Options, Warrants or Rights Sample Clauses

Options, Warrants or Rights. Except for (a) Charts Options to purchase an aggregate total of 1,547,986 shares of Charts Common Stock that are outstanding on the Agreement Date (all of which Charts Options were granted under the Charts Option Plan) and (b) Charts Other Securities disclosed in Schedule 3.4.2, there are no options, warrants, convertible securities or other securities, calls, commitments, conversion privileges, preemptive rights, rights of first refusal, rights of first offer or other rights or agreements outstanding to purchase or otherwise acquire (whether directly or indirectly) from Charts any shares of Charts' authorized but unissued capital stock or any securities convertible into or exchangeable for any shares of Charts' capital stock or obligating Charts to grant, issue, extend, or enter into any such option, warrant, convertible security or other security, call, commitment, conversion privilege, preemptive right, right of first refusal, right of first offer or other right or agreement. No person or entity holds, or A total of 1,500,000 shares of Charts Common Stock are reserved for issuance under the Charts Option Plan. As of the Agreement Date, a total of 1,547,986 shares of Charts Common Stock are potentially issuable upon the exercise of all options granted under the Charts Option Plan that are outstanding on the Agreement Date. Attached as Schedule 3.4.2 to the Charts Disclosure Letter is (i) a true and complete list of all holders of all Charts Options that are outstanding on the Agreement Date, the number of Charts Options held by each such holder, the exercise price and vesting schedule of each Charts Option held by each such person, and the name of the Charts option plan under which each such option was granted, and (ii) a true and complete list of all holders of all Charts Other Securities (other than holders of Charts Options), if any, that are outstanding on the Agreement Date, the number, class and series of the shares subject to each such Charts Other Security held by each such holder, the exercise or conversion price and (if applicable) vesting schedule of each Charts Other Security. The Charts Option Plan and any change in (a) the number of shares reserved under the Charts Option Plan or (b) the eligible participants under the Charts Option Plan have each been duly and validly approved by Charts' Board of Directors and by Charts' shareholders, and with respect to the Charts Option Plan (or any such change) such shareholder approval was obtained wit...
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Options, Warrants or Rights. The Company represents there are no options, warrants, convertible or other securities, calls, commitments, conversion privileges, preemptive rights or other rights or agreements outstanding to purchase or otherwise acquire (whether directly or indirectly) any of the Company's share capital, described above, or any security convertible into or exchangeable for any shares of the Company's capital stock or obligating the Company to grant, issue, extend, or enter into, any such option, warrant, convertible or other security, call, commitment, conversion privilege, preemptive right or other right or agreement ("Interests"). The Company has no liability for any dividends accrued but unpaid. No shares of the Company are reserved for issuance under any stock purchase, stock option or other benefit plan.
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Options, Warrants or Rights. Uniloc has granted an aggregate of 567,500 options to purchase shares of its common stock. The exercise price of $.50 per share. There are currently 6,270,139 warrants issued and outstanding. 1,108,333 warrants are exercisable at $.60 per share and expire in 2006. 4,316,806 warrants are exercisable at $.50 per share which expire in 2005. Additionally, 845,000 warrants have been issued to consultants at exercise prices between $.50 and $1.00, exercising in 2005 and 2006. There are no other options, warrants, convertible or other securities, calls, commitments, conversion privileges, preemptive rights or other rights or agreements outstanding to purchase or otherwise acquire, whether directly or indirectly, any shares of Uniloc's share capital or any securities convertible into or exchangeable for any shares of Uniloc's capital stock or obligating Uniloc to grant, issue, extend, or enter into, any such option, warrant, convertible or other security, call, commitment, conversion privilege, preemptive right or other right or agreement, and Uniloc has no liability for any dividends accrued but unpaid. No person or entity holds or has any other option, warrant or other right to acquire any issued and outstanding shares of the capital stock of Uniloc from any record or beneficial holder of shares of the capital stock of Uniloc. No shares of Uniloc Stock are reserved for issuance under any stock purchase, stock option or other benefit plan.
