Common use of Incidental Fees Clause in Contracts

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. Description Amount File Upload, Per File (if Computershare standard form) · If file is not Computershare standard form · File is received less than 3 days prior to effective date Per Underlying Exchange Per Additional Class Legal Fees for Changes to Standard T&Cs Midnight Expiration Per extension or subsequent offering period, if applicable Special Handling Custom Web Enhancements DTC Fee per New CUSIP QuickCert Set-up Fee Dedicated 1-800 Telephone Line Service Set-up Automated Telephone Service Description Amount Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) · 101 – 2,500 holders (at start of job) · 2,500 – 5,000 holders (at start of job) · Over 5,000 holders (at start of job) Subsequent Distribution · < 100 accounts · < 250 accounts · < 500 accounts · < 501 +_accounts Per Item – Special Handling (restricted, etc.) Per NIGO (Item Not in Good Order) for Voluntary Offers Per Withdrawal Per Guarantee Delivery Per Certificate Issued (handling) Per QuickCert Issued (handling) DWAC, each Additional Mailings – Set-up Fee (plus per item if new population) Per File Download/Export Per Wire USD Per Wire Non-USD Per Wire Reject Refund Checks Sale of Fractional Shares in Open Market Onsite Support Requesting of Weekend/Holiday Processing Expedited Program Support/Closing Wire Transfers (inbound & outbound), each Per Item Rush Fee · Same day · Next day Expediated Review and Set-up · Less than 5 days · Less than 3 days · Less than 2 days · Same day

Appears in 1 contract

Samples: Subscription Agent Agreement (Cbre Global Real Estate Income Fund)

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Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. Description Amount File Upload, Per File (if Computershare standard form) · If file is not Computershare standard form · File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $1,250 Per Additional Class $1,000 Legal Fees for Changes to Standard T&Cs $1,500 Midnight Expiration Per extension or subsequent offering period, if applicable $5,000 Extension (up to 10 business days per standard agreement) $5,000 Special Handling Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $1,000 QuickCert Set-up Fee $350 Dedicated 1-800 Telephone Line Service $500 Set-up Automated Telephone Service Description Amount By appraisal Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) · 101 – 2,500 holders (at start of job) · 2,500 – 5,000 holders (at start of job) · Over 5,000 holders (at start of job) $500 $1,000 $1,500 $2,000 Subsequent Distribution · < 100 accounts · < 250 accounts · < 500 accounts · < *501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per NIGO INIGO (Item Not in Good Order) for Voluntary Offers $50 Per Withdrawal $50 Per Guarantee Delivery $50 Per Sale of Rights $50 Per Certificate Issued (handling) $12 Per QuickCert Issued (handling) DWAC, each $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $1,000 Per Wire USD $100 Description Amount Per Wire Non-USD $200 Per Wire Reject $150 Refund Checks $5.50 Sale of Fractional Shares in Open Market $2,500 Onsite Support $1,000/day + expenses Requesting of Weekend/Holiday Processing $200/hour Expedited Program Support/Closing $450/hour DWAC, each $110 Wire Transfers (inbound & outbound), each $100 Per Item Rush Fee · Same day · Next day $200 $100 Expediated Review and Set-up · Less than 5 days · Less than 3 days · Less than 2 days · Same day $2,500 $5,000 $6,500 $8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $800 Project Restart Fee (for events that go dormant after approval to start creating the web) $3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. ● < 5,000 accounts ● < 5,001 – 15,000 accounts ● < 15,001 – 30,000 accounts *30,001 +_accounts – By appraisal $2,000 $3,000 $3,600 Resend email/SMS Campaign, each (>20, no testing required) $1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $600 Description Amount Short Notice Fee - Web Supported Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. ● < 5,000 accounts ● < 5,001 – 15,000 accounts ● < 15,001 – 30,000 accounts *30,001 +_accounts – By appraisal $3,000 $14,400 $20,000 Extending a Web Event - per 30 days, up to 9 months $5,400

