Manual Trading Sample Clauses

Manual Trading. It is the Client’s responsibility to decide which signals of the Eligible Strategy Providers and proceed with the placement of the relevant order for execution in his/her trading account with the Company.
Sample 1Sample 2
AutoNDA by SimpleDocs
Manual Trading. Xxxxxx agrees that, to the extent NSCC Trading (as defined below) is available and supported by the Plans and/or the Plans’ agent, the manual procedures set forth in this Section 2(a) shall apply only when NSCC Trading is unavailable for any reason, including in the event of a Xxxxxx system failure. Xxxxxx shall, via facsimile or other means as the parties may agree, send Instructions to State Street Bank and Trust Company (“State Street”), as the Series Trust’s designee, for receipt by the Series Trust by a time no later than 7:30 a.m. (New York Time) on each next following Business Day; provided, however, that such instructions will be recognized as having been received on behalf of the Funds by Xxxxxx as agent for the Funds prior to the Close of Trading on such previous Business Day; provided further, however, that Xxxxxx received such Instructions prior to the Close of Trading on the previous Business Day. For Manual Trades resulting from DCC&S rejections as provided in Section 2(b) below, Xxxxxx will use commercially reasonable efforts to either: (i) provide an email confirmation detailing the number of manual trades submitted by 9:00 am (New York Time) or (ii) confirm via telephone that such Instructions have been received and are in good order.
Sample 1
Manual Trading. In the event that NSCC systems are not functioning on a given Business Day, Service Provider or its agent shall, via facsimile or other means as the Parties may agree, send Orders to Company or its designee for receipt by Company by a time no later than 8:30 a.m. (Eastern Time) on each next following Business Day; provided, however, that such Orders will be recognized as having been received on behalf of the Funds by Service Provider as agent for the Funds prior to the Close of Trading on such previous Business Day; provided further, however, that Service Provider received the related Instructions prior to the Close of Trading on the previous Business Day. For Orders sent electronically, Company, on behalf of the Funds, shall electronically send a confirmation to Service Provider of its receipt of the Orders as soon as practicable upon receipt thereof. For Orders sent via facsimile, Service Provider shall contact the Funds’ current transfer agent for confirmation of Company’s receipt of such Orders. Any transmission by Service Provider of Orders at a particular Business Day’s net asset value will constitute a representation and warranty by Service Provider that such order reflects only bona fide Instructions received by Service Provider prior to the Close of Trading on that Business Day. Instructions received in proper form by Service Provider after the Close of Trading on any given Business Day shall be processed on the next Business Day at that next Business Day’s net asset value.
Sample 1

Related to Manual Trading

  • PRINCIPAL MARKET REGULATION The Company shall not issue any Put Shares, and the Investor shall not have the right to receive any Put Shares, if the issuance of such shares would exceed the Exchange Cap.

  • Equal Treatment No consideration shall be offered or paid to any person to amend or consent to a waiver or modification of any provision of the Transaction Documents unless the same consideration is also offered and paid to all the Subscribers and their permitted successors and assigns.

  • Xxxxxxx Xxxxxxx/Market Abuse Laws You acknowledge that, depending on your country or broker’s country, or the country in which Common Stock is listed, you may be subject to xxxxxxx xxxxxxx restrictions and/or market abuse laws in applicable jurisdictions, which may affect your ability to accept, acquire, sell or attempt to sell, or otherwise dispose of the shares of Common Stock, rights to shares of Common Stock (e.g., RSUs) or rights linked to the value of Common Stock, during such times as you are considered to have “inside information” regarding the Company (as defined by the laws or regulations in applicable jurisdictions, including the United States and your country). Local xxxxxxx xxxxxxx laws and regulations may prohibit the cancellation or amendment of orders you placed before possessing inside information. Furthermore, you may be prohibited from (i) disclosing insider information to any third party, including fellow employees and (ii) “tipping” third parties or causing them to otherwise buy or sell securities. Any restrictions under these laws or regulations are separate from and in addition to any restrictions that may be imposed under any applicable Company xxxxxxx xxxxxxx policy. You acknowledge that it is your responsibility to comply with any applicable restrictions, and you should speak to your personal advisor on this matter.

  • Nasdaq National Market Listing Parent shall authorize for listing on the Nasdaq National Market the shares of Parent Common Stock issuable, and those required to be reserved for issuance, in connection with the Merger, upon official notice of issuance.

  • Bloomberg (A) “Iss’d Under 144A/3c7,” to be stated in the “Note Box” on the bottom of the “Security Display” page describing the Global Notes;

  • Financial Market Service Bloomberg Financial Service and any other financial information provider designated by the Depositor by written notice to the Trustee.

  • Nasdaq National Market The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq National Market ("Nasdaq"), and, except as contemplated by this Agreement, the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the SEC or the National Association of Securities Dealers, Inc. ("NASD") is contemplating terminating such registration or listing.

  • Trading With respect to the securities and other investments to be purchased or sold for the Fund, Subadviser shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadviser) selected by Subadviser; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Board; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadviser may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadviser's other clients may be a party.

  • Nasdaq Until the consummation of a Business Combination, the Company will use its best efforts to maintain the listing of the Public Securities on Nasdaq or a national securities exchange acceptable to the Representative.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!