Account Contributions and Withdrawals Sample Clauses

Account Contributions and Withdrawals. Client may fund an Account with cash and with securities that Baird and Client’s investment manager, if any, deem to be acceptable in their sole discretion. Client understands and acknowledges that funds deposited or transferred to Client’s SMAs or UMAs from another Baird account and funds deposited or transferred to Client’s SMAs or UMAs from outside of Baird will not be available for investment by Client’s investment manager until the next business day and therefore the investment of such funds, at the discretion of the manager, will occur no earlier than the next business day. When Client funds an Account with securities, including when Client changes Programs for an Account or changes investment managers for an Account within the same Program, Client understands that Baird’s or Client’s investment manager’s review of securities used to fund the Account may delay investing. In addition, Client understands that Baird or Client’s investment manager, if any, may determine that the securities contributed to the Account may not be appropriate for Client’s strategy, and Baird or the investment manager, if any, may sell, or recommend the sale of, such securities. Further, Client understands that an investment manager may be removed from the management of Client’s Account and a replacement investment manager may be appointed. In such event, Client understands, acknowledges and agrees that Baird, at the direction of Client’s replacement manager, or Client’s replacement manager may sell all or a portion of the securities or other investments in the Account that were managed by the prior manager and the replacement manager will reinvest the cash proceeds of those sales. Any such sale could result in adverse tax consequences for Client. Client understands and agrees that securities transferred into an Account may be subject to the Advisory Program Fee immediately upon its transfer into the Account, even if Client paid a commission or front-end sales charge on the security prior to its transfer into the Account. In addition, if the securities are subject to deferred sales charges or redemption fees, Client agrees Client will be responsible for paying those charges and fees. Client understands and agrees that, to the extent permitted by applicable law, certain funding transactions may be handled by Baird on a principal basis and such transactions are not considered investment advisory services of Baird or Client’s investment manager. Client understands and agrees tha...
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