Normally. the Trust shall not exercise any direction or control over the time and place of solicitation, the persons to be solicited, or the manner of solicitation; but the Principal Underwriter agrees that solicitations shall be in a form acceptable to the Trust and shall be subject to such terms and conditions as may be prescribed from time to time by the Trust, the Registration Statement, the Prospectus, the Certificate of Trust, Agreement and Declaration of Trust, and By-Laws of the Trust, and shall not violate any provision of the laws of the United States or of any other jurisdiction to which solicitations are subject, or violate any rule or regulation promulgated by any lawfully constituted authority to which the Trust or Principal Underwriter may be subject.
Appears in 2 contracts
Samples: Underwriting Agreement (J&b Funds), Underwriting Agreement (Babson David L Growth Fund Inc)
Normally. the Trust shall not exercise any direction or control over the time and place of solicitation, the persons to be solicited, or the manner of solicitation; but the Principal Underwriter Distributor agrees that solicitations shall be in a form acceptable to the Trust and shall be subject to such terms and conditions as may be prescribed from time to time by the Trust, the Registration Statement, the Prospectus, the Certificate of Trust, Agreement and Declaration of Trust, and By-Laws laws of the Trust, and shall not violate any provision of the laws of the United States or of any other jurisdiction to which solicitations are subject, or violate any rule or regulation promulgated by any lawfully constituted authority to which the Trust or Principal Underwriter the Distributor may be subject.
Appears in 1 contract
Normally. the Trust shall not exercise any direction or control over the time and place of solicitation, the persons to be solicited, or the manner of solicitation; but the Principal Underwriter agrees that solicitations shall be in a form acceptable to the Trust and shall be subject to such terms and conditions as may be prescribed from time to time by the Trust, the Registration Statement, the Prospectus, the Certificate of Trust, Agreement agreement and Declaration of Trust, Trust and By-Laws laws of the Trust, and shall not violate any provision of the laws of the United States or of any other jurisdiction to which solicitations are subject, or violate any rule or regulation promulgated by any lawfully constituted authority to which the Trust or Principal Underwriter may be subject.
Appears in 1 contract