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Options, Warrants or Rights. Except as set forth in Section 3.4.1 hereof and for StarNet Options to purchase an aggregate total of 1,760,000 shares of StarNet Common Stock that are outstanding on the Agreement Date (all of which StarNet Options were granted under the StarNet Stock Plan), there are no options, warrants, convertible securities or other securities, calls, commitments, conversion privileges, preemptive rights, rights of first refusal, rights of first offer or other rights or agreements outstanding to purchase or otherwise acquire (whether directly or indirectly) any shares of StarNet's authorized but unissued capital stock or any securities convertible into or exchangeable for any shares of StarNet's capital stock or obligating StarNet to grant, issue, extend, or enter into any such option, warrant, convertible security or other security, call, commitment, conversion privilege, preemptive right, right of first refusal, right of first offer or other right or agreement. To StarNet's knowledge, no person or entity holds, or has any option, warrant or other right to acquire, any issued and outstanding shares of the capital stock of StarNet from any holder of shares of the capital stock of StarNet. A total of 2,000,000 shares of StarNet Common Stock are reserved for issuance under the StarNet Stock Plan. No options have been exercised under the StarNet Stock Plan. As of the Agreement Date, a total of 353,955 shares of StarNet Common Stock will be potentially issuable upon the exercise of all vested options granted under the StarNet Stock Plan that are outstanding on the Agreement Date. Attached as Schedule 3.4.2 to the StarNet Disclosure Schedule is a true and complete list of all holders of all StarNet Options that are outstanding on the Agreement Date, the number of StarNet Options held by each such holder, the exercise price and vesting schedule (including whether such vesting will be affected by this Agreement or the Merger) of each StarNet Option held by each such person and the name of the StarNet option plan under which each such option was granted. The StarNet Stock Plan and any change in (a) the number of shares reserved under the StarNet Stock Plan or (b) the eligible participants under the StarNet Stock Plan have each been duly and validly approved by StarNet's Board of Directors and by StarNet's stockholders, and with respect to the StarNet Stock Plan (or any such change) such stockholder approval was obtained within one (1) year of the date on which the StarNet St...
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Options, Warrants or Rights. The Company represents there are no options, warrants, convertible or other securities, calls, commitments, conversion privileges, preemptive rights or other rights or agreements outstanding to purchase or otherwise acquire (whether directly or indirectly) any of the Company's share capital or any security convertible into or exchangeable for any shares of Company's capital stock or obligating the Company to grant, issue, extend, or enter into, any such option, warrant, convertible or other security, call, commitment, conversion privilege, preemptive right or other right or agreement ("Interests"). The Company has no liability for any dividends accrued but unpaid. No shares of the Company are reserved for issuance under any stock purchase, stock option or other benefit plan.
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Options, Warrants or Rights. Except for Company Options to purchase an aggregate total of 2,259,544 shares of Company Common Stock that are outstanding on the Agreement Date (2,009,861 of which Company Options were granted under the Company Option Plans) and warrants held by Xxxxxxx & Company to purchase an aggregate of 84,089 shares of Common Stock (the "COMPANY WARRANTS") that are outstanding on the Agreement Date, there are no options, warrants, convertible securities or other securities, calls, commitments, conversion privileges, preemptive rights, rights of first refusal, rights of first offer or other rights or agreements outstanding to purchase or otherwise acquire (whether directly or indirectly) any shares of the Company's authorized but unissued capital stock or any securities convertible into or exchangeable for any shares of the Company's capital stock or obligating the Company to grant, issue, extend, or enter into any such option, warrant, convertible security or other security, call, commitment, conversion privilege, preemptive right, right of first refusal, right of first offer or other right or agreement. To the Company's knowledge, no person or entity has any option, warrant or other right to acquire any issued and outstanding shares of the capital stock of the Company from any holder of shares of the capital stock of the Company. A total of 3,000,000 shares of Company Common Stock are reserved for issuance under the 1994 Option Plan, and a total of 2,400,000 shares of Company Common Stock are reserved for issuance under the 1996 Option Plan and a total of 1,100,000 shares of Company Common Stock are reserved for issuance upon the exercise of outstanding Non-Plan Options. Except for issuances of Company Common Stock pursuant to exercises of Company Options and Company Warrants that occur after the Agreement Date and which have been disclosed in writing to Cadence and to Cadence's counsel prior to the Closing Date, a total of 2,817,115 shares of Company Common Stock have been issued under the Company Option Plans, of which a total of 2,413,483 shares were issued under the 1994 Option Plan (of which 104,783 shares have been repurchased) and a total of 403,632 shares were issued under the 1996 Option Plan (of which 3,149 shares have been repurchased). A total of 495,000 shares of Company Common Stock are potentially issuable upon the exercise of all options granted under the 1994 Option Plan that are outstanding on the Agreement Date and a total of 1,514,811 shares of C...
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Related to Options, Warrants or Rights

