Compliance Functions. (1) Prepare and maintain those books and records required by Rule 31a-1 under the1940 Act with respect to services performed pursuant to this Agreement. (2) Monitor compliance with Fund policies on valuing (pricing) all Fund assets. (3) Prepare and review periodic compliance reports. (4) Oversee compliance program of the Funds’ service providers. (5) Monitor compliance by each Fund with various conditions imposed by exemptive orders and/or regulatory requirements relating to mutual funds, multiple classes of shares, and funds of funds. (6) Coordinate regulatory examinations of the Funds. (7) Register with the National Futures Association those Funds not excluded from the definition of a “commodity pool.”
Appears in 9 contracts
Samples: Administrative Services Agreement (Lord Abbett Credit Opportunities Fund), Administrative Services Agreement (Lord Abbett Affiliated Fund Inc), Administrative Services Agreement (Lord Abbett Municipal Income Fund Inc)
Compliance Functions. (1) Prepare and maintain those books and records required by Rule 31a-1 under the1940 the 1940 Act with respect to services performed pursuant to this Agreement.
(2) Monitor compliance with Fund policies on valuing (pricing) all Fund assets.
(3) Prepare and review periodic compliance reports.
(4) Oversee compliance program of the Funds’ service providers.
(5) Monitor compliance by each Fund with various conditions imposed by exemptive orders and/or regulatory requirements relating to mutual funds, multiple classes of shares, and funds of funds.
(6) Coordinate regulatory examinations of the Funds.
(7) Register with the National Futures Association those Funds not excluded from the definition of a “commodity pool.”
Appears in 2 contracts
Samples: Administrative Services Agreement (Lord Abbett Global Fund Inc), Administrative Services Agreement (Lord Abbett Mid Cap Stock Fund Inc)
