Anti-Money Laundering and Counter. Terrorism Financing Obligations
15.1 We will identify you according to the requirements of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009.
15.2 We may request additional information from you in order for us to meet our regulatory and compliance obligations.
Anti-Money Laundering and Counter. Terrorist Financing Ordinance Prevention of Bribery
Anti-Money Laundering and Counter. Terrorist Financing 打擊洗錢及恐怖份子資金籌集活動
a. Maintenance of internal policies, procedures and controls to comply with anti-money laundering/countering the financing of terrorist laws, regulations, and guidelines including performing ongoing monitoring of clients and their transactions; 確保內部政策、程序及措施符合打擊洗錢及恐怖份子資金籌集的法律、規則及指引,包括對其客戶及有關交易進行持續監察;
b. Performanceoftheclient duediligencemeasuresspecified insection2 ofschedule2of AMLO;and 依照反洗錢條例附表 2 的第 2 條, 對其客戶進行盡職審查; 及
c. Provision without delay of the documentary evidence obtained in the course of carrying out client due diligence measures upon request from overseas or local regulators or the Broker. 因應海外或本地監管機構或經紀的要求, 沒有延誤地提供在執行客戶盡職審查措施過程中取得的任何文件或紀錄的複本。
Anti-Money Laundering and Counter. Terrorist Financing The Company shall comply in all respects with all anti-money laundering and counter-terrorist financing laws and regulations (“AML/CTF Laws”) to which it may be subject. The Company shall promptly provide all information to the Lender which the Lender may require in order to manage its money-laundering and terrorist-financing risks or to comply with AML/CTF Laws.
Anti-Money Laundering and Counter. Terrorism Financing Act 2006 (Cth) and any regulations made under those Acts or laws;
Anti-Money Laundering and Counter. Terrorist Financing 打擊洗錢及恐怖份子資金籌集活動
a. Maintenance of internal policies, procedures and controls to comply with anti-money laundering/countering the financing of terrorist laws, regulations, and guidelines including performing ongoing monitoring of clients and their transactions; 確保內部政策、程序及措施符合打擊洗錢及恐怖份子資金籌集的法律、規則及指引，包括對其客戶及有關交易進行持續監察;
b. Performance of the client due diligence measures specified in section 2 of schedule 2 of AMLO; and 依照反洗錢條例附表 2 的第 2 條，對其客戶進行盡職審查; 及
c. Provision without delay of the documentary evidence obtained in the course of carrying out client due diligence measures upon request from overseas or local regulators or the Company. 因應海外或本地監管機構或本公司的要求，沒有延誤地提供在執行客戶盡職審查措施過程中取得的任何文件或紀錄的複本。
Anti-Money Laundering and Counter. Terrorist Financing
(a) Where the Client is a "specified intermediary" within the meaning of section 18(3) of schedule 2 to the AMLO and agrees to be the intermediary of the Company for the purpose of carrying out any relevant due diligence measures for the Company pursuant to section 18(1)(a) of Schedule 2 to the AMLO (the "Specified Intermediary"), the Client undertakes the following: (i) maintenance of internal policies, procedures and controls to comply with anti-money laundering/countering the financing of terrorist laws, regulations, and guidelines including performing ongoing monitoring of clients and their transactions; (ii) performance and compliance of the client due diligence measures specified in section 2 of schedule 2 of the AMLO; and (iii) provision without delay of any document, or a record of any data or information obtained in the course of carrying out client due diligence measures, upon request from overseas or local regulators or the Company.
(b) The Specified Intermediary acknowledges that the Company relies on the Specified Intermediary to carry out the relevant client due diligence measures. The Specified Intermediary agrees to indemnify and hold the Company harmless from and against all actual or contingent liabilities, claims, demands, losses, damages, taxes, costs, charges and expenses of any kind which may be incurred or suffered by the Company in connection with or arising out of any action or inaction of the Specified Intermediary in carrying out its duty under this Clause 19.2.
Anti-Money Laundering and Counter. Terrorist Financing 打擊洗錢及恐怖份子資金籌集活動
a. Maintenance of internal policies, procedures and controls to comply with anti-money laundering/countering the financing of terrorist laws, regulations, and guidelines including performing ongoing monitoring of clients and their transactions; 確保內部政策、程序及措施符合打擊洗錢及恐怖份子資金籌集的法律、規則及指引,包括對其客戶及有關交易進行持續監察;
b. Performance of the client due diligence measures specified insection2 ofschedule2of AML and 依照反洗錢條例附表 2 的第 2 條, 對其客戶進行盡職審查; 及
c. Provisionwithoutdelayofthedocumentaryevidenceobtainedinthecourseofcarryingoutclientduediligencemeasuresupon request from overseas or local regulators or the Broker. 因應海外或本地監管機構或經紀的要求, 沒有延誤地提供在執行客戶盡職審查措施過程中取得的任何文件或紀錄的複本。
Anti-Money Laundering and Counter. Terrorist Financing 打擊洗錢及恐怖份子資金籌集活動
a. Maintenance of internal policies, procedures and controls to comply with anti-money laundering/countering the financing of terrorist laws, regulations, and guidelines including performing ongoing monitoring of clients and their transactions; 確保內部政策、程序及措施符合打擊洗錢及恐怖份子資金籌集的法律、規則及指引,包括對其客戶及有關交易進行持續監察; b. Performance of the client due diligence measures specified insection2 ofschedule2of AML and 依照反洗錢條例附表 2 的第 2 條, 對其客戶進行盡職審查; 及
Anti-Money Laundering and Counter terrorist Financing
(a) Upon the request of the Facility Agent, any Finance Party shall promptly provide the Facility Agent with the documents and other supporting materials (or prompt such documents or supporting materials to be provided) as reasonably requested by the Facility Agent for the purpose of conducting relevant investigations in accordance with any anti-money laundering laws or regulations applicable to the Facility Agent or its Affiliates and the results of such investigations shall satisfy the Facility Agent. Each Finance Party shall also be entitled to conduct such investigations at its sole discretion.
(b) Each Finance Party may independently take or appoint any representative to take measures that it deems appropriate based on its absolute discretion to comply with any applicable laws and regulations, requirements of public institutions or regulatory authorities or the policy of each Finance Party and HSBC Group relating the prevention of fraud, money laundering, terrorist acts or other criminal acts or the financial services or other services provided to sanctioned individuals or entities. The measures may include but are not limited to the interception and investigation of account transactions (especially those related to international fund transfers), including the source of the fund in and out of the account or the intended recipient. Under certain circumstance, such measures may delay or hinder the processing of instructions, the settlement of account transactions or the performance of obligations by each Finance Party under the Finance Documents. If possible, each Finance Party will make it best effort to notify the relevant parties on the existing of such situation. Each Finance Party or any of its representatives shall not in whole or in part be liable for any loss (whether direct or indirect loss, including but not limited to the loss of profits of interests) arising from the measures taken by that Finance Party or any of its representatives according to this clause. HSBC Group in this clause refers to HSBC Holdings plc and its Subsidiaries and Affiliates.
