Certain Information Concerning the Fund Sample Clauses

Certain Information Concerning the Fund. The Fund is a non-diversified, closed-end management investment company incorporated under the laws of the State of Maryland and registered under the Investment Company Act of 1940. Its investment objective is long-term capital appreciation through investment primarily in equity securities of Brazilian companies. Exhibit A to this Offer contains the Fund's audited financial statements for the fiscal years ended December 31, 1994 and December 31, 1995 and unaudited financial statements for the nine month period ended September 30, 1996. The Fund is subject to the information and reporting requirements of the Investment Company Act of 1940 and in accordance therewith is obligated to file reports and other information with the Commission relating to its business, financial condition and other
Sample 1
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Certain Information Concerning the Fund. The Fund's principal executive offices are located at 120 East Liberty Drive, Suite 400, Xxxxxxx, Xxxxxxxx 00000, xxxxxxxxx: (000) 000-0000. Availabxx Xxxxxxxxxxx about the Fund. The Fund is a closed-end investment company, registered under the Investment Company Act of 1940, as amended (the "1940 Act") and is subject to the informational requirements of the Exchange Act and in accordance therewith files annual and semi-annual reports, proxy statements and other information with the Securities and Exchange Commission ("SEC") relating to its business, financial condition and other matters. The Fund is required to disclose in such proxy statements certain information, as of particular dates, concerning the Fund's Trustees and officers, their remuneration, the principal holders of the Fund's securities and any material interest of such persons in transactions with the Fund. The Fund has also filed an Issuer Tender Offer Statement on Schedule TO with the SEC. Such reports, proxy statements and other information may be inspected at the public reference facilities maintained by the SEC at 100 F Street, N.E., Washington, D.X. 00000. Xxxxxx xxx xx xxxxxxxx, xx xxxx, upon payment of the SEC's customary charges, by writing to its principal office at 100 F Street,
Sample 1
Certain Information Concerning the Fund. The Fund's principal executive offices are located at 120 East Liberty Drive, Suite 400, Xxxxxxx, Xxxxxxxx 00000, xxxxxxxxx: (000) 000-0000. Available Information about the Fund. The Fund is a closed-end investment company, registered under the Investment Company Act of 1940, as amended (the "1940 Act") and is subject to the informational requirements of the Exchange Act and in accordance therewith files annual and semi-annual reports, proxy statements and other information with the Securities and Exchange Commission ("SEC") relating to its business, financial condition and other matters. The Fund is required to disclose in such proxy statements certain information, as of particular dates, concerning the Fund's Trustees and officers, their remuneration, the principal holders of the Fund's securities and any material interest of such persons in transactions with the Fund. The Fund has also filed an Issuer Tender Offer Statement on Schedule TO with the SEC. Such reports, proxy statements and other information may be inspected at the public reference facilities maintained by the SEC at 100 F Street, N.E., Washington, X.X. 00000. Xxxxxx xxx xx xxxxxxxx, xx xxxl, upon payment of the SEC's customary charges, by writing to its principal office at 100 F Street, N.E., Washington, X.X. 00000. Xxxx xxxxxxx xxx xxxxx xxxxxxxtion are also available on the SEC's web site (http://www.sec.gov). Exxxxx xx xxxxxxxxx stated in the Offer, the information concerning the Fund contained herein has been taken from or is based upon reports and other documents on file with the SEC or otherwise publicly available. Agreements Involving the Fund. First Trust Advisors L.P. ("First Trust Advisors") acts as the investment adviser to the Fund pursuant to an investment management agreement. Four Corners Capital Management, LLC ("Four Corners") acts as a sub-adviser to the Fund pursuant to a Sub-Advisory Agreement with First Trust Advisors and the Fund. The Fund pays advisory fees to First Trust Advisors and out of its advisory fee, First Trust Advisors pays the sub-advisory fees. The Fund is a party to the BNS Credit Facility (as defined and discussed below) The Fund also is a party to certain other service agreements. Deutsche Bank Trust Company Americas serves as the Fund's transfer agent, registrar, and dividend paying agent with respect to the MMP Shares and, with respect to the Offer, as Depositary. The custodian of the assets of the Fund is PFPC Trust Company. PNC Global Investment S...
Sample 1
Certain Information Concerning the Fund. The Fund is a non-diversified, closed-end management investment company incorporated under the laws of the State of Maryland and registered under the Investment Company Act of 1940. Its investment objective is long-term capital appreciation through investment primarily in equity securities of Brazilian companies. Exhibit A to this Offer contains the Fund's audited financial statements for the fiscal years ended December 31, 1993 and December 31, 1994 and unaudited financial statements for the six-month period ended June 30, 1995. The Fund is subject to the information and reporting requirements of the Investment Company Act of 1940 and in accordance therewith is obligated to file reports and other information with the Commission relating to its business, financial condition and other
Sample 1

Related to Certain Information Concerning the Fund

  • Information Concerning the Company Buyer has conducted its own due diligence with respect to the Company and its liabilities and believes it has enough information upon which to base an investment decision in the Stock. Buyer acknowledges that Seller has made no representations with respect to the Company, its status, or the existence or non-existence of liabilities in the Company except as explicitly stated in this Agreement. Buyer is taking the Company “as is” and acknowledges and assumes all liabilities of the Company.

