FINRA Rules 5130 and 5131. This rule states that “restricted persons” are prohibited from participating in Syndicate or new issue offerings. Please review the following definition of a “restricted person” on Schedule A prior to signing this form acknowledging you do not fall into “restricted person” status. The undersigned hereby represents and warrants as of the date set forth below that:
Appears in 3 contracts
Samples: Subscription Agreement (Clubhouse Media Group, Inc.), Subscription Agreement (Clubhouse Media Group, Inc.), Subscription Agreement (CNS Pharmaceuticals, Inc.)
FINRA Rules 5130 and 5131. This rule states that “"restricted persons” " are prohibited from participating in Syndicate or new issue offerings. Please review the following definition of a “"restricted person” " on Schedule A prior to signing this form acknowledging you do not fall into “"restricted person” " status. The undersigned hereby represents and warrants as of the date set forth below that:
Appears in 2 contracts
Samples: Form of Subscription Agreement (Baikang Biological Group Holdings LTD), Form of Subscription Agreement (Dogness (International) Corp)
FINRA Rules 5130 and 5131. This rule states that “"restricted persons” " are prohibited from participating in Syndicate or new issue offerings. Please review the following definition of a “"restricted person” " on Schedule A prior to signing this form acknowledging you do not fall into “'"restricted person” " status. The undersigned hereby represents and warrants as of the date set forth below that:
Appears in 2 contracts
Samples: Subscription Agreement (Wah Fu Education Group LTD), Subscription Agreement (Imperial Garden & Resort, Inc.)
FINRA Rules 5130 and 5131. This rule states that “restricted persons” are prohibited from participating in Syndicate or new issue offerings. Please review the following definition of a “restricted person” on Schedule A prior to signing this form acknowledging you do not fall into ‘“restricted person” status. The undersigned hereby represents and warrants as of the date set forth below that:
Appears in 1 contract