  • Options; Warrants Each option, warrant or other right to purchase shares of Delaware Common Stock, which are outstanding at the Effective Time shall, by virtue of the Merger and without any action on the part of the holder thereof, be converted into and become an option, warrant or right to purchase one share of Nevada Common Stock at an exercise or purchase price per share equal to the exercise or purchase price applicable to the option, warrant or other right to purchase Delaware Common Stock.

  • Options, Warrants and Rights Grant or issue any options, warrants, calls, puts or other rights of any kind relating to the purchase, redemption or conversion of shares of its capital stock or any other securities (including securities convertible into capital stock) or enter into any agreement or understanding with respect to any such action.

  • Options, Warrants, etc In the event that the Company shall issue rights, options or warrants to any person or persons who are at the time of such issuance are stockholders of the Company, entitling them to subscribe for or purchase shares (or securities convertible or exchangeable into shares) at a price per share (or having a conversion or exchange price per share if a security convertible or exchangeable into shares) less than the $0.20 per share on the record date for such issuance (or the date of issuance, if there is no record date), the number of Consultant Shares on and after such record date (or issuance date, as the case may be) shall be determined by multiplying the number of Consultant Shares immediately prior to such record date (or issuance date, as the case may be) by a fraction, of which the numerator shall be the number of Consultant Shares outstanding on such record date (or issuance date, as the case may be) plus the number of Shares which the total offering price of the total number of such shares so as to be offered (or the aggregate initial exchange or conversion price of the exchangeable or convertible securities so to be offered) would purchase at such $0.20 on such record date (or issuance date, as the case may be) and of which the denominator shall be the number of Consultant Shares outstanding on such record date (or issuance date, as the case may be). Such adjustment shall be made successively whenever such an issuance occurs; and in the event that such rights, options, warrants, or convertible or exchangeable securities are not so issued or expire or cease to be convertible or exchangeable before they are exercised, converted, or exchanged (as the case may be), then the Consultant Shares shall again be adjusted to be the number of Consultant Shares that would then be in effect if such issuance had not occurred, but such subsequent adjustment shall not affect the number of Consultant Shares issued prior to the date such subsequent adjustment is made.

  • Stock Options; Warrants (a) At the Effective Time and without any action on the part of the parties hereto, (i) the 1996 Stock Incentive Plan, the 1993 Incentive Stock Option, Nonqualified Stock Option and Restricted Stock Purchase Plan (together, the “Company Stock Plans”) and (ii) each unexercised and unexpired stock option that is then outstanding under the Company Stock Plans or any other plan or arrangement under which the Company or its subsidiaries grants stock options, whether or not exercisable and whether or not vested (the “Company Options”), shall be assumed by Parent and such Company Options shall be converted into options to purchase Parent Common Stock (individually an “Assumed Option” and collectively the “Assumed Options”). Each Assumed Option shall continue to have, and be subject to, the same terms and conditions as set forth in the applicable Company Stock Plan and any agreement evidencing the grant of such Assumed Option, as in effect immediately prior to the Effective Time, except that, as of the Effective Time, (i) the Assumed Options shall be exercisable for whole shares of Parent Common Stock, and the number of such shares shall be equal to the product of the number of shares of Company Common Stock that were issuable upon exercise of such Assumed Option, whether or not exercisable, immediately prior to the Effective Time multiplied by the Exchange Ratio, rounded down to the nearest whole number of shares of Parent Common Stock, (ii) the per share exercise price for the shares of Parent Common Stock issuable upon exercise of such Assumed Option shall be equal to the quotient determined by dividing the exercise price per share of Company Common Stock at which such Assumed Option was exercisable immediately prior to the Effective Time by the Exchange Ratio, rounded up to the nearest whole cent, (iii) all references in the Company Stock Plan and the agreement evidencing the Assumed Option to the Company shall be deemed to be references to Parent and (iv) all references in the Company Stock Plan and the agreement evidencing the Company Option to Company Common Stock shall be deemed to be references to Parent Common Stock. Notwithstanding anything to the contrary in this Section 2.2, the conversion of any Assumed Options (regardless of whether such options qualify as “incentive stock options” within the meaning of Section 422 of the Code) into options to purchase Parent Common Stock shall be made in such a manner as would not constitute a “modification” of such Assumed Options within the meaning of Section 424 of the Code.

