Department of the Treasury. (A) As a standard component of Xxxxxx’s OFAC Filtering Services (“OFAC Services”), which Member is agreeing to use, Payment Orders transmitted by Authorized Users using System will be processed through an initial OFAC Filtering System (“OFAC Filter”) operated by Xxxxxx.
Department of the Treasury. The Company agrees to provide the Distributor with such information as it may reasonably request, including but not limited to the filling out of questionnaires, attestations and other documents, to enable the Distributor to fulfill its obligations under applicable law, and, upon its request, to file a notice pursuant to Section 314 of the Patriot Act and the implementing regulations related thereto to permit the voluntary sharing of information between the parties hereto. Upon filing such a notice, the Company agrees to forward a copy to the Distributor, and further agrees to comply with all requirements under the Patriot Act and implementing regulations concerning the use, disclosure, and security of any information that is shared.
Department of the Treasury. The Investors acknowledge that, as of the date of this Agreement, the Company is not eligible to utilize Form S-3 and that there can be no assurance as to when, or even if, the Company will become eligible to utilize Form S-3. Further, the Investors acknowledge that the U.S. Department of the Treasury has certain registration rights as a result of the Company’s participation in the TARP Capital Purchase Program. Accordingly, the Investors acknowledge that the U.S. Department of the Treasury may have registration, priority and other rights that could effect the Investors’ rights hereunder.
Department of the Treasury. The Company agrees to provide the Underwriter with such information as it may reasonably request, including but not limited to the filling out of questionnaires, attestations and other documents, to enable the Underwriter to fulfill its obligations under applicable law, and, upon its request, to file a notice pursuant to Section 314 of the Patriot Act and the implementing regulations related thereto to permit the voluntary sharing of information between the parties hereto. Upon filing such a notice, the Company agrees to forward a copy to the Underwriter, and further agrees to comply with all requirements under the Patriot Act and implementing regulations concerning the use, disclosure, and security of any information that is shared.
Department of the Treasury. In the event that the results of the auction of Treasury bills having the Index Maturity designated in this Note are not published or reported as provided above by 3:00 P.M., New York City time, on such Calculation Date or if no such auction is held on the applicable Treasury Rate Interest Determination Date, then the Treasury Rate will be calculated by the Calculation Agent and shall be a yield to maturity (expressed as a bond equivalent rounded as aforesaid) of the arithmetic mean of the secondary market bid rates, as of approximately 3:30 P.M., New York City time, on such Treasury Rate Interest Determination Date, of three leading primary United States government securities dealers selected by the Calculation Agent, in its discretion, for the issue of Treasury bills with a remaining maturity closest to the Index Maturity designated in this Note. If the dealers selected as aforesaid by the Calculation Agent are not quoting bid rates as described in the preceding sentence, the Treasury Rate with respect to such Interest Reset Date will be the Treasury Rate in effect under the Note on such Treasury Rate Interest Determination Date. Determination of CD Rate
Department of the Treasury. The Chief Compliance Officer for AML/OFAC and the Company are prohibited from disclosing to the agent and any other person that a SAR has been filed. The Company, its producers, and its employees share an important responsibility to comply with the Company’s AML program and all applicable laws. A failure to do so will constitute grounds for discipline, up to and including possible termination. In addition, violation of AML laws may expose those responsible to substantial penalties under federal law. For more information on the Company’s AML program, please contact XXXXxxxxxxxxx@XxxxxxxxXxxxxxxx.xxx or an AML Compliance Officer. Form 4475_IMG 08/2019 Certification of Completion -- Anti-Money Laundering Training AGENTS – COMPLETE SECTIONS ONE THROUGH THREE Section One: Agent Information Agent’s Name: Social Security No: Address: City: State Zip Code Phone: (daytime) (evening) Section Two: Training Information Title of training program Date training program completed Training was delivered by: (Check all that apply) Insurance company: ❑ (please specify full name and contact information) Broker Dealer: ❑ (please specify full name and contact information) Bank: ❑ (please specify full name and contact information) Vendor: (please specify full name and contact information) ❑ Other (please specify full name and contact information and attach outline of training program if available) Section Three: Agent Affirmation of Anti-Money Laundering Training Program Completion I am a duly licensed insurance agent and affirm that I have completed the above-referenced training program, which to the best of my knowledge satisfies requirements imposed on insurance companies by regulations issued under USA Patriot Act Section 352 (US 31 CFR 103.137). I acknowledge that the insurance company to which this certification has been provided retains the right to review and approve the training program and its curriculum before accepting this certification. I affirm (i) that I have read and understand the insurance company’s AML Guide and (ii) that I am knowledgeable about my obligations under the regulation. Signature of Agent Date: SECTION FOUR IS FOR BROKER-DEALERS, BANKS, AND INSURANCE COMPANIES ONLY Section Four: Attach a certificate documenting the contents of the training program or complete and execute the items below (please check all that apply). ❑ Training program covers the ACLI Core Elements for an AML Course ❑ Training program is in compliance with regulations issued unde...
