Permitted Disclosure by Trustee Sample Clauses

Permitted Disclosure by Trustee. Without limiting the generality of the foregoing, the Trustee shall be permitted to disclose any Client Information: (i) to the entities of RBC Group located in various jurisdictions, including but not limited to Australia, Belgium, Canada, France, Hong Kong, Ireland, Italy, Malaysia, Singapore, Spain, Switzerland and the United Kingdom for the following purposes: (a) to ensure and facilitate compliance with applicable laws and/or regulations, (b) to determine eligibility for products and services; (c) to enable the Trustee to provide existing, new or enhanced services in connection with or arising out of, the Manager’s agreement(s) with the Trustee, or the Manager’s Direction; (d) to assess financial and credit risk, and generally in connection with the prudent risk management of the RBC Group; (e) to administer and process the Manager’s account(s); (f) to manage information technology and associated databases, processes, and similar technological requirements, in an efficient manner in order to minimize service interruptions and deliver quality client service; (g) to receive services from other entities of the RBC Group in connection with any of the above purposes; (h) to protect and enforce any property or other rights of the RBC Group; and (i) to manage disputes, litigation or investigations; (ii) to companies, entities or persons that provide any services to the Trustee (e.g. sub-custodians, delegates) to enable the Trustee to provide services to the Manager; (iii) to any governmental or regulatory authorities, stock exchanges and clearing houses; or (iv) as otherwise required in accordance with Applicable Laws.
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Permitted Disclosure by Trustee. Subject to Relevant Law, the Trustee may disclose: (a) to any delegate, agen t, sub-contractor or adviser of the Trustee or any Related Body Corporate of the Trustee such information concerning the Employer Sub-Plan, the Participating Employer, an Employer or any Employer Sub-Plan Member or their entitlements as the Trustee considers appropriate; (b) to an Employer Sub-P lan Member, an Employer Sub-Plan Member's adviser or any person who has been authorised by an Employer Sub-Plan Member to act on behalf of that Employer Sub-Plan Member, any information relating to that Employer Sub-Plan Member or that Employer Sub-Plan Member's entitlements under the Trust Deed and Participation Schedule; (c) to any Employer und er the Employer Sub-Plan, information requested to be disclosed by the Employer; (d) to any court, statutory body or Regulator, information relating to the Employer Sub-Plan, the Participating Employer, an Employer or any Employer Sub-Plan Member that the Trustee has a statutory obligation to provide or otherwise considers it appropriate to provide; (e) to any other person o r body, such other information relating to the Employer Sub-Plan, the Participating Employer, an Employer or any Employer Sub-Plan Member which the Trustee is required to provide under a statutory or regulatory obligation; (f) to any group life insu rer all applications, certificates, statements, lists and information that the Trustee is obliged to supply under or for the purpose of effecting any policy effected by the Trustee in respect of the Employer Sub-Plan or any Employer Sub-Plan Member; (g) to any person or body , information relating to an Employer Sub-Plan Member or that Employer Sub-Plan Member's entitlements under the Trust Deed and the Participation Schedule, where that disclosure is approved by the Employer Sub-Plan Member; (h) to any person or body information relating to the Participating Employer, an Employer or the Employer Sub-Plan, where that disclosure is approved by the Participating Employer (in the case of information relating to the Participating Employer or the Employer Sub- Plan) or the relevant Employer (in the case of information relating to that Employer); (i) to any person or bod y, information that an Employer Sub-Plan Member would reasonably expect to be disclosed to that person or body; (j) to the executors or ad ministrators of the estate of a deceased Employer Sub-Plan Member or to that Employer Sub-Plan Member's dependants, any information ...

Related to Permitted Disclosure by Trustee

  • Effectuation of Subordination by Trustee Each holder of Securities or Coupons, by his acceptance thereof, authorizes and directs the Trustee on his behalf to take such action as may be necessary or appropriate to effectuate the subordination provided in this Article and appoints the Trustee his attorney-in-fact for any and all such purposes.

  • Reports by Trustee to Holders Within 60 days after each May 15 beginning with the May 15 following the date of this Indenture, the Trustee shall mail to each Securityholder a brief report dated as of such May 15 that complies with TIA Section 313(a), if required by such Section 313(a). The Trustee also shall comply with TIA Section 313(b). A copy of each report at the time of its mailing to Securityholders shall be filed with the SEC and each securities exchange, if any, on which the Securities are listed. The Company agrees to notify the Trustee promptly whenever the Securities become listed on any securities exchange and of any delisting thereof.

  • Indemnification by Trust The Trust shall indemnify and hold harmless the Custodian, any Sub-Custodian and any nominee thereof (each, an “Indemnified Party” and collectively, the “Indemnified Parties”) from and against any and all claims, demands, losses, expenses and liabilities of any and every nature (including reasonable attorneys' fees) that an Indemnified Party may sustain or incur or that may be asserted against an Indemnified Party by any person arising directly or indirectly (i) from the fact that Securities are registered in the name of any such nominee, (ii) from any action taken or omitted to be taken by the Custodian or such Sub-Custodian (a) at the request or direction of or in reliance on the advice of the Trust, or (b) upon Proper Instructions, or (iii) from the performance of its obligations under this Agreement or any sub-custody agreement, provided that neither the Custodian nor any such Sub-Custodian shall be indemnified and held harmless from and against any such claim, demand, loss, expense or liability arising out of or relating to its refusal or failure to comply with the terms of this Agreement (or any sub-custody agreement), or from its bad faith, negligence or willful misconduct in the performance of its duties under this Agreement (or any sub-custody agreement). This indemnity shall be a continuing obligation of the Trust, its successors and assigns, notwithstanding the termination of this Agreement. As used in this paragraph, the terms “Custodian” and “Sub-Custodian” shall include their respective directors, officers and employees.

