MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY Sample Clauses

MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY. The Fund recognizes that the Distributor is now a member of the Financial Industry Regulatory Authority, and in the conduct of its duties under this Agreement the Distributor is subject to the various rules, orders and regulations of such organization. The right to determine whether such membership should or should not continue, or to join other organizations, is reserved by the Distributor.
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MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY. CBSI currently holds and shall maintain a membership in the Financial Industry Regulatory Authority (“FINRA”).
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MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY. CUNA Brokerage currently holds and shall maintain a membership in the Financial Industry Regulatory Authority (FINRA).
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MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY. BROKER/DEALER is a member, and shall maintain its membership in good standing, in the Financial Industry Regulatory Authority (“FINRA”).
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Related to MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY

  • SIGNATORY AUTHORITY The signatories to this Agreement covenant and warrant that they have authority to execute this Agreement. By signing below, the undersigned agrees to the above terms and conditions.

  • COMPETENT SUPERVISORY AUTHORITY Identify the competent supervisory authority/ies in accordance with Clause 13

  • Marketing Consent The Borrowers hereby authorize JPMCB and its affiliates (collectively, the "JPMCB Parties"), at their respective sole expense, but without any prior approval by the Borrowers, to publish such tombstones and give such other publicity to this Agreement as each may from time to time determine in its sole discretion. The foregoing authorization shall remain in effect unless and until the Borrower Representative notifies JPMCB in writing that such authorization is revoked.

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