CAFA Sample Clauses

CAFA. This Settlement shall be administered as if governed by 28 U.S.C. § 1715. The Settlement Administrator to provide the notice to government officials under that statute but in no event shall the Final Approval hearing take place prior to the provision of effective notices and the expiration of statutory time. The Final Approval Order shall make a finding that 28 U.S.C. § 1715 was fully complied with.
CAFAThe Administrator shall timely send the notices required by 28 U.S.C. § 1715 within 10 days after Plaintiffs file the motion seeking Preliminary Approval of the Settlement.
CAFAThe Court finds that the noticed requirements set forth in the Class Action Fairness Act of 2005, 28 U.S.C. § 1715, to the extent application to the Action, have been satisfied.
CAFA. “CAFA” means the Class Action Fairness Act of 2005, 28 U.S.C. §§ 1715(a)-(d).
CAFA. Pursuant to the Class Action Fairness Act, 29 U.S.C. § 1711, et seq., a 18 separate notice of the Settlement (“CAFA Notice”) was provided to the Attorneys General for 19 each of the states in which a Class Member resides, the Attorney General of the United States, 20 and the United States Secretary of Labor. All requirements of the Class Action Fairness Act 21 (“CAFA”), 29 U.S.C. § 1711, et seq., have been met, and Defendants have fulfilled their 22 obligations under CAFA.
CAFA. Pursuant to the Class Action Fairness Act of 2005 (the “Act” or “CAFA”), 28 U.S.C. §§ 1715, et seq., within ten (10) days after filing of the motion of Plaintiff and the Additional Class Representatives for preliminary approval, the Administrator shall send written notice of the Settlement to the Attorney General of the United States and appropriate state departments of insurance and state attorneys general. The Parties agree that the foregoing notices will satisfy the obligations of such Act.
CAFA. ShareBuilders shall submit all materials required to be sent to appropriate federal and state officials pursuant to the Class Action Fairness Act of 2005, 28 U.S.C. § 1715, and notify the Court that CAFA compliance has been accomplished.
CAFA. Pursuant to the Class Action Fairness Act of 2005, 28 U.S.C. §§ 1715, et seq., within ten days after filing of Representative Plaintiffsmotion for preliminary approval, Defendant shall send written notice of the Settlement to the Attorney General of the United States, appropriate state departments of insurance, and any other appropriate government agencies. The Parties agree that the foregoing notices will satisfy the obligations of such Act. The Parties understand and agree that the requisite CAFA notices were previously sent on June 4, 2021, by Rust Consulting in compliance with the Act within 10 days of the Representative Plaintiffs’ first motion for preliminary approval, which was filed on May 27, 2021.

Related to CAFA

  • Western LONDON agrees that it will keep records relating to its services hereunder in accordance with all applicable laws, and in compliance with the requirements of Rule 31a-3 under the 1940 Act, WESTERN LONDON hereby agrees that any records that it maintains for the Fund are the property of the Fund, and further agrees to surrender promptly to the Fund any of such records upon the Fund’s request. WESTERN LONDON further agrees to arrange for the preservation of the records required to be maintained by Rule 31a-1 under the 1940 Act for the periods prescribed by Rule 31a-2 under the 1940 Act. (a) WESTERN LONDON, at its expense, shall supply the Board, the officers of the Fund, Xxxx Xxxxx Partners Fund Advisor, LLC and the Subadviser with all information and reports reasonably required by them and reasonably available to WESTERN LONDON relating to the services provided by WESTERN LONDON hereunder. (b) WESTERN LONDON shall bear all expenses, and shall furnish all necessary services, facilities and personnel, in connection with its responsibilities under this Agreement. Other than as herein specifically indicated, WESTERN LONDON shall not be responsible for the Fund’s expenses, including, without limitation, advisory fees; distribution fees; interest; taxes; governmental fees; voluntary assessments and other expenses incurred in connection with membership in investment company organizations; organization costs of the Fund; the cost (including brokerage commissions, transaction fees or charges, if any) in connection with the purchase or sale of the Fund’s securities and other investments and any losses in connection therewith; fees and expenses of custodians, transfer agents, registrars, independent pricing vendors or other agents; legal expenses; loan commitment fees; expenses relating to share certificates; expenses relating to the issuing and redemption or repurchase of the Fund’s shares and servicing shareholder accounts; expenses of registering and qualifying the Fund’s shares for sale under applicable federal and state law; expenses of preparing, setting in print, printing and distributing prospectuses and statements of additional information and any supplements thereto, reports, proxy statements, notices and dividends to the Fund’s shareholders; costs of stationery; website costs; costs of meetings of the Board or any committee thereof, meetings of shareholders and other meetings of the Fund; Board fees; audit fees; travel expenses of officers, members of the Board and employees of the Fund, if any; and the Fund’s pro rata portion of premiums on any fidelity bond and other insurance covering the Fund and its officers, Board members and employees; litigation expenses and any non-recurring or extraordinary expenses as may arise, including, without limitation, those relating to actions, suits or proceedings to which the Fund is a party and the legal obligation which the Fund may have to indemnify the Fund’s Board members and officers with respect thereto.

  • Financial Management The Charter School shall control and be responsible for financial management and performance of the Charter School including budgeting and expenditures. Before receiving the State’s K-12 education funding formula funds through the Authorizer, the Charter School must demonstrate (if not already demonstrated in the Charter School’s Application) the existence of appropriate governance and managerial procedures and financial controls including: a. Accounting methods complying with T.C.A. § 49-13-111(o); b. A checking account; c. Adequate payroll procedures; d. An organizational chart; e. Procedures for the creation and review of monthly and quarterly financial reports, including identification of the individual responsible for preparing such financial reports in the following fiscal year; f. Internal control procedures for cash receipts, disbursements, and purchases; and g. Maintenance of asset inventory lists and financial procedures for federal grants in accordance with applicable federal law. The Authorizer reserves the right to require, consistent with the Act, the submission of financial reports as indicated in Authorizer policies. The Charter School shall comply with T.C.A. §§ 00-00-000 and 120 regarding completion and submission of annual budgets, financial reports, and audits to the Authorizer and the State. The Charter School shall undergo an independent financial audit conducted in accordance with T.C.A. §§ 49-13-111(l) and 00-00-000. The audit shall be furnished to the Authorizer, the Commissioner of Education, and the Comptroller of the Treasury by December 31 of each year in accordance with the Authorizer’s reporting calendar. If such audit is not received by the Authorizer on or before December 31 of each year, it shall be considered a material breach of this Agreement, which the Charter School shall have 15 business days, or such other time as the Parties may agree, to cure. The audit should express an unqualified opinion on the financial statements. A qualified audit opinion will result in an automatic review and request for explanation from the Charter School. In addition, any material weaknesses in controls should be disclosed during the audit. A material weakness will result in a potential review and explanation from the Charter School. The Charter School shall also prepare and provide to the Authorizer a copy of its final annual budget for the upcoming fiscal year no later than July 1 of each year. In addition, the Charter School shall submit any other financial and/or operational reports pursuant to T.C.A. § 49-13-111(d).