E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ setup /fund group § $____ /month administration § $____ /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ /fund group § Annual Fee - $____/open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ - 10 Users – $____ - 20 Users – $____ - 30 Users – $____ - 40 Users – $____ - 50 Users – $____ § Training - Webex - $____ /user - On Site - $____ /day § Real Time Data Feeds - Implementation (per feed) - $____ /hour (8 hour estimate) - Recurring (per feed) - $____ /month Amended Exhibit C to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at April, 2014 FAF Money Market Fund Service Organizations § $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $____ /qualified plan account or Cxxxxxxxx ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization Additional Shareholder Paid Fees § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management - $____ /month − Database Installation, Setup - $____ /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § ● $____ 1,500 setup /fund group § ● $____ 500 /month administration § ● $____ 4.00 /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § ● $____ 1,000 /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § ● Setup - $____ 35,000 /fund group § ● Annual Fee - $____0.17 /open and closed account Same Day Cash Flow § ● Implementation (one time charge) & Recurring Charges (monthly) - − 5 Users – $____ - 3,750 − 10 Users – $____ - 6,375 − 20 Users – $____ - 10,500 − 30 Users – $____ - 12,375 − 40 Users – $____ - 13,500 − 50 Users – $____ § 15,000 ● Training - − Webex - $____ 500 /user - − On Site - $____ 2,500 /day § ● Real Time Data Feeds - − Implementation (per feed) - $____ 225 /hour (8 hour estimate) - − Recurring (per feed) - $____ 375 /month Amended Exhibit C D (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass EntrepreneurShares Series Trust TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - FEE SCHEDULE at AprilSeptember, 2014 2010 FAF Money Market Fund Service Organizations § ● $____ 15,000 /money market share class per year § ● Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $____ 15.00 /qualified plan account or Cxxxxxxxx Xxxxxxxxx ESA account (Cap at $____ 30.00 /SSN) § ● $____ 25.00 /transfer to successor trustee § ● $____ 25.00 /participant distribution (Excluding SWPs) § ● $____ 25.00 /refund of excess contribution § ● $____ 25.00 /reconversion/recharacterization Additional Shareholder Paid Fees § ● $____ 15.00 /outgoing wire transfer or overnight delivery § ● $____ 5.00 /telephone exchange § ● $____ 25.00 /return check or ACH or stop payment § ● $____ 5.00 /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* § ● Account Management − $____ 250 /month (account management, lead reporting and database administration) § ● Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § ● Inbound Teleservicing Only − Account Management - $____ 250 /month − Call Servicing - $____ 1.00 /minute § ● Lead Conversion Reporting (Closed Loop) − Account Management - Management- $____ 500 /month − Database Installation, Setup - $____ -$1,500 /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (EntrepreneurShares Series Trust)
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § $____ 1,500 setup /fund group § $____ 500 /month administration § $____ 4.00 /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ 1,000 /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § Setup - $____ 35,000 /fund group § Annual Fee - $____0.17 /open and closed account Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ 3,750 - 10 Users – $____ 6,375 - 20 Users – $____ 10,500 - 30 Users – $____ 12,375 - 40 Users – $____ 13,500 - 50 Users – $____ 15,000 § Training - Webex - $____ 500 /user - On Site - $____ 2,500 /day § Real Time Data Feeds - Implementation (per feed) - $____ 225 /hour (8 hour estimate) - Recurring (per feed) - $____ 375 /month Amended Exhibit C D (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass - Xxxxxxx MLP Funds Trust TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at AprilAugust, 2014 2010 FAF Money Market Fund Service Organizations § $____ 15,000 /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $____ 15.00 /qualified plan account or Cxxxxxxxx Xxxxxxxxx ESA account (Cap at $____ 30.00 /SSN) § $____ 25.00 /transfer to successor trustee § $____ 25.00 /participant distribution (Excluding SWPs) § $____ 25.00 /refund of excess contribution § $____ 25.00 /reconversion/recharacterization Additional Shareholder Paid Fees § $____ 15.00 /outgoing wire transfer or overnight delivery § $____ 5.00 /telephone exchange § $____ 25.00 /return check or ACH or stop payment § $____ 5.00 /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* § Account Management − $____ 250 /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ 250 /month − Call Servicing - $____ 5.00 /minute § Lead Conversion Reporting (Closed Loop) − Account Management - $____ 500 /month − Database Installation, Setup - $____ 1,500 /fund group − Specialized Programming - (Separate Quote)* § Web On-line Fund Fulfillment − Account Management - $500 /month − Installation, Setup - $2,500 /fund group − Out-of-pocket expenses, kit and order processing expenses, printing, and postage. § Follow-up Services − Correspondence - $5.00 /item *Fees exclude postage and printing charges.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Cushing MLP Funds Trust)
E-Mail Services. Services to capture, queue, monitor, service and archive shareholder e-mail correspondence: § ▪ $____ 1,500 setup /fund group § ▪ $____ 500 /month administration § ▪ $____ 4.00 /received e-mail correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § ▪ $____ 1,000 /fund group per month Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § ▪ Setup - $____ 35,000 /fund group § ▪ Annual Fee - $____0.17 /open and closed account Same Day Cash Flow § ▪ Implementation (one time charge) & Recurring Charges (monthly) - – 5 Users – $____ - 3,750 – 10 Users – $____ - 6,375 – 20 Users – $____ - 10,500 – 30 Users – $____ - 12,375 – 40 Users – $____ - 13,500 – 50 Users – $____ § 15,000 ▪ Training - – Webex - $____ 500 /user - – On Site - $____ 2,500 /day § ▪ Real Time Data Feeds - – Implementation (per feed) - $____ 225 /hour (8 hour estimate) - Recurring (per feed) - $____ 375 /month Amended Exhibit C D (continued) to the Trust for Professional Managers Transfer Agent Servicing Agreement – M.D. Sass TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at AprilSeptember, 2014 2011 FAF Money Market Fund Service Organizations § ▪ $____ 15,000 /money market share class per year § ▪ Out-of-pocket expenses (see Transfer Agent Fee Schedule) Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § ▪ $____ 15.00 /qualified plan account or Cxxxxxxxx ESA account (Cap at $____ 30.00 /SSN) § ▪ $____ 25.00 /transfer to successor trustee § ▪ $____ 25.00 /participant distribution (Excluding SWPs) § ▪ $____ 25.00 /refund of excess contribution § ▪ $____ 25.00 /reconversion/recharacterization Additional Shareholder Paid Fees § ▪ $____ 15.00 /outgoing wire transfer or overnight delivery § ▪ $____ 5.00 /telephone exchange § ▪ $____ 25.00 /return check or ACH or stop payment § ▪ $____ 5.00 /research request per account (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year) Literature Fulfillment Services* § Account Management − $____ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting (Closed Loop) − Account Management - $____ /month − Database Installation, Setup - $____ /fund group − Specialized Programming - (Separate Quote)* *Fees exclude postage and printing charges.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Brookfield Investment Funds)