  • Information Concerning the Fund and SubAdviser From time to time as the Adviser or the Fund may request, the SubAdviser will furnish the requesting party information and reports on portfolio transactions and reports on Fund assets held in the portfolio, all in such detail, form and frequency as the Adviser or the Fund may reasonably request. The SubAdviser will also provide the Adviser with notice and analysis of events that may affect or relate to the valuation of the Fund’s portfolio.

  • Information Concerning Company The Reports contain all material information relating to the Company and its operations and financial condition as of their respective dates which information is required to be disclosed therein. Since the date of the financial statements included in the Reports, and except as modified in the Other Written Information or in the Schedules hereto, there has been no material adverse change in the Company's business, financial condition or affairs not disclosed in the Reports. The Reports do not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading in light of the circumstances when made.

  • Representation Concerning Filing of Legal Actions Employee represents that, as of the date of this General Release, Employee has not filed any lawsuits, charges, complaints, petitions, claims or other accusatory pleadings against Company or any of the other Released Parties in any court or with any governmental agency.

  • Full Information Concerning Ownership Notwithstanding anything in this Agreement to the contrary, neither the Rights Agent nor the Company shall be obligated to undertake any action with respect to a registered holder of Rights upon the occurrence of any purported exercise as set forth in this Section 7 unless the certificate contained in the form of election to purchase set forth on the reverse side of the Right Certificate surrendered for such exercise shall have been duly completed and signed by the registered holder thereof and the Company shall have been provided with such additional evidence of the identity of the Beneficial Owner (or former Beneficial Owner) or Affiliates or Associates thereof as the Company shall reasonably request.

  • Access to Information Concerning Properties and Records Subject to the inability of the Company to provide Parent and Sub access to confidentiality agreements in standard form relating to potential acquisition or business combination transactions by which the Company or any of its Subsidiaries is bound, during the period commencing on the date hereof and ending on the earlier of (i) the Closing Date and (ii) the date on which this Agreement is terminated pursuant to Section 8.1 hereof, the Company shall, and shall cause each of its Subsidiaries to, upon reasonable notice, afford Parent and Sub and their respective employees, counsel, accountants, consultants and other authorized representatives, reasonable access during normal business hours to the officers, directors (other than "non-management" directors), employees, -------------- accountants, properties, books and records of the Company and its Subsidiaries in order that they may have the opportunity to make such investigations as they shall reasonably desire of the affairs of the Company and its Subsidiaries; provided, however, that such investigation shall not affect the representations -------- ------- and warranties made by the Company in this Agreement. The Company shall furnish promptly to Parent and Sub (x) a copy of each form, report, schedule, statement, registration statement and other document filed by it or its Subsidiaries during such period pursuant to the requirements of Federal or state securities laws and (y) all other information concerning its or its Subsidiaries' business, properties and personnel as Parent and Sub may reasonably request. The Company agrees to cause its officers and employees to furnish such additional financial and operating data and other information and respond to such inquiries as Parent and Sub shall from time to time reasonably request.

  • Concerning the Holders Section 8.01. Action by Holders 44 Section 8.02. Proof of Execution by Holders 44 Section 8.03. Who Are Deemed Absolute Owners 44 Section 8.04. Company-Owned Notes Disregarded 45 Section 8.05. Revocation of Consents; Future Holders Bound 45

  • Concerning the Bank 1. The Bank shall not be liable and shall be fully protected in acting upon any oral instruction, writing or document reasonably believed by it to be genuine and to have been given, signed or made by the proper person or persons and shall not be held to have any notice of any change of authority of any person until receipt of written notice thereof from an Officer of the Customer. It shall also be protected in processing Share certificates which it reasonably believes to bear the proper manual or facsimile signatures of the duly authorized Officer or Officers of the Customer and the proper countersignature of the Bank.

  • Information Concerning Financial Condition of the Credit Parties No Party has any responsibility for keeping any other Party informed of the financial condition of the Credit Parties or of other circumstances bearing upon the risk of nonpayment of the Original First Lien Obligations, the Original Second Lien Obligations or any Additional Obligations, as applicable. Each Party hereby agrees that no Party shall have any duty to advise any other Party of information known to it regarding such condition or any such circumstances. In the event any Party, in its sole discretion, undertakes at any time or from time to time to provide any information to any other Party to this Agreement, it shall be under no obligation (a) to provide any such information to such other Party or any other Party on any subsequent occasion, (b) to undertake any investigation not a part of its regular business routine, or (c) to disclose any other information.

  • CONCERNING THE CUSTOMER 1. The Customer shall promptly deliver to the Bank written notice of any change in the Officers authorized to sign Share certificates, Certificates, notifications or requests, together with a specimen signature of each new Officer. In the event any Officer who shall have signed manually or whose facsimile signature shall have been affixed to blank Share certificates shall die, resign or be removed prior to issuance of such Share certificates, the Bank may issue such Share certificates as the Share certificates of the Customer notwithstanding such death, resignation or removal, and the Customer shall promptly deliver to the Bank such approvals, adoptions or ratifications as may be required by law.

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