Payment for Order Flow Disclosure. Depending on the security traded and absent specific direction from the Customer, equity and option orders are routed to market centers (i.e., broker-dealers, primary exchanges or electronic communication networks) for execution. Routing decisions are based on a number of factors including the size of the order, the opportunity for price improvement and the quality of order executions, and decisions are regularly reviewed to ensure the duty of best execution is met. You or the Introducing Broker may receive compensation or other consideration for the placing of orders with market centers for execution. The amount of the compensation depends on the agreement reached with each venue. The source and nature of compensation relating to the Customer's transactions will be furnished upon written request.
Payment for Order Flow Disclosure. Depending on the security traded and absent specific direction from the Customer, equity and option orders are routed to market centers (i.e., broker-dealers, primary exchanges or electronic communication networks) for execution. Routing decisions are based on a number of factors including the size of the order, the opportunity for price improvement and the quality of order executions, and decisions are regularly reviewed to ensure the duty of best execution is met. You or the Introducing Broker may receive compensation or other consideration for the placing of orders with market centers for execution. The amount of the compensation depends on the agreement reached with each venue. The source and nature of compensation relating to the Customer's transactions will be furnished upon written request. consideradas confiáveis, mas não é garantida quanto à sua exatidão da completude. Tais informações podem incluir imprecisões técnicas ou outras, erros ou omissões. Em nenhum caso você ou qualquer um de seus afiliados será responsável pelo Cliente ou qualquer terceiro pela exatidão, pontualidade ou completude de qualquer informação disponibilizada ao Cliente ou por qualquer decisão tomada ou tomada pelo Cliente em conformidade com tais informações. Em nenhum caso você ou suas entidades afiliadas serão responsáveis por quaisquer xxxxx incidentais, indiretos ou consequentes, incluindo, sem limitação, aqueles resultantes de perda de uso, dados ou lucros, sejam eles ou não avisados da possibilidade xx xxxxx, e em qualquer teoria de responsabilidade, decorrentes ou em conexão com o uso de quaisquer relatórios fornecidos por você ou com o atraso ou incapacidade de usar tais relatórios.
Payment for Order Flow Disclosure. The Securities and Exchange Commission (“SEC”) requires that all registered broker-dealers disclose their policies regarding their receipt of “payment for order flow.” The SEC defines payment for order flow as “any money payment, service property, or other benefit that results in remuneration, compensation, or consideration to a broker-dealer from any broker or dealer, national securities exchange, registered securities association, or exchange member in return for the routing of customer orders by such broker or dealer, national securities exchange, registered securities association, or exchange member for execution, including adjustments of a broker or dealer’s unfavorable trading errors; offers to participate as underwriters in public offerings; stock loans or shared interest accrued thereon; discounts, rebates or any other reduction of or credits against any fee to, or expense of other financial obligation of, the broker or dealer routing a customer order that exceeds that fee, expense or financial obligation.” Truist Securities may pay from time to time for certain order flow in the form of discounts, rebates, reductions of fees, or credits. As a result of sending orders to certain trading centers and/or broker-dealers, Truist Securities receives payment for order flow in the form of monetary payments, discounts, rebates, reductions of fees, or credits. Under some circumstances, the amount of such remuneration may exceed the amount that Truist Securities is charged by such trading centers. This does not alter Truist Securities policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account, among other factors, price, transaction cost, volatility, market depth, quality of service, speed, and efficiency. of their routine practices. The reports must identify the primary exchanges or markets to which “customer orders” were sent for execution during the applicable quarter. Truist Securities’ Rule 606 Quarterly Order Routing Report is available through our Web site at xxx.xxxxxxxxxxxxxxxx.xxx/xxxxxxxxxxx. A hard copy of this report is also available from your sales representative. Upon request, your sales representative will further disclose the exchange or market to which your individual orders were routed for execution, whether the orders were directed or non-directed, and the time of execution for the underlying transactions. This request can be made for orders that were placed up to s...
Payment for Order Flow Disclosure. Depending on the security traded and absent specific direction from the Customer, equity and option orders are routed to market centers (i.e., broker-dealers, primary
Payment for Order Flow Disclosure. Pagamento para divulgação do fluxo de pedidos.