  • Options, Warrants, Reserved Shares Except for (i) the warrant issued to Value Partners Greater China High Yield Income Fund in March 2019, (ii) any A Shares (and options and warrants therefor) reserved for issuance to the employees, directors, and consultants of the Group Companies pursuant to any equity incentive plan that may be adopted from time to time by the Company, (iii) as provided in the Restated Articles, and (iv) any A Shares to be issued to certain potential investors for this financing round on or around April 30, 2019, including the transactions contemplated herein, there are no options, warrants, conversion privileges, agreements, or rights of any kind with respect to the issuance or purchase of the Purchased Shares or any other securities of the Company. Apart from any exceptions noted in the Restated Articles, no outstanding shares (including the Purchased Shares), or shares issuable upon exercise or exchange of any outstanding options, warrants, or other shares issuable by the Company, are subject to any preemptive rights, rights of first refusal, or other rights of any kind to purchase such shares (whether in favor of the Company or any other person).

  • No Rights as Warrant Securityholder Conferred by Warrants or Warrant Certificates No Warrant Certificate or Warrant evidenced thereby shall entitle the holder thereof to any of the rights of a holder of Warrant Securities, including, without limitation, the right to receive the payment of dividends or distributions, if any, on the Warrant Securities or to exercise any voting rights, except to the extent expressly set forth in this Agreement or the applicable Warrant Certificate.

  • Warrants and Options In the event that, during the term of this Agreement, subscription, spin-off, warrants, dividends, or any other rights or option shall be issued in connection with the Collateral, such warrants, dividends, rights and options shall be immediately delivered to Secured Party to be held under the terms hereof in the same manner as the Collateral.

  • No Preemptive Rights, Registration Rights or Options Except as described in the Disclosure Package and the Prospectus, there are no (i) preemptive rights or other rights to subscribe for or to purchase, nor any restriction upon the voting or transfer of, any equity interests in the Partnership Entities or (ii) outstanding options or warrants to purchase any securities of the Partnership Entities. Neither the filing of the Registration Statement nor the offering or sale of the Units as contemplated by this Agreement gives rise to any rights for or relating to the registration of any Common Units or other securities of the Partnership.

  • Options, Rights, Warrants and Convertible and Exchangeable Securities In case the Company shall at any time after the date hereof issue options, rights or warrants to subscribe for shares of Stock, or issue any securities convertible into or exchangeable for shares of Stock, for a consideration per share less than the Exercise Price in effect or the Market Price immediately prior to the issuance of such options, rights, warrants or such convertible or exchangeable securities, or without consideration, the Exercise Price in effect immediately prior to the issuance of such options, rights, warrants or such convertible or exchangeable securities, as the case may be, shall be reduced to a price determined by making a computation in accordance with the provisions of Section 8.1 hereof; PROVIDED, that:

  • Disposition of Warrants or Shares The Holder of this Warrant, each transferee hereof and any holder and transferee of any Shares, by his or its acceptance thereof, agrees that no public distribution of Warrants or Shares will be made in violation of the provisions of the Securities Act. Furthermore, it shall be a condition to the transfer of this Warrant that any transferee thereof deliver to the Company his or its written agreement to accept and be bound by all of the terms and conditions contained in this Warrant.

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