Complaints. The Dealer-Manager and you agree as follows: (a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you; (b) to cooperate with the other in resolving the complaint; and (c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.
Appears in 33 contracts
Samples: Dealer Manager Agreement, Dealer Manager Agreement (MDS Energy Public 2014-B Lp), Dealer Manager Agreement (MDS Energy Public 2014-B Lp)
Complaints. The Managing General Partner and you, as Dealer-Manager and you Manager, agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by youyou or a Selling Agent;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by youyou or a Selling Agent.
Appears in 30 contracts
Samples: Dealer Manager Agreement (Atlas Resources Public #19-2011 (C) L.P.), Dealer Manager Agreement (Atlas Resources Public #18-2008 (A) L.P.), Dealer Manager Agreement (Atlas Resources Public #17-2007 (A) L.P.)
Complaints. The Dealer-Dealer Manager and you agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by you;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by you.
Appears in 12 contracts
Samples: Dealer Manager Agreement (Resource Apartment REIT III, Inc.), Dealer Manager Agreement (Resource Apartment REIT III, Inc.), Dealer Manager Agreement (Resource Apartment REIT III, Inc.)
Complaints. The Dealer-Manager Company and you you, as Dealer Manager, agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by youyou or a Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by youyou or a Dealer.
Appears in 10 contracts
Samples: Dealer Manager Agreement (Resource Apartment REIT III, Inc.), Dealer Manager Agreement (Resource Apartment REIT III, Inc.), Dealer Manager Agreement (Resource Apartment REIT III, Inc.)
Complaints. The Dealer-Dealer Manager and you Dealer agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by youDealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by youDealer.
Appears in 7 contracts
Samples: Dealer Manager Agreement (Resource Innovation Office REIT, Inc.), Dealer Manager Agreement (Resource Innovation Office REIT, Inc.), Dealer Manager Agreement (Resource Innovation Office REIT, Inc.)
Complaints. The Dealer-Company and the Dealer Manager and you agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by youthe Dealer Manager or a Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by youthe Dealer Manager or a Dealer.
Appears in 6 contracts
Samples: Dealer Manager Agreement (Resource Innovation Office REIT, Inc.), Dealer Manager Agreement (Resource Innovation Office REIT, Inc.), Dealer Manager Agreement (Resource Innovation Office REIT, Inc.)
Complaints. The Dealer-Manager and you agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you;; Anthem Securities, Inc. Selling Agent Agreement
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Atlas Resources Public #16-2007 (A) L.P.), Dealer Manager Agreement (Atlas Resources Public #16-2007 Program), Dealer Manager Agreement (Atlas Resources Public #17-2007 (A) L.P.)
Complaints. The Managing General Partner and you, as Dealer-Manager and you Manager, agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by youyou or a Selling Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by youyou or a Selling Dealer.
Appears in 3 contracts
Samples: Dealer Manager Agreement, Dealer Manager Agreement (MDS Energy Public 2014-B Lp), Dealer Manager Agreement (MDS Energy Public 2013-B Lp)
Complaints. The General Partner and you, as Dealer-Manager and you Manager, agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by youyou or a Selling Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.you or a Selling Dealer. Xxxxxxxx Securities, Inc. 17 Dealer-Manager Agreement
Appears in 2 contracts
Samples: Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.), Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
Complaints. The General Partner and you, as Dealer-Manager and you Manager, agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by youyou or a Selling Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by youyou or a Selling Dealer.
Appears in 2 contracts
Samples: Dealer Manager Agreement (LEAF Equipment Finance Fund 4, L.P.), Dealer Manager Agreement (LEAF Equipment Leasing Income Fund III, L.P.)
Complaints. The Dealer-Manager Company and you you, as Dealer Manager, agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by youyou or a Dealer;
(b) to cooperate with the other in resolving the complaint; andand Xxxxxxxx Securities, Inc. 15 Dealer Manager Agreement
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by youyou or a Dealer.
Appears in 1 contract
Samples: Dealer Manager Agreement (Resource Real Estate Opportunity REIT, Inc.)
Complaints. The Dealer-Manager and you agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.. 12 Anthem Securities, Inc. Selling Agent Agreement
Appears in 1 contract
Samples: Dealer Manager Agreement (Atlas America Public # 14-2004 Program)
Complaints. The General Partner and you, as Dealer-Manager and you Manager, agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by youyou or a Selling Agent;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by youyou or a Selling Agent.
Appears in 1 contract
Samples: Dealer Manager Agreement (Lease Equity Appreciation Fund I Lp)
Complaints. The Dealer-Manager and you agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you;
(b) to cooperate with the other in resolving the complaint; andand 12 Bryan Funding, Inc. Selling Agent Agreement
(c) to cooperate in any xx xxy regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.
Appears in 1 contract
Samples: Dealer Manager Agreement (Atlas America Public # 14-2004 Program)
Complaints. The Dealer-Manager Each Partnership and you you, as Dealer Manager, agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by youyou or a Selling Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by youyou or a Selling Dealer.
Appears in 1 contract
Samples: Dealer Manager Agreement (MDS Energy Public 2014-B Lp)
Complaints. The Dealer-Manager Company and you you, as Dealer Manager, agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by youyou or a Dealer;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by you.you or a Dealer. Resource Securities, Inc. Dealer Manager Agreement 18
Appears in 1 contract
Samples: Dealer Manager Agreement (Resource Apartment REIT III, Inc.)
Complaints. The Dealer-Dealer Manager and you agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.
Appears in 1 contract
Samples: Dealer Manager Agreement (MDS Energy Public 2014-B Lp)
Complaints. The Dealer-Manager Company and you you, as Dealer Manager, agree as follows:
(a) to notify the other if either receives any written or otherwise documented complaint from an investor complaint in connection with the offer or sale of Units Shares by youyou or a Dealer;
(b) to cooperate with the other in resolving the complaint; andand Cxxxxxxx Securities, Inc. Dealer Manager Agreement EAST\43209550.1 8/12/10
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units Shares by youyou or a Dealer.
Appears in 1 contract
Samples: Dealer Manager Agreement (Resource Real Estate Opportunity REIT, Inc.)
Complaints. The Dealer-Manager and you agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you;
(b) to cooperate with the other in resolving the complaint; andand Selling Agent Agreement
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.
Appears in 1 contract
Samples: Dealer Manager Agreement (Atlas Resources Public #16-2007 (B) L.P.)
Complaints. The Dealer-Manager and you agree as follows:
(a) to notify the other if either receives an investor complaint in connection with the offer or sale of Units by you;
(b) to cooperate with the other in resolving the complaint; and
(c) to cooperate in any regulatory examination of the other to the extent it involves this Agreement or the offer or sale of Units by you.. Anthem Securities, Inc. Selling Agent Agreement
Appears in 1 contract
Samples: Dealer Manager Agreement (Atlas America Public #16-2007 (A) L.P.)