Department of the Treasury. The following functions conferred upon the President by the Act are hereby delegated to the Secretary of the Treasury, acting in consultation with the Director of the United States Information Agency and the Secretary of State:
Department of the Treasury. The Borrower agrees and acknowledges that upon being included the abovementioned lists, the Bank shall be entitled to cancel/ terminate the Loan with immediate effect, and in such event all the amounts due in respect of the Loan shall become immediately due and payable to the Bank. (t) All taxes have been paid by it fully, duly, timely and properly, including under the Income Tax Act, 1961 (“IT Act”) and there are no proceedings pending against or in relation to the Borrower, and there is and shall in future be, no claim in respect of any tax or any other sum payable by it as the assessee as a result of the completion of any proceeding under the IT Act, whether existing, past or in future; and there is and no notice has been given to the Borrower by any authorities for, of or towards any tax or any other sum payable by it as the assessee whether as a result of the completion of any proceeding under the IT Act or otherwise or any claim in relation thereto. The Borrower confirms that for creation of any security in favour of/for the benefit of the Bank, no approval under Section 281 of the Income Tax, 1961 of the relevant tax authority/Authority thereunder is necessary and creation of Security without such approval shall not be void or invalid as against any tax authority/Authority or any other person; and if however such approval is required to be obtained then the same shall be obtained by the Borrower prior to creation of such Security; (u)That no director of the Bank is a director, manager, managing agent, employee or guarantor of the Borrower, (or the subsidiary company or holding company of the Borrower), or holds a substantial interest in the Borrower (or the subsidiary company or holding company of the Borrower) and no directors of any other bank holds a substantial interest or is interested as director or as a guarantor in the Borrower; (v)That no relative (as specified by RBI) of a chairman/managing director or director of banking company (including the said banks) or a relative of a senior officer (as specified by RBI) of the Bank, holds a substantial interest or is interested as a director or as guarantor in the Borrower; (w)That the Borrower has complied with all applicable laws, in relation to the conduct of its business including any laws in relation to anti-bribery or corruption or anti-money laundering regulations as prescribed by RBI or any other governmental authority from time to time; (x)That the Borrower has duly paid all statutory dues...
Department of the Treasury. DOH Program Contact Xxxx Xxxxxxxxx, Contracts & Finance Specialist Department of Health P O Box 47960, Olympia, WA 00000-0000 Mobile 000-000-0000/ xxxx.xxxxxxxxx@xxx.xx.xxx Exhibit A Statement of Work Contract Term: 2018-2021 AMENDMENT #18 DOH Program Name or Title: Office of Drinking Water Group A Program - Effective January 1, 2018 SOW Type: Revision Revision # (for this SOW) 8 Period of Performance: January 1, 2018 through December 31, 2021 Local Health Jurisdiction Name: Cowlitz County Health & Human Services Department Funding Source Federal Contractor State Other Federal Compliance (check if applicable) FFATA (Transparency Act) Research & Development Type of Payment Reimbursement Fixed Price Contract Number: CLH18242 Statement of Work Purpose: The purpose of this statement of work is to provide funding to the LHJ for conducting sanitary surveys and providing technical assistance to small community and non-community Group A water systems. Revision Purpose: The purpose of this revision is to move unspent funding for Sanitary Survey and Technical Assistance from Yr 22 to Yr 23; to provide additional Sanitary Survey and Technical Assistance funding in Year 23; revise Special Billing Requirements and Special Instructions. Chart of Accounts Program Name or Title CFDA # BARS Revenue Code Master Index Code Funding (LHJ Use Start Date Period Only) End Date Current Consideration Change Increase (+) Total Consideration Yr 21 SRF - Local Asst (15%) (FS) SS N/A 346.26.64 24139221 01/01/18 06/30/19 3,750 0 3,750 Yr 21 SRF - Local Asst (15%) (FS) TA N/A 346.26.66 24139221 01/01/18 06/30/19 884 0 884 Yr 22 SRF - Local Asst (15%) (FO-SW) SS N/A 346.26.64 24239222 01/01/19 12/31/20 8,000 -1,000 7,000 Yr 22 SRF - Local Asst (15%) (FO-SW) TA N/A 346.26.66 24239222 01/01/19 12/31/20 3,750 -3,426 324 Yr 23 SRF - Local Asst (15%) (FO-SW) SS N/A 346.26.64 24239223 01/01/21 12/31/21 7,250 8,000 15,250 Yr 23 SRF - Local Asst (15%) (FO-SW) TA N/A 346.26.66 24239223 01/01/21 12/31/21 1,000 3,426 4,426 TOTALS 24,634 7,000 31,634 Task Number Task/Activity/Description *May Support PHAB Standards/Measures Deliverables/Outcomes Due Date/Time Frame Payment Information and/or Amount 1 Trained LHJ staff will conduct sanitary surveys of small community and non-community Group A water systems identified by the DOH Office of Drinking Water (ODW) Regional Office. Provide Final* Sanitary Survey Reports to ODW Regional Office. Complete Sanitary Survey Reports shall include: 1. Cover letter i...
Department of the Treasury. The Borrower agrees and acknowledges that upon being included the abovementioned lists, the Bank shall be entitled to cancel/ terminate the Loan with immediate effect, and in such event all the amounts due in respect of the Loan shall become immediately due and payable to the Bank.