  • Holders Lists and Reports by Trustee 25 Section 6.01. Company to Furnish Trustee Names and Addresses of Holders............................25 Section 6.02. Preservation of Information; Communications to Holders...............................26

  • Reports by Trustee The Trustee shall transmit to Holders such reports concerning the Trustee and its actions under this Indenture as may be required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant thereto. A copy of each such report shall, at the time of such transmission to Holders, be filed by the Trustee with each stock exchange upon which any Securities are listed, with the Commission and with the Company. The Company will notify the Trustee when any Securities are listed on any stock exchange.

  • Reliance by Trustee Except as otherwise provided in Section 7.1: (a) The Trustee may rely and shall be protected in acting upon any resolution, certificate, statement, instrument, opinion, report, notice, request, consent, order, or other paper or document believed by it to be genuine and to have been signed or presented by the proper party or parties. (b) The Trustee may consult with legal counsel, auditors or other experts to be selected by it, including firms with which the Trustee may be an affiliate, and the advice or opinion of such counsel, accountants, auditors or other experts shall be full and complete protection to the Trustee, the employees and the agents of the Trustee in respect of any action taken or omitted or suffered by them in good faith and in reliance on, or in accordance with, such advice or opinion. (c) Persons dealing with the Trustee shall look only to the Trust Assets to satisfy any liability relating to the Trust Assets incurred by the Trustee to such Person in carrying out the terms of this Trust, and the Trustee shall have no obligation to satisfy any such liability. (d) As far as practicable and except as expressly permitted above, the Trustee shall cause any written instrument creating an obligation of the Trust to include a reference to this Agreement and to provide that neither the Beneficiaries, the Trustee nor their agents shall be liable thereunder and that the other parties to such instrument shall look solely to the Trust Assets for the payment of any claim thereunder or the performance thereof; provided, however, that the omission of such provision from any such instrument shall not render the Beneficiaries, the Trustee, or their agents liable, nor shall the Trustee be liable to anyone for such omission.

  • Reports by Trustee to the Holders As promptly as practicable after each June 30 beginning with the June 30 following the date of this Indenture, and in any event prior to August 30 in each year, the Trustee shall send to each Holder a brief report dated as of such June 30 that complies with Section 313(a) of the TIA if and to the extent required thereby. The Trustee shall also comply with Section 313(b) of the TIA. A copy of each report at the time of its mailing to the Holders shall be filed with the SEC and each stock exchange (if any) on which the Securities are listed. The Issuer agrees to notify promptly the Trustee in writing whenever the Securities become listed on any stock exchange and of any delisting thereof.

  • Reports by Trustee to Holders of the Notes (a) Within 60 days after each May 15 beginning with the May 15 following the date of this Indenture, and for so long as Notes remain outstanding, the Trustee will mail to the Holders of the Notes a brief report dated as of such reporting date that complies with TIA § 313(a) (but if no event described in TIA § 313(a) has occurred within the twelve months preceding the reporting date, no report need be transmitted). The Trustee also will comply with TIA § 313(b)(2). The Trustee will also transmit by mail all reports as required by TIA § 313(c). (b) A copy of each report at the time of its mailing to the Holders of Notes will be mailed by the Trustee to the Company and filed by the Trustee with the SEC and each stock exchange on which the Notes are listed in accordance with TIA § 313(d). The Company will promptly notify the Trustee when the Notes are listed on any stock exchange.

  • Delegation by Trustees Subject only to any limitations required by federal law including the 1940 Act, the Trustees may delegate any and all powers and authority hereunder as they consider desirable to any officer of the Trust, to any committee of the Trustees, any committee composed of Trustees and other persons and any committee composed only of persons other than Trustees and to any agent, independent contractor or employee of the Trust or to any custodian, administrator, transfer or shareholder servicing agent, Manager, investment advisor or sub-advisor, Principal Underwriter or other service provider, provided that such delegation of power or authority by the Trustees shall not cause any Trustee to cease to be a Trustee of the Trust or cause such person, officer, agent, employee, custodian, transfer or shareholder servicing agent, Manager, Principal Underwriter or other service provider to whom any power or authority has been delegated to be a Trustee of the Trust. The reference in this Declaration of Trust to the right of the Trustees to, or circumstances under which they may, delegate any power or authority, or the reference in this Declaration of Trust to the authorized agents of the Trustees or any other Person to whom any power or authority has been or may be delegated pursuant to any specific provision of this Declaration of Trust, shall not limit the authority of the Trustees to delegate any other power or authority under this Declaration of Trust to any Person, subject only to any limitations under federal law including the 1940 Act.

  • HOLDERS' LISTS AND REPORTS BY TRUSTEE AND COMPANY Section 7.01 Company to Furnish Trustee Names and Addresses of Holders...41 Section 7.02 Preservation of Information; Communications to Holders......42 Section 7.03 Reports by Trustee..........................................42 Section 7.04 Reports by Company..........................................42 Section 7.05 Holders' Meetings...........................................43 ARTICLE VIII.

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