Common use of Code of Ethics Clause in Contracts

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act.

Appears in 24 contracts

Samples: Investment Advisory Agreement (Intrepid Capital Management Funds Trust), Investment Advisory Agreement (Intrepid Capital Management Funds Trust), Investment Advisory Agreement (Intrepid Capital Management Funds Trust)

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Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(c)(1).

Appears in 20 contracts

Samples: Investment Advisory Agreement (Concorde Funds Inc), Form of Investment Advisory Agreement (Concorde Funds Inc), Investment Advisory Agreement (Fmi Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j-1(c)(1) under the 1940 Act.

Appears in 15 contracts

Samples: Investment Advisory Agreement (Leuthold Funds Inc), Investment Advisory Agreement (Leuthold Funds Inc), Investment Advisory Agreement (Leuthold Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j-1(c)(1) under the Act.

Appears in 11 contracts

Samples: Investment Advisory Agreement (Hennessy Funds Inc), Investment Advisory Agreement (Prudent Bear Funds Inc), Investment Advisory Agreement (Hennessy Advisors Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j-1(d) under the Act.

Appears in 11 contracts

Samples: Investment Advisory Agreement (Leuthold Funds Inc), Investment Advisory Agreement (Leuthold Funds Inc), Investment Advisory Agreement (WorldCommodity Funds, Inc.)

Code of Ethics. The Adviser Advisor has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon the written request of the Trust, the Adviser Advisor shall permit the Trust to examine any the reports required to be made by the Adviser Advisor pursuant to Rule 17j-1(1) under the Act17j-1(c)(1).

Appears in 10 contracts

Samples: Investment Advisory Agreement (EntrepreneurShares Series Trust), Investment Advisory Agreement (EntrepreneurShares Series Trust), Investment Advisory Agreement (EntrepreneurShares Series Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) 17j-1 under the Act, to the extent such reports are not required, pursuant to Rule 17j-1, to be made to the Trust.

Appears in 8 contracts

Samples: Investment Advisory Agreement (Hennessy Advisors Inc), Investment Advisory Agreement (Hennessy Funds Trust), Investment Advisory Agreement (Hennessy Funds Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) 17j-1 under the Act.

Appears in 8 contracts

Samples: Investment Advisory Agreement (Hennessy Funds Trust), Investment Advisory Agreement (Henlopen Fund), Investment Advisory Agreement (Hennessy Advisors Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Investment Company Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) 17j-1 under the Investment Company Act, to the extent such reports are not required, pursuant to Rule 17j-1, to be made to the Trust.

Appears in 6 contracts

Samples: Investment Advisory Agreement (Hennessy Advisors Inc), Investment Advisory Agreement (Hennessy Funds Trust), Investment Advisory Agreement (Hennessy Funds Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and has provided Rule 204A-1 under the Trust with Investment Advisers Act of 1940, as amended, and will provide the Trust, on the date of this Agreement, a copy of the code of ethics and evidence of its adoption. Upon written request An executive officer of the Trust, the Adviser shall permit furnish to the Trust to examine Trustees any reports required to be made by the Adviser pursuant to under Rule 17j-1(1) 17j-1 under the 1940 Act.

Appears in 5 contracts

Samples: Investment Advisory Agreement (CRM Mutual Fund Trust), Investment Advisory Agreement (CRM Mutual Fund Trust), Investment Advisory Agreement (CRM Mutual Fund Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Investment Company Act and has provided the Trust with a copy of the its code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) 17j-1 under the Investment Company Act, to the extent such reports are not required, pursuant to Rule 17j-1, to be made to the Trust.

Appears in 4 contracts

Samples: Investment Advisory Agreement (Hennessy Advisors Inc), Investment Advisory Agreement (Hennessy Funds Trust), Form of Investment Advisory Agreement (Hennessy Funds Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(d)(1).

Appears in 4 contracts

Samples: Investment Advisory Agreement (Provident Mutual Funds, Inc.), Investment Advisory Agreement (Fmi Mutual Funds Inc), Investment Advisory Agreement (Fmi Mutual Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(c)(1). 11.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Embarcadero Funds Inc), Investment Advisory Agreement (Embarcadero Funds Inc), Investment Advisory Agreement (Embarcadero Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics -------------- complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j- 1(c)(1) under the Act.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Hennessy Advisors Inc), Investment Advisory Agreement (Hennessy Advisors Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(c)(1).

Appears in 2 contracts

Samples: Form Investment Advisory Agreement (Fmi Funds Inc), Investment Advisory Agreement (Fmi Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Optique Funds), Investment Advisory Agreement (Optique Funds)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon the written request of the Trust, the Adviser shall permit the Trust to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(c)(1).

Appears in 2 contracts

Samples: Investment Advisory Agreement (EntrepreneurShares Series Trust), Investment Advisory Agreement (EntrepreneurShares Series Trust)

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Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the 1940 Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Pia Mutual Fund)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Fund with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustFund, the Adviser shall permit the Trust Fund to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j-1(d) under the Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Fmi Common Stock Fund Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon the written request of the Trust, the Adviser shall permit the Trust to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(d)(1).

Appears in 1 contract

Samples: Investment Advisory Agreement (Broadview Funds Trust)

Code of Ethics. The Adviser has adopted a written code of ethics -------------- complying with the requirements of Rule 17j-1 under the Act and has provided the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request of the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) 17j-1 under the Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Hennessy Advisors Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying agrees to observe and comply with the requirements of Rule 17j-1 under the Act and has provided Act, as the same may be amended from time to time. In this regard, the Adviser shall, among other things, adopt internal procedures, including a Code of Ethics as required by such Rule, shall periodically report any issues arising under such procedures to the Board of Trustees of the Trust with and shall furnish to the Trust a copy of the code such Code of ethics and evidence of its adoption. Upon written request of Ethics as is currently in effect as requested by the Trust, the Adviser shall permit the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (New Colony Investment Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the Trust, Company the Adviser shall permit the Trust Company to examine any the reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act17j-1(e)(1).

Appears in 1 contract

Samples: Investment Advisory Agreement (Optique Funds)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided will provide the Trust with a copy of the code of ethics and evidence of its adoption. Upon written request The Adviser will provide to the Board of Trustees of the Trust, the Adviser shall permit the Trust to examine any reports required to be made at least annually or as more frequently requested by the Adviser pursuant to Rule 17j-1(1) under the Act.Trust

Appears in 1 contract

Samples: Investment Advisory Agreement (Zacks Trust)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of of’ the TrustCompany, the Adviser shall permit the Trust Company to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j-1(c)(1) under the Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Leuthold Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying with the requirements of Rule 17j-1 17j 1 under the Act and has provided the Trust Company with a copy of the code of ethics and evidence of its adoption. Upon the written request of the TrustCompany, the Adviser shall permit the Trust Company to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(117j 1(c)(1) under the Act.

Appears in 1 contract

Samples: Investment Advisory Agreement (Bremer Investment Funds Inc)

Code of Ethics. The Adviser has adopted a written code of ethics complying (“Adviser’s Code of Ethics”) that it reasonably believes complies with the requirements of Rule 17j-1 under the Act and 1940 Act, which it has provided to the Trust Trust. The Adviser has adopted procedures reasonably designed to ensure compliance with a copy the Adviser’s Code of the code of ethics and evidence of its adoptionEthics. Upon written request of the Trustrequest, the Adviser shall permit provide the Trust to examine any reports required to be made by the Adviser pursuant to Rule 17j-1(1) under the Act.with a

Appears in 1 contract

Samples: Investment Advisory Agreement (World Funds Trust)

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