Appears in 1 contract

Samples: Subscription Agent Agreement (Gabelli Multimedia Trust Inc.)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. Description Amount File Upload, Per File (if Computershare standard form) · If file is not Computershare standard form · File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $1,250 Per Additional Class $1,000 Legal Fees for Changes to Standard T&Cs $1,500 Midnight Expiration Per extension or subsequent offering period, if applicable $5,000 Extension (up to 10 business days per standard agreement) $5,000 Special Handling Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $1,000 QuickCert Set-up Fee $350 Dedicated 1-800 Telephone Line Service $500 Set-up Automated Telephone Service Description Amount By appraisal Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) · 101 – 2,500 holders (at start of job) · 2,500 – 5,000 holders (at start of job) · Over 5,000 holders (at start of job) $500 $1,000 $1,500 $2,000 Description Amount Subsequent Distribution · < 100 accounts · < 250 accounts · < 500 accounts · < *501 +_accounts – contact Price Desk $1,500 $2,500 $5,000 Per Item – Special Handling (restricted, etc.) By appraisal Per NIGO INIGO (Item Not in Good Order) for Voluntary Offers $50 Per Withdrawal $50 Per Guarantee Delivery $50 Per Sale of Rights $50 Per Certificate Issued (handling) $12 Per QuickCert Issued (handling) DWAC, each $8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $1,000 Per Wire USD $100 Per Wire Non-USD $200 Per Wire Reject $150 Refund Checks $5.50 Sale of Fractional Shares in Open Market $2,500 Onsite Support $1,000/day + expenses Requesting of Weekend/Holiday Processing $200/hour Expedited Program Support/Closing $450/hour DWAC, each $110 Wire Transfers (inbound & outbound), each $100 Per Item Rush Fee · Same day · Next day $200 $100 Expediated Review and Set-up · Less than 5 days · Less than 3 days · Less than 2 days · Same day $2,500 $5,000 $6,500 $8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $800 Project Restart Fee (for events that go dormant after approval to start creating the web) $3,000 Description Amount PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts • < 5,001 – 15,000 accounts • < 15,001 – 30,000 accounts *30,001 +_accounts – By appraisal $2,000 $3,000 $3,600 Resend email/SMS Campaign, each (>20, no testing required) $1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $600 Short Notice Fee - Web Supported Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts • < 5,001 – 15,000 accounts • < 15,001 – 30,000 accounts *30,001 +_accounts – By appraisal $3,000 $14,400 $20,000 Extending a Web Event - per 30 days, up to 9 months $5,400

Appears in 1 contract

Samples: Subscription Agent Agreement (Western Asset Global High Income Fund Inc.)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. Description Amount File Upload, Per File (if Computershare standard form) · If file is not Computershare standard form · File is received less than 3 days prior to effective date $1,000 Additional $500 Additional $500 Per Underlying Exchange $1,250 Per Additional Class $1,000 Legal Fees for Changes to Standard T&Cs $1,500 Midnight Expiration $5,000 Per extension or subsequent offering period, if applicable By appraisal Special Handling Reporting By appraisal Custom Web Enhancements By appraisal DTC Fee per New CUSIP (pass through expense) $1,500 QuickCert Set-up Fee $350 Dedicated 1-800 Telephone Line Service $500 Set-up Automated Telephone Service Description Amount By appraisal Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) · 101 – 2,500 holders (at start of job) · 2,500 – 5,000 holders (at start of job) · Over 5,000 holders (at start of job) $500 $1,000 $1,500 $2,000 Subsequent Distribution · < 100 accounts · < 250 accounts · < 500 accounts · < 501 +_accounts $1,500 $2,500 $5,000 By appraisal Per Item – Special Handling (restricted, etc.) By appraisal Per NIGO INIGO (Item Not in Good Order) for Voluntary Offers $50 Per Withdrawal $50 Per Guarantee Delivery $50 Per Certificate Issued (handling) $12 Per QuickCert Issued (handling) $8 DWAC, each $110 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $1,000 Per Wire USD $100 Per Wire Non-USD $200 Per Wire Reject $150 Refund Checks $5.50 Sale of Fractional Shares in Open Market $2,500 Onsite Support $1,000/day + expenses Subscription Agent Agreement DSG Page 32 Description Amount Requesting of Weekend/Holiday Processing $200/hour Expedited Program Support/Closing $450/hour Wire Transfers (inbound & outbound), each $100 Per Item Rush Fee · Same day · Next day $200 $100 Expediated Review and Set-up · Less than 5 days · Less than 3 days · Less than 2 days · Same dayday $2,500 $5,000 $6,500 $8,500

Appears in 1 contract

Samples: Subscription Agent Agreement (Distribution Solutions Group, Inc.)

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Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. Description Amount File Upload, Per File (if Computershare standard form) · $ 1,000 • If file is not Computershare standard form · Additional $500 • File is received less than 3 days prior to effective date Additional $500 Per Underlying Exchange $ 1,250 Per Additional Class $ 1,000 Legal Fees for Changes to Standard T&Cs $ 1,500 Midnight Expiration Per extension or subsequent offering period, if applicable $ 5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Special Handling Reporting By appraisal Custom Web Enhancements By appraisal P Description Amount DTC Fee per New CUSIP (pass through expense) $ 1,000 QuickCert Set-up Fee $ 350 Dedicated 1-800 Telephone Line Service $ 500 Set-up Automated Telephone Service Description Amount By appraisal Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) · $ 500 • 101 – 2,500 holders (at start of job) · $ 1,000 • 2,500 – 5,000 holders (at start of job) · $ 1,500 • Over 5,000 holders (at start of job) $ 2,000 Subsequent Distribution · < 100 accounts · $ 1,500 • < 250 accounts · $ 2,500 • < 500 accounts · < $ 5,000 *501 +_accounts – contact Price Desk Per Item – Special Handling (restricted, etc.) By appraisal Per NIGO INIGO (Item Not in Good Order) for Voluntary Offers $ 50 Per Withdrawal $ 50 Per Guarantee Delivery $ 50 Per Sale of Rights $ 50 Per Certificate Issued (handling) $ 12 Per QuickCert Issued (handling) DWAC, each $ 8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ 1,000 Per Wire USD $ 100 Per Wire Non-USD $ 200 Per Wire Reject $ 150 Refund Checks $ 5.50 Sale of Fractional Shares in Open Market $ 2,500 Onsite Support $ 1,000/day + expenses Requesting of Weekend/Holiday Processing $ 200/hour Expedited Program Support/Closing $ 450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ 100 Per Item Rush Fee · Same day · $ 200 • Next day $ 100 Description Amount Expediated Review and Set-up · Less than 5 days · $ 2,500 • Less than 3 days · $ 5,000 • Less than 2 days · $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow-up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs = less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Samples: Depositary Agreement (Invesco Pennsylvania Value Municipal Income Trust)

