Identical Securities Held for the Company’s Clients, the Client Shall Be Entitled to the Same Share of the Benefits Arising on the Holding as the Client’s Share of the Total Holding.