Nature of Account. Each Lock-Box Account constitutes a “deposit account” within the meaning of the applicable UCC.
Nature of Account. 3.1 The Account is a record, or a series of records, maintained by us that shows, at any point in time, the net position of the payments you have made or are required to make to us and the payments we have made or are required to make to you.
Nature of Account. Each Collection Account constitutes a “deposit account” within the meaning of the applicable UCC.
Nature of Account. Custodian warrants and covenants that (i) the Collateral Account constitutes a “Securities Account” within the meaning of Article 8 of the UCC, (ii) the Collateral Account has been established and is maintained with Custodian on its books and records and is maintained and will continue to be maintained as a segregated account, (iii) Custodian is a “Securities Intermediary” within the meaning of Section 8-102 of the UCC, and (iv) all property delivered to Custodian for deposit into the Collateral Account will be promptly credited to such account.
Nature of Account. A separate Account shall be maintained for each Metal, and all obligations and undertakings herein with respect to any Metal shall be computed and performed separately for each Metal. “Metal” shall mean any precious metal, including but not limited to, gold, silver, platinum, palladium, rhodium, iridium, and ruthenium meeting the applicable specifications provided herein. Umicore may credit or debit quantities of Metal to an Account from time to time to reflect any mutually agreed transaction including, without limitation: (i) Umicore’s acceptance (in its discretion following sample, assay, and such other testing as Umicore deems appropriate) or release of Metal delivered by, to, or for, or on behalf of Customer; (ii) Customer’s purchase or sale of Metal from or to Umicore; (iii) a refining settlement with Customer; or
Nature of Account. A) All investment decisions for the account will be made as the result of joint consultation between the Client and the Investment Advisor (IA) of RCM assigned to the account from time to time, but the Client will have exclusive authority to initiate transactions in the account, unless the client retains an Investment Counsel. The account is neither a discretionary nor a managed account and no discretionary authority will be accepted with respect to the account, except as provided in the attached fee schedule. Neither the IA nor RCM holds itself out with respect to the account as a portfolio manager with discretionary authority.
Nature of Account. BASF may credit or debit quantities of Metal to an Account from time to time to reflect any mutually agreed transaction including, without limitation: (i) BASF’s acceptance (in its discretion following sample, assay and such other testing as BASF deems appropriate) or release of Metal delivered by, to, or for or on behalf of Customer; (ii) Customer’s purchase or sale of Metal from or to BASF; (iii) a refining settlement with Customer; or (iv) transfer from or to another Account. BASF undertakes, with respect to any quantity of Metal properly credited to an Account, to honor these terms and conditions. Accounts are not depository or warehousing agreements and BASF does not undertake to maintain, identify or allocate physical inventories for or to any Account. Customer acknowledges that Metal is fungible and BASF may deal with Metal in any manner it sees fit, including the commingling, consignment, lease or disposition thereof subject to the undertakings provided herein.
Nature of Account. Each Trust Account constitutes a “deposit account” within the meaning of the applicable UCC.
Nature of Account. If the exercise price is deposited or wired into an account, Issuer understands that such account will not be an interest-bearing deposit account and that the funds shall be transmitted to Issuer without interest. If for any reason the exercise price is returned to Trilogy, Trilogy understands that the exercise price shall not have earned interest and no interest shall be paid to Trilogy.
Nature of Account. Indicate the Industrial Classification your business is classified under Agriculture, Forestry, and Fishing Mining Construction Manufacturing Transportation, Communications, Electric, Gas, and Sanitary Services Wholesale Trade Retail Trade Finance, Insurance, and Real Estate Services Public Administration SIGNATURES I hereby certify, to the best of my knowledge, that the information provided above is complete and correct. Signature: Date: Name: FOR OFFICE USE ONLY I am not aware of facts that could reasonably call into question the reliability of the above information provided by the applicant. Signature: Date: Name: Title: CUSTOMER ACCOUNT AGREEMENT This Customer Account Agreement (the “Agreement”) sets forth the respective rights and obligations of Apex Clearing Corporation (“you” or “your” or “Apex”) and the Customer’s (as defined below) brokerage firm (the “Introducing Broker”), and the customer(s) identified on the New Account Application (the “Customer”) in connection with the Customer’s brokerage account with the Introducing Broker (“the Account”). The Customer hereby agrees as follows with respect to the Account, which the Customer has established with the Introducing Broker for the purchase, sale or carrying of securities or contracts relating thereto and/or the borrowing of funds, which transactions are cleared through you. To help the government fight the funding of terrorism and money laundering, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. In order to open an account, the Customer will provide information that will allow you to identify the Customer including, but not limited to, the Customer’s name, address, date of birth, and the Customer’s driver’s license or other identifying documents.