Incidental Fees. Relevant incidental fees from the chart below may apply to your program; charges would only be billed if incurred. Description Amount File Upload, Per File (if Computershare standard form) · $ 1,000 • If file is not Computershare standard form · Additional $ 500 • File is received less than 3 days prior to effective date Additional $ 500 Per Underlying Exchange $ 1,250 Per Additional Class $ 1,000 Legal Fees for Changes to Standard T&Cs $ 1,500 Midnight Expiration Per extension or subsequent offering period, if applicable $ 5,000 Extension (up to 10 business days per standard agreement) $ 5,000 Special Handling Reporting By appraisal Custom Web Enhancements By appraisal P Description Amount DTC Fee per New CUSIP (pass through expense) $ 1,000 QuickCert Set-up Fee $ 350 Dedicated 1-800 Telephone Line Service $ 500 Set-up Automated Telephone Service Description Amount By appraisal Annual Facility Fee (billed annually) · 0 – 100 holders (at start of job) · $ 500 • 101 – 2,500 holders (at start of job) · $ 1,000 • 2,500 – 5,000 holders (at start of job) · $ 1,500 • Over 5,000 holders (at start of job) $ 2,000 Subsequent Distribution · < 100 accounts · $ 1,500 • < 250 accounts · $ 2,500 • < 500 accounts · < $ 5,000 *501 +_accounts – contact Price Desk Per Item – Special Handling (restricted, etc.) By appraisal Per NIGO INIGO (Item Not in Good Order) for Voluntary Offers $ 50 Per Withdrawal $ 50 Per Guarantee Delivery $ 50 Per Sale of Rights $ 50 Per Certificate Issued (handling) $ 12 Per QuickCert Issued (handling) DWAC, each $ 8 Additional Mailings – Set-up Fee (plus per item if new population) By appraisal Per File Download/Export $ 1,000 Per Wire USD $ 100 Per Wire Non-USD $ 200 Per Wire Reject $ 150 Refund Checks $ 5.50 Sale of Fractional Shares in Open Market $ 2,500 Onsite Support $ 1,000/day + expenses Requesting of Weekend/Holiday Processing $ 200/hour Expedited Program Support/Closing $ 450/hour DWAC, each $ 110 Wire Transfers (inbound & outbound), each $ 100 Per Item Rush Fee · Same day · $ 200 • Next day $ 100 Description Amount Expediated Review and Set-up · Less than 5 days · $ 2,500 • Less than 3 days · $ 5,000 • Less than 2 days · $ 6,500 • Same day $ 8,500 Additional review cycles of the Website Content Document – Standard (First 3 are included) $ 3,000 Additional review cycles of the Website Content Document – Simple (First 3 are included) $ 1,200 Out of Hours Charge per person per hour (Minimum 4 hours) $ 800 Project Restart Fee (for events that go dormant after approval to start creating the web) $ 3,000 PDF Generations Processing fee “per PDF” (includes converted attachments, tax forms, statements) $ 1.25 Email Campaigns - The cost of setting up and running any outbound email campaigns, such as announcements, invitations, reminders, follow- up. • < 5,000 accounts $ 2,000 • < 5,001 – 15,000 accounts $ 3,000 • < 15,001 – 30,000 accounts $ 3,600 *30,001 +_accounts – By appraisal Resend email/SMS Campaign, each (>20, no testing required) $ 1,200 Ad hoc data exports – existing format (Standard is 1 per day, + 1 end of project) - Requests for additional reports beyond those provided as standard. $ 400 Post-go-live DB updates/changes - This fee covers the importation of a replacement database of holders. This may occur if there is a requirement to omit previously transacted holders or are new holders, $ 600 Short Notice Fee - Web Supported Programs= less than 4 full business days, ET (excludes afterhours surcharges) This fee applies to any project where the notice period is below the standard minimum of 4 full business days. • < 5,000 accounts $ 3,000 • < 5,001 – 15,000 accounts $ 14,400 • < 15,001 – 30,000 accounts $ 20,000 *30,001 +_accounts – By appraisal Extending a Web Event - per 30 days, up to 9 months $ 5,400

Appears in 1 contract

Samples: Depositary Agreement (Invesco Trust for Investment Grade New York Municipals)

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